UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment #1 (Mark One) _X_ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2002 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from___________________ to ______________ Commission file number 1-13883 CALIFORNIA WATER SERVICE GROUP - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 77-0448994 - -------------------------------------------------------------------------------- (Sate or other jurisdiction (I.R.S. Employer identification No.) of incorporation or organization) 1720 North First Street, San Jose, CA. 95112 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) 1-408-367-8200 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - -------------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ___ APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PRECEDING FIVE YEARS Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes ___ No ___ APPLICABLE ONLY TO CORPORATE ISSUERS Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date. Common shares outstanding as of October 31, 2002 - 15,182,046. EXPLANATORY NOTE This Form 10-Q/A is being filed for the sole purpose of submitting three exhibits that were listed in the Exhibit Index to the Registrant's Quarterly Report on Form 10-Q for the period ending September 30, 2002. The listed exhibits were not attached to the original Form 10-Q submission. No revisions have been made to the Registrant's financial statements or any other disclosure or certifications contained in the Quarterly Report. PART II OTHER INFORMATION Item 6. Exhibits and Reports on Form 8-K (a) Exhibits required to be filed by this Item 601 of Regulation S-K. The exhibit list required by this Item is incorporated by reference to the Exhibit Index attached to this report. (b) Reports on Form 8-K None. 2 SIGNATURES Pursuant to the requirement of the Securities and Exchange Act of 1934, the Registrant has duly caused this amended report to be signed on its behalf by the undersigned thereunto duly authorized. CALIFORNIA WATER SERVICE GROUP Registrant November 13, 2002 By: /s/ Gerald F. Feeney ---------------- Gerald F. Feeney Vice President, Chief Financial Officer and Treasurer 3 Exhibit Index (Exhibits included with this Form 10-Q/A filing were listed in the Exhibit Index for the original Form 10-Q filing, but the Exhibits were not attached to the original submission.) Exhibit Description Page 4.1 Fourth Supplement to Note Agreement dated as of August 15, 5 2002, pertaining to the issuance of $20,000,000, 5.90% Series F Senior Notes due November 1, 2017 10.1 First Amendment dated September 23, 2002 to the Business 22 Loan Agreement dated August 1, 2001 between Bank of America and California Water Service Company modifying the 30-day out-of-debt period 10.2 Second Amendment dated September 23, 2002 to the Business 25 Loan Agreement dated August 1, 2001 between Bank of America and California Water Service Group and CWS Utility Services 4