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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): May 27, 2020

 

CALIFORNIA WATER SERVICE GROUP

(Exact name of Registrant as Specified in its Charter)

 

Delaware
(State or other jurisdiction
of incorporation)
  1-13883
(Commission file number)
  77-0448994
(I.R.S. Employer
Identification Number)

 

1720 North First Street
San Jose, California
(Address of principal executive offices)
  95112
(Zip Code)

 

(408) 367-8200

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨         Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨         Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨         Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨         Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Shares, par value $0.01   CWT   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

California Water Service Group (the “Company”) held its Annual Meeting of Stockholders on May 27, 2020 (the “Annual Meeting”). Stockholders acted on items of business at the Annual Meeting. The voting results are as follows:

 

1.      The following nominees for Director were elected to serve until the 2021 Annual Meeting of Stockholders based upon the following votes:

 

Nominee  Votes For   Votes Against   Abstentions   Broker Non-Votes
Gregory E. Aliff   36,480,219    223,236    124,894    5,617,024
Terry P. Bayer   35,071,629    1,636,786    119,934    5,617,024
Shelly M. Esque   36,199,955    516,804    111,590    5,617,024
Martin A. Kropelnicki   36,454,590    257,772    115,987    5,617,024
Thomas M. Krummel, M.D.   34,599,649    2,109,649    119,051    5,617,024
Richard P. Magnuson   34,955,268    1,749,016    124,065    5,617,024
Scott L. Morris   35,105,397    1,595,108    127,844    5,617,024
Peter C. Nelson   35,788,894    916,306    123,149    5,617,024
Carol M. Pottenger   36,160,220    560,476    107,653    5,617,024
Lester A. Snow   34,983,015    1,721,179    124,155    5,617,024
Patricia K. Wagner   36,550,766    169,654    107,929    5,617,024

 

2.       The proposal for an advisory vote on the compensation paid to the Company’s named executive officers was approved as follows:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes 
 33,246,205    2,906,862    675,282    5,617,024 

 

3.      The appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020 was ratified as follows:

 

Votes For   Votes Against   Abstentions 
 41,590,478    700,372    154,523 

 

 

 

 

SIGNATURES 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CALIFORNIA WATER SERVICE GROUP
   
   
Date: May 27, 2020 By: /s/ Martin A. Kropelnicki
  Name: Martin A. Kropelnicki
  Title: President & Chief Executive Officer