Form: 10-Q

Quarterly report pursuant to Section 13 or 15(d)

November 1, 2018

Exhibit 4.1

Execution Version

RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:

Gibson, Dunn & Crutcher LLP
333 South Grand Avenue
Los Angeles, CA 90071-3197
Attn: Andrew Cheng









Sixty-First Supplemental Indenture



CALIFORNIA WATER SERVICE COMPANY

and

U.S. BANK NATIONAL ASSOCIATION


as

Trustee and Calculation Agent


Dated as of September 13, 2018





    



TABLE OF CONTENTS
Page
ARTICLE I DEFINITIONS
5

SECTION 1.01. Definitions.
5

ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE BONDS
7

SECTION 2.01. Designation of Bonds.
7

SECTION 2.02. Aggregate Principal Amount.
7

SECTION 2.03. Form; Payment of Interest and Principal on Series UUU Bonds.
7

ARTICLE III REDEMPTION, SINKING FUND, DISCHARGE AND DEFEASANCE
8

SECTION 3.01. Redemption.
8

SECTION 3.02. Sinking Fund.
8

SECTION 3.03. Discharge and Defeasance.
8

ARTICLE IV CALCULATION AGENT
9

SECTION 4.01. Appointment.
9

SECTION 4.02. Duties and Obligations.
9

SECTION 4.03. Terms and Conditions.
9

SECTION 4.04. Qualifications.
11

SECTION 4.05. Resignation and Removal.
11

SECTION 4.06. Successors.
11

SECTION 4.07. Trustee Deemed Calculation Agent Upon Certain Circumstances.
11

SECTION 4.08. Merger, Conversion, Consolidation, Sale or Transfer.
12

SECTION 4.09. Notice.
12

SECTION 4.10. WAIVER OF JURY TRIAL.
12

SECTION 4.11. Calculation of Interest Rate for First Interest Period.
12

ARTICLE V MISCELLANEOUS
13

SECTION 5.01. Notice.
13

SECTION 5.02. Amendment and Supplement.
13

SECTION 5.03. Conflicts.
13

SECTION 5.04. Governing Law.
13

SECTION 5.05. Counterparts.
13

SECTION 5.06. Ratification.
13

SECTION 5.07. Severability.
13

SECTION 5.08. Trustee and Supplemental Indenture.
13

ARTICLE VI INFORMATION AS TO COMPANY
14

ARTICLE VII Maintenance of Credit Rating
14


Exhibits
EXHIBIT A
-    FORM OF SERIES UUU BONDS
EXHIBIT B
-    RECORDATION OF RESIGNATIONS
EXHIBIT C
-    RECORDATION OF FIRST THROUGH SIXTIETH SUPPLEMENTAL INDENTURES

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THIS SIXTY-FIRST SUPPLEMENTAL INDENTURE IS
SECURED BY, INTER ALIA, REAL PROPERTY.
SIXTY-FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”) dated as of September 13, 2018, between CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”), having its Corporate Trust Office at One California Street, Suite 1000, San Francisco, CA 94111, and as Calculation Agent.
RECITALS
WHEREAS, the Company heretofore made, executed and delivered the Indenture from California Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees, dated as of the 1st day of April, 1928, (the Original Base Indenture”), and the Original Base Indenture has been recorded in the Office of the Recorders of the following counties and city and county of the State of California on the respective dates and in the respective books of record hereafter set forth:

 
County of 
City and County
 
Date of
 
Recordation
Volume of Official Records 
(except as noted)
 
Page at Which
Record
 Commences
Contra Costa
May 2, 1928
141
7
City and County of
San Francisco
May 3, 1928
1637
346
Glenn
May 2, 1928
62
190
 
 
(Book of Mortgages)
 
Kings
January 7, 1929
40
348
San Joaquin
May 2, 1928
243
295
Solano
May 2, 1928
14
7
Tulare
May 3, 1928
260
11
Alameda
May 2, 1928
1877
35
Sonoma
May 2, 1928
196
136
Los Angeles
May 4, 1928
7105
102
Butte
May 2, 1928
116
106
 
 
(Book of Mortgages)
 
Kern
May 3, 1928
249
1
Shasta
May 2, 1928
38
80
Fresno
May 2, 1928
894
32
San Mateo
January 20,1939
837
16
Yuba
September 12, 1942
69
291
Santa Clara
November 2, 1945
1305
286
Monterey
February 21, 1962
Serial No. 6604
 
Ventura
November 15, 1983
Doc. No. 130176; and
 
WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First National Bank of Los Angeles and later to Security First National Bank and later to Security-Pacific National Bank; and
WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank subsequently merged into Wells Fargo Bank, National Association; and

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WHEREAS, by instrument entitled “Resignations of Wells Fargo Bank, National Association as Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified from California Water Service Company” dated as of August 1, 1983, recorded in the offices of the Recorders of those counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers set forth in EXHIBIT B, which is annexed hereto and hereby made a part hereof, (a) Wells Fargo Bank, National Association, resigned as authenticating trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‑First Supplemental Indentures, effective August 1, 1983, (b) the Company appointed Bank of America National Trust and Savings Association as successor authenticating trustee to Wells Fargo Bank, National Association, effective August 1, 1983, (c) Bank of America National Trust and Savings Association accepted such appointment as authenticating trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‑First Supplemental Indentures, effective August 1, 1983, (d) Security Pacific National Bank resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‑First Supplemental Indentures, effective August 1, 1983, (e) the Company appointed no successor trustee to said Security Pacific National Bank, (f) Bank of America National Trust and Savings Association as of August 1, 1983 became fully vested with all the estates, properties, rights powers trusts, duties and obligations of Wells Fargo Bank, National Association and Security Pacific National Bank, as trustees under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‑First Supplemental Indentures, with like effect as if originally named as trustee therein, (g) Bank of America National Trust and Savings Association resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by First through Thirty‑First Supplemental Indentures, effective December 15, 1995, (h) the Company appointed, with the concurrence of a majority of the Holders, First Trust, a subsidiary of First Trust Bank System of Minneapolis, as successor trustee to Bank of America National Trust and Savings Association, effective December 15, 1995, (i) First Trust, a subsidiary of First Trust Bank System of Minneapolis, accepted such appointment as trustee under the Original Base Indenture, as supplemented, amended and modified by the First through Thirty-eighth Supplemental Indentures, (j) First Trust Bank System of Minneapolis merged with U. S. Bank Trust National Association, effective August 1, 1997; as a result of said merger, the corporate name became U. S. Bank Trust National Association, effective March 30, 1998, (k) effective January 10, 2002, U. S. Bank Trust National Association merged into U. S. Bank National Association and (l) U. S. Bank National Association became the trustee under the Original Base Indenture, as therefore supplemented, amended and modified by the First through Sixtieth Supplemental Indentures referred to below; and
WHEREAS, the Company has heretofore made, executed and delivered sixty certain supplemental indentures supplemental to said Original Base Indenture, one such supplemental indenture from California Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the “First Supplemental Indenture;” twelve such supplemental indentures from said California Water Service Company to American Trust Company and Security-First National Bank of Los Angeles, as trustees, dated and hereinafter sometimes called, respectively, as follows:

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Date
Name
August 19, 1929
Second Supplemental Indenture
February 25, 1930
Third Supplemental Indenture
February 1, 1931
Fourth Supplemental Indenture
March 23, 1932
Fifth Supplemental Indenture
May 1, 1936
Sixth Supplemental Indenture
April 1, 1939
Seventh Supplemental Indenture
November 1, 1945
Eighth Supplemental Indenture
May 1, 1951
Ninth Supplemental Indenture
May 1, 1953
Tenth Supplemental Indenture
May 1, 1954
Eleventh Supplemental Indenture
May 1, 1955
Twelfth Supplemental Indenture
November 1, 1956
Thirteenth Supplemental Indenture
four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:
Date
Name
November 1, 1963
Fourteenth Supplemental Indenture
November 1, 1965
Fifteenth Supplemental Indenture
November 1, 1966
Sixteenth Supplemental Indenture
November 1, 1967
Seventeenth Supplemental Indenture
fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank, National Association and Security Pacific National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:
Date
Name
November 1, 1969
Eighteenth Supplemental Indenture
May 1, 1970
Nineteenth Supplemental Indenture
November 1, 1970
Twentieth Supplemental Indenture
October 1, 1972
Twenty-first Supplemental Indenture
November 1,1972
Twenty-second Supplemental Indenture
November 15, 1972
Twenty-third Supplemental Indenture
November 1, 1973
Twenty-fourth Supplemental Indenture
May 1, 1975
Twenty-fifth Supplemental Indenture
May 1, 1976
Twenty-sixth Supplemental Indenture
November 1, 1977
Twenty-seventh Supplemental Indenture
May 1, 1978
Twenty-eighth Supplemental Indenture
November 1, 1979
Twenty-ninth Supplemental Indenture
November 1, 1980
Thirtieth Supplemental Indenture
May 1, 1982
Thirty-first Supplemental Indenture

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seven supplemental indentures from California Water Service Company to Bank of America National Trust and Savings Association, as trustee, dated and hereinafter sometimes called, respectively, as follows:
Date
Name
September 1, 1983
Thirty-second Supplemental Indenture
May 1, 1988
Thirty-third Supplemental Indenture
November 1, 1990
Thirty-fourth Supplemental Indenture
November 3, 1992
Thirty-fifth Supplemental Indenture
May 1, 1993
Thirty-sixth Supplemental Indenture
September 1, 1993
Thirty-seventh Supplemental Indenture
November 2, 1993
Thirty-eighth Supplemental Indenture; and
and twenty-one supplemental indentures from California Water Service Company to U.S. Bank National Association, as trustee, dated and hereinafter sometimes called, respectively, as follows:
Date
Name
April 17, 2009
Thirty-ninth Supplemental Indenture
April 17, 2009
Fortieth Supplemental Indenture
April 17, 2009
Forty-first Supplemental Indenture
April 17, 2009
Forty-second Supplemental Indenture
April 17, 2009
Forty-third Supplemental Indenture
April 17, 2009
Forty-fourth Supplemental Indenture
April 17, 2009
Forty-fifth Supplemental Indenture
April 17, 2009
Forty-sixth Supplemental Indenture
April 17, 2009
Forty-seventh Supplemental Indenture
April 17, 2009
Forty-eighth Supplemental Indenture
April 17, 2009
Forty-ninth Supplemental Indenture
April 17, 2009
Fiftieth Supplemental Indenture
April 17, 2009
Fifty-first Supplemental Indenture
April 17, 2009
Fifty-second Supplemental Indenture
April 17, 2009
Fifty-third Supplemental Indenture
April 17, 2009
Fifty-fourth Supplemental Indenture
April 17, 2009
Fifty-fifth Supplemental Indenture
April 17, 2009
Fifty-sixth Supplemental Indenture
April 17, 2009
Fifty-seventh Supplemental Indenture
November 22, 2010
Fifty-eighth Supplemental Indenture
October 13, 2015
Fifty-ninth Supplemental Indenture
March 11, 2016
Sixtieth Supplemental Indenture; and
WHEREAS, the First through Sixtieth Supplemental Indentures (or memoranda thereof) have been recorded in the offices of the Recorders of those counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers set forth in EXHIBIT C, which is annexed hereto and hereby made a part hereof; and
WHEREAS, the Original Base Indenture as amended, supplemented and modified by the Thirty-ninth Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called the “Base Indenture.

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NOW, THEREFORE, the parties hereto agree as follows:
ARTICLE I
DEFINITIONS
SECTION 1.01. Definitions.
Each term used herein has the meaning assigned to such term in the Base Indenture unless otherwise specifically defined herein, in which case the definition set forth herein shall govern the Bonds issued under this Supplemental Indenture. The following terms, as used herein, have the following meanings:
Bloomberg BBAM Page” means the display appearing on Bloomberg L.P.’s Bloomberg Professional (or any successor service) designated as page “BBAM” (or such other page as may replace the BBAM page on that service, or such other service as may be nominated for the purpose of displaying rates or prices comparable to the London Interbank Offered rate for U.S. dollar deposits by ICE Benchmark Administration Limited (“IBA”) or its successor or such other entity assuming the responsibility of IBA or its successor in calculating the London Interbank Offered rate in the event IBA or its successor no longer does so).
Calculation Agent” means U.S. Bank National Association, as appointed pursuant to Section 4.01 of this Supplemental Indenture, or its successor appointed by the Company pursuant to Article IV hereof, acting as calculation agent.
Called Principal” means, with respect to any Bond, the principal amount of such Bond that is to be redeemed pursuant to Article III of this Supplemental Indenture.
Closing Date” means September 13, 2018.
Corporate Trust Office” means the office of the Trustee specified in the initial paragraph of this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant to the provisions of the Base Indenture.
Fitch” means Fitch Ratings, Inc. and any successor to its rating agency business.
Interest Determination Date” means the second London Business Day immediately preceding the first day of the relevant Interest Period.
Interest Period” means the period commencing on an Interest Payment Date (or, with respect to the initial Interest Period only, commencing on the Closing Date) and ending on the day before the next succeeding Interest Payment Date.
LIBOR” will be determined by the Calculation Agent, with respect to any Interest Period, in accordance with the following provisions:
(1)     With respect to any Interest Determination Date, LIBOR will be the rate for deposits in U.S. dollars having a maturity of three months commencing on the first day of the applicable interest period that appears on the Reuters LIBOR01 Page as of 11:00 a.m., London time, on that Interest Determination Date, which in no event shall be less than zero (0). If on an Interest Determination Date, such rate does not appear on the Reuters LIBOR01 Page as of 11:00 a.m., London time, or if the Reuters LIBOR01 Page is not available as of 11:00 a.m., London time, the Calculation Agent will obtain such rate from Bloomberg BBAM Page on such date at such time. If no such rate appears, then LIBOR, in respect of that Interest Determination Date, will be determined in accordance with the provisions described in clauses (2) and (3) below.
(2)     With respect to an Interest Determination Date on which no rate is available on the Reuters LIBOR01 Page or the Bloomberg BBAM Page, as specified in clause (1) above, unless clause (3) below applies, the

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Company will request the principal London offices of each of at least two major reference banks in the London interbank market, as selected by the Company, to provide the Calculation Agent with its offered quotation for deposits in U.S. dollars for the period of three months, commencing on the first day of the applicable Interest Period, to prime banks in the London interbank market at approximately 11:00 a.m., London time, on that Interest Determination Date and in a principal amount that is representative for a single transaction in U.S. dollars in that market at that time. If at least two quotations are provided, then LIBOR on that Interest Determination Date will be the arithmetic mean of those quotations, which in no event shall be less than zero (0). If fewer than two quotations are provided, then LIBOR on the Interest Determination Date will be the arithmetic mean of the rates quoted at approximately 11:00 a.m., in The City of New York, on the Interest Determination Date by two major banks in The City of New York selected by the Company for loans in U.S. dollars to leading European banks, having a three-month maturity and in a principal amount that is representative for a single transaction in U.S. dollars in that market at that time, which in no event shall be less than zero (0); provided, however, that if the banks selected by the Company are not providing quotations in the manner described in this sentence, LIBOR will be equal to such rate on the Interest Determination Date when LIBOR was last available on the Reuters LIBOR01 Page or the Bloomberg BBAM Page, as applicable, as determined by the Calculation Agent.
(3)     Notwithstanding clause (2) above, if the Company, the Calculation Agent or the Required Holders, each in its or their sole discretion, determines that LIBOR has been permanently discontinued and has notified the other such parties of such determination, the Calculation Agent will, as directed by the Company (following the Company’s consultation with one or more investment banks of national standing chosen by the Company), and consented to by the Required Holders, use, as a substitute for LIBOR (the “Alternative Rate”) for each Interest Determination Date thereafter, the reference rate selected as an alternative to LIBOR by the central bank, reserve bank, monetary authority or any similar institution (including any committee or working group thereof) that is consistent with accepted market practice regarding the selection and use of a substitute for LIBOR, which in no event shall be less than zero (0). As part of such substitution, the Calculation Agent will, as directed by the Company, and consented to by the Required Holders, make such adjustments (“Adjustments”) to the Alternative Rate or the spread thereon, as well as the business day convention, Interest Determination Dates and related provisions and definitions, in each case that are consistent with accepted market practice for the use of such Alternative Rate for the Series UUU Bonds. If the Company determines, following its consultation with such investment bank(s), that there is no clear market consensus as to whether any rate has replaced LIBOR in customary market usage, the Company will use reasonable efforts to appoint an independent financial advisor (the “IFA”) consented to by the Required Holders to determine an appropriate Alternative Rate and any Adjustments, and the decision of the IFA will be binding on the Company, the Calculation Agent and the Holders, provided that in no event shall such Alternative Rate be less than zero (0). If, however, the Company, the Calculation Agent, the Required Holders or any IFA determines that LIBOR has been discontinued, but for any reason an Alternative Rate or Adjustments have not been determined as described herein, LIBOR will be equal to such rate on the Interest Determination Date when LIBOR was last available on the Reuters LIBOR01 Page or the Bloomberg BBAM Page, as applicable, as determined by the Calculation Agent, which in no event shall be less than zero (0). Notwithstanding anything contrary to the foregoing in the Base Indenture, including Section 12.02 thereof, any changes to this Supplemental Indenture as a result of the establishment of the Alternative Rate and the Adjustments described above shall only require the consent of the Company, the Required Holders or the IFA, as applicable, in each case as described in this clause (3).
London Business Day” means a day that is a Business Day and a day on which dealings in deposits in U.S. dollars are transacted, or with respect to any future date are expected to be transacted, in the London interbank market.
Moody’s” means Moody’s Investors Service, Inc. and any successor to its rating agency business.
Required Holders” means Holders of the Series UUU Bonds holding greater than 50% of the aggregate principal amount of the Series UUU Bonds then Outstanding.
Reuters LIBOR01 Page” means the display designated as Reuters LIBOR01 on the Reuters 3000 Xtra (or such other page as may replace the Reuters LIBOR01 Page on that service, or such other service as may be

6


nominated for the purpose of displaying rates or prices comparable to the London Interbank Offered rate for U.S. dollar deposits by IBA or its successor or such other entity assuming the responsibility of IBA or its successor in calculating the London Interbank Offered rate in the event IBA or its successor no longer does so).
Series UUU Bonds” means the $300,000,000 aggregate principal amount of Floating Rate First Mortgage Bonds due 2020, Series UUU.
Settlement Date” means, with respect to the Called Principal of any Bond, the date on which such Called Principal is to be redeemed pursuant to Section 3.01.
SVO means the Securities Valuation Office of the National Association of Insurance Commissioners.
S&P means Standard & Poor’s Rating Services and any successor to its rating agency business.
Trustee” means the Person named as the “Trustee” in the first paragraph of this Supplemental Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of the Base Indenture, and thereafter “Trustee” shall mean or include each Person who is then a Trustee hereunder.
ARTICLE II
CERTAIN TERMS AND ISSUANCE OF THE BONDS
SECTION 2.01. Designation of Bonds.
The changes, modifications and supplements to the Base Indenture effected by this Supplemental Indenture shall be applicable only with respect to, and govern the terms of, the Series UUU Bonds and shall not apply to any other Bonds that have been or may be issued under the Base Indenture unless a supplemental indenture with respect to such other Bonds specifically incorporates such changes, modifications and supplements. Pursuant to this Supplemental Indenture, there is hereby designated a series of Bonds under the Base Indenture entitled “Floating Rate First Mortgage Bonds due 2020, Series UUU.”
SECTION 2.02. Aggregate Principal Amount.
The aggregate principal amount of the Series UUU Bonds which may be outstanding under the terms of this Supplemental Indenture after the date hereof is $300,000,000, except for Series UUU Bonds authenticated and delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the Base Indenture.
SECTION 2.03. Form; Payment of Interest and Principal on Series UUU Bonds.
(a)    General. The Series UUU Bonds shall be issued as Definitive Bonds substantially in the form set forth in EXHIBIT A hereto. The Series UUU Bonds will be issued in denominations of $1,000 and its integral multiples. To the extent that any provision of the Definitive Bonds representing the Series UUU Bonds conflicts with the express provisions of this Supplemental Indenture or the Base Indenture, this Supplemental Indenture or the Base Indenture shall govern and be controlling.
(b)    Payment of Interest and Principal on Bonds. The Series UUU Bonds will mature on September 13, 2020 (the “UUU Bonds Maturity Date”) and will bear interest at the rate set quarterly pursuant to Section 2.03(c). Interest on the Series UUU Bonds will be payable quarterly in arrears on March 13, June 13, September 13 and December 13 of each year to the Holders thereof at the close of business on the immediately preceding February 26, May 29, August 29 and November 28 of each year, commencing on December 13, 2018. Interest on the Series UUU Bonds will accrue from the most recent date to which interest has been paid, or if no interest has been paid, from the Closing Date. The principal of, interest on and premium on, if any, the Series UUU Bonds will be payable in U.S. dollars or in such other currency of the United States that at the time of payment is legal tender for the payment of public and private debts.

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(c)    Interest Rate. The Series UUU Bonds will bear interest for each quarterly Interest Period at a per annum rate determined by the Calculation Agent. The interest rate applicable during each quarterly Interest Period will be equal to LIBOR on the Interest Determination Date for such Interest Period plus 70 basis points. Promptly upon such determination, the Calculation Agent will notify the Company and the Trustee, if the Trustee is not then serving as the Calculation Agent, in writing of the interest rate for the new Interest Period. The interest rate determined by the Calculation Agent, absent manifest error, shall be binding and conclusive upon the Holders of such Series UUU Bonds and the Trustee. Upon the written request of a Holder of the Series UUU Bonds, the Calculation Agent will provide to such Holder the interest rate in effect on the date of such request and, if determined, the interest rate for the next Interest Period. Interest shall be computed on the basis of a 360-day year and the actual number of days elapsed. All percentages resulting from any calculation of the interest rate on the Series UUU Bonds will be rounded, if necessary, to the nearest one-hundred thousandth of a percentage point, with five one-millionths of a percentage point rounded upwards (e.g., 0.567845% (or .00567845) being rounded to 0.56785% (or .0056785) and 0.567844% (or .00567844) being rounded to 0.56784% (or .0056784)), and all dollar amounts used in or resulting from such calculation will be rounded to the nearest cent (with one-half cent being rounded upwards).
ARTICLE III
REDEMPTION, SINKING FUND, DISCHARGE AND DEFEASANCE
SECTION 3.01. Redemption.
Commencing on June 28, 2019 (the “Series UUU Par Redemption Date”), the Series UUU Bonds are redeemable at the option of the Company, on the last day of any Interest Period, either in whole or in part, at a redemption price equal to 100% of the principal amount of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date. Prior to the Series UUU Par Redemption Date, the Series UUU Bonds shall be redeemable, at the option of the Company, at any time and from time to time, either in whole or in part, at a redemption price equal to 102% of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date. Notwithstanding the foregoing, to the extent that any Settlement Date falls between a Regular Record Date and an Interest Payment Date, interest on the Series UUU Bonds that are due and payable on such Interest Payment Date will be payable to the Holders of such Series UUU Bonds registered as such at the close of business on the relevant Regular Record Date according to their terms and the terms and provisions of the Base Indenture. Any redemption of Series UUU Bonds pursuant to this Article III shall be made in accordance with Article IV of the Base Indenture.
SECTION 3.02. Sinking Fund.
The Series UUU Bonds shall not be subject to any sinking fund.
SECTION 3.03. Discharge and Defeasance.
To satisfy the deposit requirements of Sections 14.01(a)(2) and 14.05(a) of the Base Indenture for discharge or defeasance of Series UUU Bonds, (i) the amount of cash, Government Securities, or combination thereof that the Company shall irrevocably deposit or cause to be deposited with the Trustee in trust solely for the benefit of the Holders of the Series UUU Bonds will be determined using an assumed interest rate selected by the Company in good faith, which assumed rate shall not be less than the interest rate applicable at the time of such deposit plus 1% and (ii) notwithstanding the satisfaction and discharge of the Indenture, the Company shall irrevocably deposit or cause to be deposited additional cash, Government Securities, or combination thereof in trust solely for the benefit of the Holders of the Series UUU Bonds as necessary to pay the principal, premium, if any, and accrued interest due on the Series UUU Bonds at the Stated Maturity or on the Redemption Date, as the case may be.



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ARTICLE IV
CALCULATION AGENT
SECTION 4.01. Appointment.
Upon the terms and subject to the conditions contained herein, the Company hereby appoints U.S. Bank National Association as the Company’s calculation agent for the Series UUU Bonds and U.S. Bank National Association hereby accepts such appointment as the Company’s agent for the purpose of calculating the applicable interest rates on the Series UUU Bonds in accordance with the provisions set forth herein.
SECTION 4.02. Duties and Obligations.
The Calculation Agent shall: (a) calculate the applicable interest rates on the Series UUU Bonds in accordance with the provisions set forth herein, and (b) exercise due care to determine the interest rates on the Series UUU Bonds and shall communicate the same to the Company and the Trustee (if the Trustee is not then serving as the Calculation Agent) in writing as soon as practicable after each determination.
The Calculation Agent will, upon the written request of a Holder of the Series UUU Bonds, provide to such Holder the interest rate in effect on the date of such request and, if determined, the interest rate for the next Interest Period.
SECTION 4.03. Terms and Conditions.
The Calculation Agent accepts its obligations set forth herein, upon the terms and subject to the conditions hereof, including the following, to all of which the Company agrees:
(i)The Calculation Agent shall be entitled to such compensation as may be agreed upon with the Company for all services rendered by the Calculation Agent, and the Company promises to pay such compensation and to reimburse the Calculation Agent for the reasonable and documented out-of-pocket expenses (including attorneys’ fees and expenses) incurred by it in connection with the services rendered by it hereunder upon receipt of such invoices as the Company shall reasonably require. The Company also agrees to indemnify the Calculation Agent for, and to hold it harmless against, any and all loss, liability, damage, claim or expense (including the costs and expenses of defending against any claim (regardless of who asserts such claim) of liability) incurred by the Calculation Agent that arises out of or in connection with its accepting appointment as, or acting as, Calculation Agent hereunder, except such as may result from the willful misconduct or gross negligence of the Calculation Agent or any of its agents or employees as determined by a final non-appealable order of a court of competent jurisdiction. The Calculation Agent shall incur no liability and shall be indemnified and held harmless by the Company for, or in respect of, any actions taken or suffered to be taken in good faith by the Calculation Agent in reliance upon (a) the written opinion or advice of counsel or (b) written instructions from the Company. The Calculation Agent shall not be liable for any error resulting from the use of or reliance on a source of information used in good faith and with due care to calculate any interest rate hereunder. The provisions of this clause (i) shall survive the payment in full of the Series UUU Bonds, the discharge of this Supplemental Indenture and the resignation or removal of the Calculation Agent.
(ii)In acting under this Supplemental Indenture, the Calculation Agent is acting solely as agent of the Company and does not assume any obligations to or relationship of agency or trust for or with any of the Holders of the Series UUU Bonds.
(iii)The Calculation Agent shall be protected and shall incur no liability for or in respect of any action taken or omitted to be taken or anything suffered by it in reliance upon the terms of Series UUU Bonds or this Supplemental Indenture or any notice, direction, certificate, affidavit, statement or other paper, document or communication reasonably believed by it to be genuine and to have been approved or signed by the proper party or parties.

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(iv)The Calculation Agent, its officers, directors, employees and shareholders may become the owners or pledgee of, or acquire any interest in, any Series UUU Bonds, with the same rights that it or they would have if it were not the Calculation Agent, and may engage or be interested in any financial or other transaction with the Company as freely as if it were not the Calculation Agent.
(v)Neither the Calculation Agent nor its officers, directors, employees, agents or attorneys shall be liable to the Company for any act or omission hereunder, or for any error of judgment made in good faith by it or them, except in the case of its or their willful misconduct or gross negligence as determined by a final non-appealable order of a court of competent jurisdiction.
(vi)The Calculation Agent may consult with counsel of its selection and the advice of such counsel or any opinion of such counsel shall be full and complete authorization and protection in respect of any action taken, suffered or omitted by it hereunder in good faith and in reliance thereon.
(vii)The Calculation Agent shall be obligated to perform such duties and only such duties as are herein specifically set forth, and no implied duties or obligations shall be read into this Supplemental Indenture against the Calculation Agent.
(viii)Unless herein otherwise specifically provided, any order, certificate, notice, request, direction or other communication from the Company made or given by it under any provision of this Supplemental Indenture shall be sufficient if signed by any officer of the Company.
(ix)The Calculation Agent may perform any duties hereunder either directly or by or through its agents or attorneys, and the Calculation Agent shall not be responsible for any misconduct or negligence on the part of any agent or attorney appointed with due care by it hereunder.
(x)The Company will not, without first obtaining the prior written consent of the Calculation Agent, make any change to this Supplemental Indenture or the Series UUU Bonds if such change would materially and adversely affect the Calculation Agent’s duties and obligations hereunder or thereunder.
(xi)In no event shall the Calculation Agent be responsible or liable for special, indirect, or consequential loss or damage of any kind whatsoever (including, but not limited to, loss of profit) irrespective of whether it has been advised of the likelihood of such loss or damage and regardless of the form of action.
(xii)In no event shall the Calculation Agent be responsible or liable for any failure or delay in the performance of its obligations under this Supplemental Indenture arising out of or caused by, directly or indirectly, forces beyond its reasonable control, including without limitation strikes, work stoppages, accidents, acts of war or terrorism, civil or military disturbances, nuclear or natural catastrophes or acts of God, and interruptions, loss or malfunctions of utilities, communications or computer (software or hardware) services.
(xiii)Under certain circumstances, the Calculation Agent may be required to calculate the interest rates on the Series UUU Bonds on the basis of quotations received by the Company from banks or other financial institutions (the “Reference Banks”) selected by the Company for the purpose of quoting such rates. The Calculation Agent shall not be responsible to the Company, any Holder or any other third party for any failure of the Company or Reference Banks to fulfill their duties or meet their obligations as the Company or Reference Banks, respectively, or as a result of the Calculation Agent having acted (except in the event of gross negligence or willful misconduct) on any quotation or other information given by any Reference Bank which subsequently may be found to be incorrect.
(xiv)No provision of this Supplemental Indenture shall require the Calculation Agent to expend or risk its own funds or otherwise incur any liability in the performance of any of its duties hereunder, or in

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the exercise of any of its rights or powers, if the Calculation Agent shall determine, in its sole discretion, that repayment of such funds or adequate indemnity against such risk or liability is not assured to it.
SECTION 4.04. Qualifications.
The Calculation Agent shall be authorized by law to perform all the duties imposed upon it by this Supplemental Indenture, and shall at all times have a capitalization of at least $50,000,000. The Calculation Agent may not be an affiliate of the Company.
SECTION 4.05. Resignation and Removal.
The Calculation Agent may at any time resign as Calculation Agent by giving written notice to the Company of such intention on its part, specifying the date on which its desired resignation shall become effective; provided, however, that such date shall not be earlier than 30 days after the receipt of such notice by the Company, unless the Company otherwise agrees in writing. The Calculation Agent may be removed at any time by either the Company or the Required Holders by the filing with it of any instrument in writing signed on behalf of the Company or the Required Holders, as applicable, and specifying such removal and the date when it is intended to become effective. Such resignation or removal shall take effect upon the earlier of the date of the appointment by the Company and the Required Holders, as hereinafter provided, of a successor Calculation Agent or, if applicable, the date of effectiveness set forth in any such resignation notice. If within 30 days after notice of resignation or removal has been given, a successor Calculation Agent has not been appointed, the Calculation Agent or Required Holders may (but shall not be required to), at the expense of the Company, petition a court of competent jurisdiction to appoint a successor Calculation Agent. If at any time the Calculation Agent shall resign or be removed, or be dissolved, or if the property or affairs of the Calculation Agent shall be taken under the control of any state or federal court or administrative body because of bankruptcy or insolvency or for any other reason, then a successor Calculation Agent shall as soon as practicable be appointed by the Company, with the consent of the Required Holders, by an instrument in writing filed with the predecessor Calculation Agent, the successor Calculation Agent and the Trustee. Upon its resignation or removal, the Calculation Agent shall be entitled to the payment by the Company of its compensation, if any is owed to it, for services rendered hereunder and to the reimbursement of all reasonable and documented out-of-pocket expenses (including reasonable counsel fees) incurred in connection with the services rendered by it hereunder and to the payment of all other amounts owed to it hereunder.
SECTION 4.06. Successors.
Any successor Calculation Agent appointed hereunder shall execute and deliver to its predecessor, the Company and the Trustee an instrument accepting such appointment hereunder, and thereupon such successor Calculation Agent, without any further act, deed or conveyance, shall become vested with all the authority, rights, powers, trusts, immunities, duties and obligations of such predecessor with like effect as if originally named as such Calculation Agent hereunder, and such predecessor, upon payment of its charges and disbursements then unpaid, shall thereupon become obliged to transfer and deliver, and such successor Calculation Agent shall be entitled to receive, copies of any relevant records maintained by such predecessor Calculation Agent.
SECTION 4.07. Trustee Deemed Calculation Agent Upon Certain Circumstances.
In the event that the Calculation Agent shall resign or be removed, or be dissolved, or if the property or affairs of the Calculation Agent shall be taken under the control of any state or federal court or administrative body because of bankruptcy or insolvency or for any other reason, and the Company, with the consent of the Required Holders, shall not have made a timely appointment of a successor Calculation Agent, to the extent that the Trustee and the Calculation Agent are not, or would not be after giving effect to this Section 4.07, the same Person, the Trustee, notwithstanding the provisions of this Article IV, shall be deemed to be the Calculation Agent for all purposes of this Supplemental Indenture until the appointment by the Company of the successor Calculation Agent with the consent of the Required Holders.


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SECTION 4.08. Merger, Conversion, Consolidation, Sale or Transfer.
Any corporation into which the Calculation Agent may be merged or converted, or any corporation with which the Calculation Agent may be consolidated, or any corporation resulting from any merger, conversion or consolidation to which the Calculation Agent shall be a party or to which the Calculation Agent shall sell or otherwise transfer all or substantially all of its corporate trust assets or business shall, to the extent permitted by applicable law, be the successor Calculation Agent under this Supplemental Indenture without the execution or filing of any paper or any further act on the part of any of the parties hereto. Notice of any such merger, conversion or consolidation or sale shall forthwith be given to the Company and the Trustee (if the Trustee is not then serving as the Calculation Agent).
SECTION 4.09. Notice.
Any request, demand, authorization, direction, notice, consent, waiver or other document provided or permitted hereby to be given or furnished to the Calculation Agent shall be delivered in person, sent by letter or fax or communicated by telephone (subject, in the case of communication by telephone, to confirmation dispatched within 24 hours by letter or by fax) as follows:
U.S. Bank National Association
Global Corporate Trust Services
One California Street, Suite 1000
San Francisco, California 94111
Telephone: (415) 677-3622
Fax: (415) 677-3768
or to any other address of which the Calculation Agent shall have notified the Company and the Trustee (if the Trustee is not then serving as the Calculation Agent) in writing as herein provided.
The Calculation Agent agrees to accept and act upon instructions or directions pursuant to this Supplemental Indenture sent by unsecured e-mail, pdf, facsimile transmission or other similar unsecured electronic methods, provided, however, that the Calculation Agent shall have received an incumbency certificate listing persons designated to give such instructions or directions and containing specimen signatures of such designated persons, which such incumbency certificate shall be amended and replaced whenever a person is to be added or deleted from the listing. If the Company elects to give the Calculation Agent e-mail or facsimile instructions (or instructions by a similar electronic method) and the Calculation Agent in its discretion elects to act upon such instructions, the Calculation Agent’s understanding of such instructions shall be deemed controlling. The Calculation Agent shall not be liable for any losses, costs or expenses arising directly or indirectly from the Calculation Agent’s reliance upon and compliance with such instructions notwithstanding such instructions conflict or are inconsistent with a subsequent written instruction. The Company agrees to assume all risks arising out of the use of such electronic methods to submit instructions and directions to the Calculation Agent including without limitation the risk of the Calculation Agent acting on unauthorized instructions, and the risk of interception and misuse by third parties.
SECTION 4.10. WAIVER OF JURY TRIAL.
EACH OF THE COMPANY, THE CALCULATION AGENT AND THE TRUSTEE HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO SUPPLEMENTAL INDENTURE, THE SERIES UUU BONDS OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY.
SECTION 4.11. Calculation of Interest Rate for First Interest Period.
The Calculation Agent, at the request of the Company, has determined, prior to the date of execution and delivery of this Supplemental Indenture, the interest rate for the initial Interest Period for the Series UUU Bonds. In

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connection with such determination, the Calculation Agent shall be entitled to the same rights, protections, exculpations and immunities otherwise available to it under this Supplemental Indenture.
ARTICLE V
MISCELLANEOUS
SECTION 5.01. Notice.
Any notice or communication in respect of the Series UUU Bonds shall be made in accordance with Section 15.05 of the Base Indenture.
SECTION 5.02. Amendment and Supplement.
This Supplemental Indenture or the Series UUU Bonds may be amended or supplemented as provided for in the Base Indenture.
SECTION 5.03. Conflicts.
In the event of any conflict between this Supplemental Indenture and the Base Indenture, the provisions of this Supplemental Indenture shall prevail.
SECTION 5.04. Governing Law.
This Supplemental Indenture and the Series UUU Bonds shall be governed by, and construed and enforced in accordance with, the laws of the State of California without regard to the principles of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.
SECTION 5.05. Counterparts.
The parties may sign any number of copies of this Supplemental Indenture. Each signed copy shall be an original, but all of them together represent the same agreement. One signed copy is enough to prove this Supplemental Indenture.
SECTION 5.06. Ratification.
The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force and effect and is in all respects ratified and confirmed.
SECTION 5.07. Severability.
If any one or more of the covenants or agreements provided in this Supplemental Indenture or the Series UUU Bonds on the part of the Company or the Trustee, or either of them, to be performed should be contrary to any express provision of law, or contrary to the policy of express law, to such an extent as to be unenforceable in any court of competent jurisdiction, then such covenant or covenants, agreement or agreements shall be null and void and shall be deemed separable from the remaining covenants and agreements and shall in nowise affect the validity of this Supplemental Indenture or the Series UUU Bonds.
SECTION 5.08. Trustee and Supplemental Indenture.
The Trustee shall not be responsible in any manner whatsoever for or in respect of the recitals contained herein, all of which recitals are made solely by the Company, or the validity or sufficiency of this Supplemental Indenture or the Bonds issued hereunder, other than its certificate of authentication thereon.

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ARTICLE VI
INFORMATION AS TO COMPANY
The Company covenants and agrees to file with the Trustee (and give notice of filing with the SEC by email to any Holder of Series UUU Bonds who requests email notice of filing) as soon as available and in any event within 10 calendar days after Parent is required to file the same with the SEC or any successor agency or any securities exchange, a copy of each of Parent’s reports on Form 10-K and Form 10-Q, which will include the information required by Rule 3-10(c)(4) of Regulation S-X (17 CFR 210.3-10(4)) or any successor provision, Form 8-K, and each other regular or periodic report and any notice, proxy statement, registration statement, prospectus or written communication (other than transmittal letters), as filed with the SEC or any successor agency or any securities exchange; if Parent ceases to be a reporting company under either Section 13(a) or 15(d) of the Exchange Act (a “1934 Act Reporting Company”), so long as such Holders have provided to the Company appropriate delivery instructions a reasonable amount of time prior to the applicable delivery date (which instructions will include any information provided by Holders pursuant to the Bond Purchase Agreement dated as of September 13, 2018 executed in connection with the issuance of the Series UUU Bonds), the Company covenants and agrees to deliver to the Holders of the Series UUU Bonds either (i) annual and quarterly reports of Parent comparable in form and scope to those filed on Forms 10-K and 10-Q by 1934 Act Reporting Companies within 10 calendar days after a 1934 Act Reporting Company would be required to file such reports with the SEC which shall contain annual audited and quarterly unaudited financial statements of Parent comparable in form and scope to those filed on Forms 10-K and 10-Q by 1934 Act Reporting Companies or (ii) annual audited and quarterly unaudited financial statements of Company comparable in form and scope to those filed on Forms 10-K and 10-Q by 1934 Act Reporting Companies within 10 calendar days after a 1934 Act Reporting Company would be required to file such reports with the SEC. All Parent financial statements delivered by the Company pursuant to this Article VI shall include a condensed consolidating balance sheet and condensed consolidating statements of income and cash flows of Parent that include a column that sets forth the assets and liabilities, and results, of the Company as of the applicable date and for the applicable period; provided that, so long as in compliance with applicable law, (i) such annual condensed consolidating balance sheet, condensed consolidating statements of income and cash flows and column will be substantially consistent in form with those set forth in the Parent’s Form 10-K for the fiscal year ended December 31, 2017 and (ii) such quarterly condensed consolidating balance sheet, condensed consolidating statements of income and cash flows and column will be substantially consistent in form with those set forth in the Parent’s Form 10-Q for the fiscal quarter ended September 30, 2017, March 31, 2018 or June 30, 2018, as may correspond to such applicable quarterly period.
ARTICLE VII
MAINTENANCE OF CREDIT RATING
The Company shall at all times during which the SVO would otherwise refuse to rate the Series UUU Bonds or would rate the Series UUU Bonds below “2”, maintain a credit rating (but not any specific rating) of the Series UUU Bonds with at least one of S&P, Moody’s or Fitch; provided that in lieu of maintaining any such credit rating, the Company shall have the option, in its sole discretion, of providing a guarantee by Parent of the obligations in respect of the Series UUU Bonds, in form and substance consistent with the form of Parent Guarantee executed in connection with the 5.50% First Mortgage Bonds due 2040, Series PPP, issued under the Fifth-eighth Supplemental Indenture dated as of November 22, 2010. Evidence of such credit rating shall (a) set forth the credit rating for the Series UUU Bonds, (b) refer to the Private Placement Number issued by Standard & Poor’s CUSIP Bureau Service in respect of the Series UUU Bonds, (c) state that the credit rating addresses the likelihood of payment of both the principal and interest of the Series UUU Bonds, (d) not include any prohibition against sharing such evidence with the SVO or any other regulatory authority having jurisdiction over the holders of the Series UUU Bonds, and (f) include such other information relating to the credit rating for the Series UUU Bonds as may be required from time to time by the SVO or any other regulatory authority having jurisdiction over the Holders.
[Signature Pages Follow]


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SIGNATURES
IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed, all as of the date first above written.

CALIFORNIA WATER SERVICE COMPANY



By: /s/ Thomas F. Smegal III
Name: Thomas F. Smegal, III
Title: Vice President, Chief Financial Officer and Treasurer



U.S. BANK NATIONAL ASSOCIATION, as Trustee



By: /s/ David A. Jason
Name: David A. Jason
Title: Vice President


U.S. BANK NATIONAL ASSOCIATION, as Calculation Agent



By: /s/ David A. Jason
Name: David A. Jason
Title: Vice President

SIGNATURE PAGE TO SIXTY-FIRST SUPPLEMENTAL INDENTURE


ACKNOWLEDGMENT

A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document.


State of California        )

County of Santa Clara )


On 9/10/2018 before me, Lina Jo DiStefano , a Notary Public, personally appeared Thomas F. Smegal III, who proved to me on the basis of satisfactory evidence to be the person whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his authorized capacity, and that by his signature on the instrument the person, or the entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct.

WITNESS my hand and official seal.

Signature /s/ Lina Jo DiStefano (Seal)




























ACKNOWLEDGMENT

A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document.


State of California        )

County of San Francisco )


On 9/12/2018 before me, Nam Vu Huynh, a Notary Public, personally appeared David Jason, who proved to me on the basis of satisfactory evidence to be the person whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his authorized capacity, and that by his signature on the instrument the person, or the entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct.

WITNESS my hand and official seal.

Signature /s/ Nam Vu Huynh (Seal)






EXHIBIT A
FORM OF SERIES UUU BOND
THIS BOND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION THEREFROM UNDER THE ACT, THE RULES AND REGULATIONS THEREUNDER AND APPLICABLE STATE LAWS. THE TRANSFER OF THIS NOTE IS SUBJECT TO THE CONDITIONS SPECIFIED IN THE INDENTURE DATED AS OF APRIL 1, 1928 BETWEEN CALIFORNIA WATER SERVICE COMPANY AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, AS SUCH INDENTURE MAY BE AMENDED, MODIFIED AND SUPPLEMENTED FROM TIME TO TIME.
CALIFORNIA WATER SERVICE COMPANY
Floating Rate First Mortgage Bonds due 2020, Series UUU
CUSIP No. [●]
No. [_]                                        $[●]
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay to [●], or its registered assigns, the principal sum of $[●] in U.S. Dollars on [Ÿ], 2020.
Interest Payment Dates:    March 13, June 13, September 13 and December 13 commencing December 13, 2018
Record Dates:    February 26, May 29, August 29 and November 28
Additional provisions of this Series UUU Bond are set forth on the other side of this Series UUU Bond.
 

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IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.
CALIFORNIA WATER SERVICE COMPANY
By____________________________
Name:
Title:

Attest:
________________________________
Name:     
Title:    
[Authentication Page to Follow]

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CERTIFICATE OF AUTHENTICATION
This is one of the Bonds of the series designated therein referred to in the within-mentioned Indenture.
Dated:     U.S. BANK NATIONAL ASSOCIATION,
    As Trustee
By____________________________________
Authorized Signatory


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[FORM OF REVERSE SIDE OF SERIES UUU BOND]
Floating Rate First Mortgage Bonds due 2020, Series UUU
1.    INTEREST
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay interest on the principal amount of this Series UUU Bond for each quarterly Interest Period at a per annum rate determined by the Calculation Agent.
The interest rate applicable during each quarterly Interest Period will be equal to LIBOR on the Interest Determination Date for such Interest Period plus 70 basis points. Promptly upon such determination, the Calculation Agent will notify the Company and the Trustee, if the Trustee is not then serving as the Calculation Agent, in writing of the interest rate for the new Interest Period. The interest rate determined by the Calculation Agent, absent manifest error, shall be binding and conclusive upon the Holders of such Series UUU Bonds and the Trustee. Upon the written request of a Holder of the Series UUU Bonds, the Calculation Agent will provide to such Holder the interest rate in effect on the date of such request and, if determined, the interest rate for the next Interest Period. Interest shall be computed on the basis of a 360-day year and the actual number of days elapsed. All percentages resulting from any calculation of the interest rate on the Series UUU Bonds will be rounded, if necessary, to the nearest one-hundred thousandth of a percentage point, with five one-millionths of a percentage point rounded upwards (e.g., 0.567845% (or .00567845) being rounded to 0.56785% (or .0056785) and 0.567844% (or .00567844) being rounded to 0.56784% (or .0056784)), and all dollar amounts used in or resulting from such calculation will be rounded to the nearest cent (with one-half cent being rounded upwards).
The Company shall pay interest quarterly in arrears on March 13, June 13, September 13 and December 13, commencing December 13, 2018. Interest on the Series UUU Bonds will accrue from the most recent date to which interest has been paid with respect to the Series UUU Bonds, or, if no interest has been paid, from September 13, 2018.
2.    METHOD OF PAYMENT
The Company shall pay interest on the Series UUU Bonds to the Persons who are registered Holders of Series UUU Bonds at the close of business on the February 26, May 29, August 29 and November 28 immediately preceding the Interest Payment Date even if Series UUU Bonds are canceled after the Regular Record Date or Special Record Date, as applicable, and on or before the Interest Payment Date. The Company shall pay principal and interest in money of the United States that at the time of payment is legal tender for payment of public and private debts. However, all payments in respect of this Series UUU Bond (including principal, premium, if any, and interest) must be made by wire transfer of immediately available funds to the accounts specified by the Holder hereof. Payment shall be without the presentation or surrender of the Series UUU Bonds or the making of any notation thereon, except that upon written request of the Company or Trustee made concurrently with or reasonably promptly after payment in full of any Series UUU Bond, the Holder thereof shall surrender such Series UUU Bond for cancellation, reasonably promptly after any such request, to the Company at its principal executive office or to the Trustee at its principal corporate trust office.
3.    PAYING AGENT, REGISTRAR AND CALCULATION AGENT
Initially, U.S. Bank National Association (the “Trustee”) shall act as Paying Agent, Registrar and Calculation Agent. The Company may appoint and change any Paying Agent or Registrar without notice to the Holders. The Company may appoint a successor Calculation Agent in accordance with the terms of the Supplemental Indenture. The Company may act as Paying Agent or Registrar.



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4.    INDENTURE
The Company issued the Series UUU Bonds under an Indenture from California Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees, dated as of the 1st day of April, 1928 (the “Original Base Indenture”; the Original Base Indenture as amended and modified by the Thirty-ninth Supplemental Indenture, and as subsequently amended, supplemented and modified, the “Base Indenture”), as further supplemented by the Sixty-First Supplemental Indenture dated as of September 13, 2018, between the Company and U.S. Bank National Association (as ultimate successor to American Trust Company and Los Angeles-First National Trust & Savings Bank), as Trustee and Calculation Agent (as subsequently amended, supplemented and modified, the “Supplemental Indenture”). The terms of the Series UUU Bonds include those stated in the Base Indenture and the Supplemental Indenture and those made part of the Base Indenture and the Supplemental Indenture by reference to the TIA. Terms defined in the Base Indenture and the Supplemental Indenture and not defined herein have the meanings ascribed thereto in the Base Indenture and Supplemental Indenture. The Series UUU Bonds are subject to all such terms, and Holders are referred to the Base Indenture, the Supplemental Indenture and the TIA for a statement of those terms.
The Series UUU Bonds are secured obligations of the Company known generally as First Mortgage Bonds.
5.    REDEMPTION; SINKING FUND
Commencing on the Series UUU Par Redemption Date, the Series UUU Bonds are redeemable at the option of the Company, at any time and from time to time, either in whole or in part, at a redemption price equal to 100% of the principal amount of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date. Prior to the Series UUU Par Redemption Date, the Series UUU Bonds shall be redeemable, at the option of the Company, at any time and from time to time, either in whole or in part, at a redemption price equal to 102% of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date. Notwithstanding the foregoing, to the extent that any Settlement Date falls between a Regular Record Date and an Interest Payment Date, interest on the Series UUU Bonds that are due and payable on such Interest Payment Date will be payable to the Holders of such Series UUU Bonds registered as such at the close of business on the relevant Regular Record Date according to their terms and the terms and provisions of the Base Indenture. Any redemption of Series UUU Bonds pursuant to Article III of the Supplemental Indenture shall be made in accordance with Article IV of the Base Indenture.
The Series UUU Bonds shall not be subject to any sinking fund.
6.    DENOMINATIONS; TRANSFER; EXCHANGE
The Series UUU Bonds are in registered form without coupons in denominations of $1,000 and whole multiples of $1,000. A Holder may transfer or exchange Series UUU Bonds in accordance with the Base Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a Holder, among other things, to furnish appropriate transfer documents and to pay any taxes required by law or permitted by the Base Indenture. The Registrar shall not be required to register the transfer of or to exchange a Series UUU Bond between a Regular Record Date and the next succeeding Interest Payment Date.
7.    PERSONS DEEMED OWNERS
The registered Holder of this Series UUU Bond may be treated as the owner of it for all purposes.
8.    UNCLAIMED MONEY
If money for the payment of principal or interest remains unclaimed, the Paying Agent shall pay the money back to the Company in accordance with the terms of the Base Indenture.

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9.    DISCHARGE AND DEFEASANCE
Subject to certain conditions set forth in the Base Indenture, the Company at any time may terminate some or all of its obligations under the Base Indenture and the Supplemental Indenture with respect to the Series UUU Bonds if, among other things, the Company deposits with the Trustee funds for the payment of principal and interest on the Series UUU Bonds to Maturity, as the case may be.
To satisfy the deposit requirements of Sections 14.01(a)(2) and 14.05(a) of the Base Indenture for discharge or defeasance of Series UUU Bonds, (i) the amount of cash, Government Securities, or combination thereof that the Company shall irrevocably deposit or cause to be deposited with the Trustee in trust solely for the benefit of the Holders of the Series UUU Bonds will be determined using an assumed interest rate selected by the Company in good faith, which assumed rate shall not be less than the interest rate applicable at the time of such deposit plus 1%, and (ii) notwithstanding the satisfaction and discharge of the Indenture, the Company shall irrevocably deposit or cause to be deposited additional cash, Government Securities, or combination thereof in trust solely for the benefit of the Holders of the Series UUU Bonds as necessary to pay the principal, premium, if any, and accrued interest due on the Series UUU Bonds at the Stated Maturity or on the Redemption Date, as the case may be.
10.    AMENDMENT, WAIVER
The Base Indenture permits, subject to certain exceptions set forth therein, that the Base Indenture and the terms of the Bonds of a series, which include the Series UUU Bonds, and the rights of the Holders of the Bonds of a series, which may include the Holders of the Series UUU Bonds, in each case may be modified, with the written consent of the Holders of a majority in aggregate principal amount of the Bonds the terms of which or the rights of the Holders of which are to be modified. The Base Indenture also permits certain other amendments, modifications or waivers thereof only with the consent of each Outstanding Bond affected thereby, while certain other amendments or modifications may be made without the consent of any Holders of Bonds.
The Base Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or more of principal amount of the Bonds then Outstanding of all such series under which an Event of Default shall have occurred, which may include the Series UUU Bonds, may, by a written instrument or instruments signed by such Holders and delivered to the Trustee and to the Company, waive any past Default or Event of Default under such series of Bonds and its consequences except an Event of Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and when the same shall become due by the terms of such Bonds, and upon such waiver such Default or Event of Default shall be deemed not to exist for any purpose of the Base Indenture or such series of Bonds.
Any such consent or waiver by the Holder of this Series UUU Bond shall be conclusive and binding upon such Holder and upon all future Holders of this Series UUU Bond and of any Series UUU Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee in pursuance thereof.
11.    DEFAULTS AND REMEDIES
Events of Default are set forth in the Base Indenture. If an Event of Default shall have occurred and be continuing, the Trustee upon the direction of Holders of not less than twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds or the Holders of not less than twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds, may, by notice in writing delivered to the Company (and to the Trustee if given by the Holders), declare the entire principal amount of Outstanding Bonds, premium, if any, and the interest accrued thereon immediately due and payable, and said entire principal, premium, if any, and interest shall thereupon become and be immediately due and payable.
Holders may not enforce the Base Indenture, the Supplemental Indenture or the Series UUU Bonds except as provided in the Base Indenture. The Trustee may refuse to enforce the Base Indenture, the Supplemental Indenture or the Series UUU Bonds unless it receives indemnity or security reasonably satisfactory

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to it. Subject to certain limitations, Holders of a majority in aggregate principal amount of the Outstanding Bonds may direct the Trustee in its exercise of any trust or power. The Trustee may withhold from Holders notice of any Default (except a Default in payment of principal or interest on any Bond, or in the payment of any sinking fund installment) if and so long as Responsible Officers in good faith determine that withholding notice is in the interest of the Holders.
12.    TRUSTEE DEALINGS WITH THE COMPANY
Subject to certain limitations imposed by the TIA, the Trustee, in its individual or any other capacity, may become the owner or pledgee of the Series UUU Bonds and may otherwise deal with and collect obligations owed to it by the Company or its Affiliates and may otherwise deal with the Company or its Affiliates with the same rights it would have if it were not Trustee.
13.    NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS
No director, officer, employee, incorporator or stockholder of the Company or Parent shall have any liability for any obligations of the Company under the Base Indenture, the Supplemental Indenture or the Series UUU Bonds or for any claim based on, in respect of, or by reason of such obligations or their creation. Each Holder by accepting the Series UUU Bonds waives and releases all such liability. The waiver and release are part of the consideration for the issuance of the Series UUU Bonds. Such waiver may not be effective to waive liabilities of directors, officers or persons controlling the Company under the federal securities laws and it is the view of the Commission that such waiver is against public policy and is therefore unenforceable.
14.    GOVERNING LAW
The Series UUU Bonds shall be governed by, and construed and enforced in accordance with, the laws of the State of California without regard to the principles of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.
15.    AUTHENTICATION
This Series UUU Bond shall not be valid until an authorized signatory of the Trustee (or an Authenticating Agent) manually signs the certificate of authentication on the other side of this Series UUU Bond.
16.    ABBREVIATIONS
Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM (=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors Act).
17.    SECURITY INTEREST
The Series UUU Bonds shall be secured to the extent and in the manner provided by the Base Indenture.
The Company shall furnish to any Holder upon written request and without charge to the Holder a copy of the Base Indenture and the Supplemental Indenture. Requests may be made to:
CALIFORNIA WATER SERVICE COMPANY
1720 North First Street
San Jose, CA 95112
Attention: Corporate Secretary


A-7



ASSIGNMENT FORM
To assign this Series UUU Bond, fill in the form below:
I or we assign and transfer this Series UUU Bond to
______________________________
(Print or type assignee’s name, address and zip code)
______________________________
(Insert assignee’s soc. sec. or tax I.D. No.)
and irrevocably appoint ___________________ agent to transfer this Series UUU Bond on the books of the Company. The agent may substitute another to act for him.
Date: ________________ Your Signature: _____________________
Signature Guarantee:_______________________________________
            (Signature must be guaranteed by a
            participant in a recognized signature
            guarantee medallion program)
____________________________________________________________
Sign exactly as your name appears on the other side of this Series UUU Bond.


A-8



EXHIBIT B
The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank, as trustees, and the acceptance of Bank of America National Trust and Savings Association as successor trustee have been recorded in the offices of the Recorders of the following counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers hereinafter set forth as follows:

County or Page  
City and County 
Date of Recordation
Document No.
Book and (Reel-Image)
 
 
 
 
Alameda
August 1, 1983
83-137410
 
Butte
August 1, 1983
83-25375
2851-200
Fresno
August 2, 1983
83069489
 
Glenn
August 1, 1983
3329
729-170
Kern
August 2, 1983
12487
5576-522
Los Angeles
August 2, 1983
83-887733
 
Monterey
August 1, 1983
Pg. 34173
1655-830
City and County of
San Francisco
August 1, 1983
D 376552
D559-205
San Joaquin
August 10, 1983
83058347
 
San Mateo
August 1, 1983
83080322
 
Santa Clara
August 1, 1983
7766085
H770-413
Solano
August 1, 1983
32353
Pg. 61300
Sonoma
August 1, 1983
83-50597
83-50597
Tulare
August 1, 1983
35981
4093-763
Ventura
November 15, 1983
 
130201
Yuba
August 1, 1983
1056
805-423


B-1



On December 15, 1995, Bank of America National Trust and Savings Association, transferred substantially all of its corporate trust business to First Trust of California, National Association. On March 30, 1998, First Trust of California, National Association changed its name to U.S. Bank Trust National Association, San Francisco. On January 10, 2002, U.S. Bank Trust National Association, San Francisco, merged with and into U.S. Bank National Association as successor trustee. Evidence of the above and U.S. Bank National Association's status as successor trustee have been recorded in the offices of the Recorders of the following counties of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers hereinafter set forth as follows:

County
Date of Recordation
Document No.
Book and (Reel-Image)
 
 
 
 
Fresno
March 9, 2009
2009-0032066
 
Lake
March 10, 2009
2009003530
 
Los Angeles
March 9, 2009
2009-03216507
 
Monterey
March 9, 2009
2009013888
 
San Joaquin
March 9, 2009
2009-038049
 
San Mateo
March 18, 2009
2009-030163
 
Solano
March 12, 2009
200900018231
 
Sonoma
March 9, 2009
2009019936
 
Tulare
March 9, 2009
2009-0013707
 
Ventura
March 9, 2009
20090309-00035462-0
 



B-2



EXHIBIT C
The First through Sixtieth Supplemental Indentures (or memoranda thereof) have been recorded in the offices of the Recorders of the following counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers hereinafter set forth, as follows:
First Supplemental Indenture
Date of Recordation
Volume of  
Official Records
Page at Which Record Commences
County
January 7, 1929
40
432
Kings
January 7, 1929
157
256
Contra Costa
Second Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Kings
August 20, 1929
48
442
Butte
August 20, 1929
116
389
Glenn
August 20, 1929
17
179
Alameda
August 20, 1929
2173
334
Tulare
August 20, 1929
337
88
Kern
August 21, 1929
320
95
Contra Costa
August 20, 1929
208
198
Third Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Yuba
February 28, 1930
9
 
City and County of
San Francisco
February 28, 1930
1985
257
Fourth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
San Mateo
July 17, 1931
537
1
City and County of
San Francisco
July 20, 1931
2232
284
Santa Clara
July 17, 1931
576
175




C-1



Fifth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
City and County of
San Francisco
March 31, 1932
2359
17
Yuba
April 6, 1932
12
469
Sonoma
April 6, 1932
320
39
Alameda
April 6, 1932
2808
77
Tulare
April 6, 1932
466
381
Los Angeles
April 6, 1932
11543
85
San Joaquin
April 6, 1932
397
375
Santa Clara
April 6, 1932
606
464
San Mateo
April 6, 1932
553
492
Butte
April 6, 1932
83
489
Kings
April 6, 1932
87
292
Glenn
April 6, 1932
43
123
Shasta
April 6, 1932
74
10
Contra Costa
April 6, 1932
299
449
Kern
April 6, 1932
428
473
Solano
April 6, 1932
89
66
Sixth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
June 15, 1936
3314
406
Butte
June 15, 1936
167
1
Contra Costa
June 15, 1936
418
12
Glenn
June 15, 1936
82
73
Kern
June 15, 1936
643
64
Kings
June 15, 1936
151
241
Los Angeles
June 15, 1936
14153
291
City and County of
San Francisco
June 15, 1936
2972
1
San Joaquin
June 15, 1936
542
53
San Mateo
June 15, 1936
703
1
Santa Clara
June 15, 1936
777
137
Shasta
June 15, 1936
108
134
Solano
June 15, 1936
161
1
Sonoma
June 15, 1936
412
160
Tulare
June 15, 1936
682
1
Yuba
June 15, 1936
35
25



C-2



Seventh Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Los Angeles
May 1, 1939
16572
206
City and County of
San Francisco
May 2, 1939
3450
93
San Mateo
May 2, 1939
840
94
Sonoma
May 2, 1939
477
108
Kern
May 2, 1939
869
12
Eighth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
November 3, 1945
4780
134
Butte
November 2, 1945
380
1
Contra Costa
November 3, 1945
874
1
Fresno
February 21, 1962
4681
226
Glenn
November 2, 1945
191
1
Kern
November 2, 1945
1292
1
Kings
November 1, 1945
342
21
Los Angeles
November 2, 1945
22396
251
Monterey
February 21, 1962
Reel 23
1
City and County of
San Francisco
November 2, 1945
4346
103
San Joaquin
November 3, 1945
960
21
San Mateo
November 3, 1945
1231
1
Santa Clara
November 1, 1945
1267
583
Solano
November 3, 1945
344
6
Sonoma
November 3, 1945
665
21
Tulare
November 3, 1945
1141
382
Ventura
November 15, 1983
Doc. No. 130177
 
Yuba
November 3, 1945
94
23







C-3



Ninth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
August 31, 1951
6525
237
Butte
August 30, 1951
603
1
Contra Costa
August 30, 1951
1814
508
Fresno
February 21, 1962
4681
437
Glenn
August 30, 1951
266
63
Kern
August 29, 1951
1840
373
Kings
August 30, 1951
502
228
Los Angeles
August 29, 1951
37102
345
Monterey
February 21, 1962
Reel 23
207
City and County of
San Francisco
August 30, 1951
5773
355
San Joaquin
August 30, 1951
1372
123
San Mateo
August 30, 1951
2150
298
Santa Clara
August 30, 1951
2275
295
Solano
August 31, 1951
592
136
Sonoma
August 31, 1951
1072
420
Tulare
August 30, 1951
1539
528
Ventura
November 15, 1983
Doc. No. 130178
 
Yuba
August 31, 1951
155
177
Tenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
July 10, 1953
7078
451
Butte
July 9, 1953
679
45
Contra Costa
July 9, 1953
2157
453
Fresno
February 21, 1962
4681
540
Glenn
July 9, 1953
297
139
Kern
July 8, 1953
2102
215
Kings
July 9, 1953
561
249
Los Angeles
July 8, 1953
42134
371
Monterey
February 21, 1962
Reel 23
314
City and County of
San Francisco
July 9, 1953
6190
21
San Joaquin
July 9, 1953
1540
523
San Mateo
July 10, 1953
2443
248
Santa Clara
July 9, 1953
2680
50
Solano
July 9, 1953
677
4
Sonoma
July 10, 1953
1218
348
Tulare
July 9, 1953
1686
314
Ventura
November 15, 1983
Doc. No. 130179
 
Yuba
July 10, 1953
181
1

C-4



Eleventh Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
August 20, 1954
7404
181
Butte
August 20, 1954
732
496
Contra Costa
August 20, 1954
2368
164
Fresno
February 21, 1962
4681
604
Glenn
August 20, 1954
314
369
Kern
August 20, 1954
2278
74
Kings
August 20, 1954
594
449
Los Angeles
August 19, 1954
45365
64
Monterey
February 21, 1962
Reel 23
377
City and County of
San Francisco
August 20, 1954
6435
421
San Joaquin
August 20, 1954
1662
316
San Mateo
August 19, 1954
2636
330
Santa Clara
August 20, 1954
2942
331
Solano
August 19, 1954
728
10
Sonoma
August 20, 1954
1290
234
Tulare
August 20, 1954
1772
388
Ventura
November 15, 1983
Document No. 130180
 
Yuba
August 20, 1954
195
490
Twelfth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
October 7, 1955
7806
501
Butte
October 7, 1955
794
9
Contra Costa
October 7, 1955
2625
417
Fresno
February 21, 1962
4681
665
Glenn
October 7, 1955
331
350
Kern
October 6, 1955
2498
171
Kings
October 7, 1955
628
1
Los Angeles
October 6, 1955
49158
316
Monterey
February 21, 1962
Reel 23
439
City and County of
San Francisco
October 7, 1955
6711
525
San Joaquin
October 7, 1955
1797
300
San Mateo
October 7, 1955
2890
480
Santa Clara
October 7, 1955
3299
406
Solano
October 7, 1955
792
422
Sonoma
October 7, 1955
1384
2
Tulare
October 7, 1955
1864
548
Ventura
November 15, 1983
Doc. No. 130181
 
Yuba
October 7, 1955
213
593

C-5



Thirteenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
December 7, 1956
8226
15
Butte
December 7, 1956
859
117
Contra Costa
December 7, 1956
2894
20
Fresno
February 21, 1962
4681
729
Glenn
December 7, 1956
348
217
Kern
December 6, 1956
2699
390
Kings
December 7, 1956
666
316
Los Angeles
December 6, 1956
53054
61
Monterey
February 21, 1962
Reel 23
503
City and County of
San Francisco
December 10, 1956
6970
41
San Joaquin
December 7, 1956
1925
1
San Mateo
December 7, 1956
3140
258
Santa Clara
December 7, 1956
3680
1
Solano
December 7, 1956
860
189
Sonoma
December 7, 1956
1489
28
Tulare
December 7, 1956
1961
551
Ventura
November 15, 1983
Doc. No. 130182
 
Yuba
December 7, 1956
233
65
Fourteenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
March 20, 1964
Reel 1155
Image 2
Butte
March 20, 1964
1303
8
Contra Costa
March 20, 1964
4578
360
Fresno
March 20, 1964
4980
337
Glenn
March 20, 1964
463
1
Kern
March 19, 1964
3706
1
Los Angeles
March 19, 1964
D2401
6
Monterey
March 20, 1964
Reel 299
230
City and County of
San Francisco
March 20, 1964
A734
966
San Joaquin
March 20, 1964
2801
126
San Mateo
March 19, 1964
4670
563
Santa Clara
March 20, 1964
6432
567
Solano
March 20, 1964
1259
331
Sonoma
March 19, 1964
2031
757
Tulare
March 20, 1964
2491
437
Ventura
November 15, 1983
Doc. No. 130183
 
Yuba
March 20, 1964
389
535

C-6



Fifteenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
November 4, 1965
1635
610
Butte
November 4, 1965
1398
67
Contra Costa
November 4, 1965
4987
469
Fresno
November 4, 1965
5236
699
Glenn
November 4, 1965
483
194
Kern
November 3, 1965
3889
476
Los Angeles
November 3, 1965
D3104
7
Monterey
November 4, 1965
432
526
City and County of
San Francisco
November 4, 1965
A983
431
San Joaquin
November 4, 1965
2996
13
San Mateo
November 4, 1965
5056
588
Santa Clara
November 4, 1965
7166
234
Solano
November 3, 1965
1366
547
Sonoma
November 3, 1965
2167
261
Tulare
November 4, 1965
2619
12
Ventura
November 15, 1983
Doc. No. 130184
 
Yuba
November 4, 1965
422
562
Sixteenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
December 2, 1966
1881
788
Butte
December 2, 1966
1452
13
Contra Costa
December 2, 1966
5256
298
Fresno
December 2, 1966
5383
432
Glenn
December 2, 1966
495
555
Kern
December 1, 1966
3999
845
Los Angeles
December 1, 1966
D3496
236
Monterey
December 2, 1966
485
472
City and County of
San Francisco
December 2, 1966
B101
10
San Joaquin
December 2, 1966
3090
511
San Mateo
December 2, 1966
5244
411
Santa Clara
December 2, 1966
7579
440
Solano
December 1, 1966
1429
482
Sonoma
December 1, 1966
2243
434
Tulare
December 2, 1966
2686
249
Ventura
November 15, 1983
Doc. No. 130185
 
Yuba
December 2, 1966
443
434

C-7



Seventeenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
April 2, 1968
2154
273
Butte
April 2, 1968
1511
632
Contra Costa
April 2, 1968
5593
177
Fresno
April 3, 1968
5554
654
Glenn
April 2, 1968
507
326
Kern
April 3, 1968
4147
264
Los Angeles
April 2, 1968
D3959
10
Monterey
April 2, 1968
551
580
City and County of
San Francisco
April 2, 1968
B230
362
San Joaquin
April 2, 1968
3199
132
San Mateo
April 2, 1968
5453
1
Santa Clara
April 2, 19688076
99
 
Solano
April 1, 1968
1501
35
Sonoma
April 3, 1968
2323
446
Tulare
April 3, 1968
2773
415
Ventura
November 15, 1983
Doc. No. 130186
 
Yuba
April 2, 1968
465
122
Eighteenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
April 3, 1970
2592
708
Butte
April 6, 1970
1608
505
Contra Costa
April 3, 1970
6099
58
Fresno
April 3, 1970
5775
371
Glenn
April 6, 1970
524
168
Kern
April 3, 1970
4384
72
Los Angeles
April 6, 1970
D4677
518
Monterey
April 6, 1970
645
921
City and County of
San Francisco
April 6, 1970
B414
258
San Joaquin
April 3, 1970
3381
569
San Mateo
April 3, 1970
5766
1
Santa Clara
April 3, 1970
8878
585
Solano
April 3, 1970
1618
477
Sonoma
April 3, 1970
2453
531
Tulare
April 3, 1970
2889
894
Ventura
November 15, 1983
Doc. No. 130187
 
Yuba
April 6, 1970
497
84

C-8



Nineteenth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
June 10, 1970
2632
835
Butte
June 11, 1970
1618
2
Contra Costa
June 10, 1970
6146
1
Fresno
June 10, 1970
5793
233
Glenn
June 11, 1970
526
170
Kern
June 9, 1970
4405
724
Los Angeles
June 10, 1970
D4736
731
Monterey
June 10, 1970
653
890
City and County of
San Francisco
|June 11, 1970
B430
928
San Joaquin
June 10, 1970
3402
124
San Mateo
June 10, 1970
5792
57
Santa Clara
June 11, 1970
8949
586
Solano
June 10, 1970
1629
158
Sonoma
June 10, 1970
2465
923
Tulare
June 10, 1970
2898
231
Ventura
November 15, 1983
Doc. No. 130188
 
Yuba
June 11, 1970
500
77
Twentieth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
April 2, 1971
2820
92
Butte
April 2, 1971
1667
102
Contra Costa
April 2, 1971
6351
138
Fresno
April 2, 1971
5880
820
Glenn
April 2, 1971
533
530
Kern
April 1, 1971
4509
30
Los Angeles
April 1, 1971
D5014
368
Monterey
April 2, 1971
695
719
City and County of
San Francisco
April 5, 1971
B507
812
San Joaquin
April 5, 1971
3509
305
San Mateo
April 2, 1971
5919
363
Santa Clara
April 2, 1971
9278
182
Solano
April 5, 1971
1677
384
Sonoma
April 2, 1971
2524
671
Tulare
April 2, 1971
2959
373
Ventura
November 15, 1983
Doc. No. 130189
 
Yuba
April 2, 1971
513
81


C-9



Twenty-first Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
December 14, 1972
3298
449
Butte
December 14, 1972
1805
96
Contra Costa
December 14, 1972
6821
129
Fresno
December 14, 1972
6104
2
Glenn
December 14, 1972
554
371
Kern
December 15, 1972
4757
356
Los Angeles
December 14, 1972
D5698
815
Monterey
December 14, 1972
815
838
City and County of
San Francisco
December 14, 1972
B708
675
San Joaquin
December 14, 1972
3718
161
San Mateo
December 14, 1972
6289
367
Santa Clara
December 14, 1972
154
435
Solano
December 15, 1972
1795
147
Sonoma
December 14, 1972
2719
547
Tulare
December 14, 1972
3075
674
Ventura
November 15, 1983
Doc. No. 130190
 
Yuba
December 14, 1972
546
360
Twenty-second Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
December 27, 1972
3306
930
Butte
December 27, 1972
1807
385
Contra Costa
December 27, 1972
6829
150
Fresno
December 27, 1972
6108
355
Glenn
December 27, 1972
555
69
Kern
December 29, 1972
4762
140
Los Angeles
December 27, 1972
D5710
690
Monterey
December 27, 1972
818
40
City and County of
San Francisco
December 27, 1972
B712
707
San Joaquin
December 27, 1972
3721
317
San Mateo
December 27, 1972
6296
114
Santa Clara
December 27, 1972
171
29
Solano
December 29, 1972
1797
530
Sonoma
December 27, 1972
2722
782
Tulare
December 27, 1972
3078
118
Ventura
November 15, 1983
Doc. No. 130191
 
Yuba
December 27, 1972
547
158


C-10



Twenty-third Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
December 27, 1972
3307
1
Butte
December 27, 1972
1807
433
Contra Costa
December 27, 1972
6829
197
Fresno
December 27, 1972
6108
307
Glenn
December 27, 1972
555
116
Kern
December 27, 1972
4762
187
Los Angeles
December 27, 1972
D5710
737
Monterey
December 27, 1972
818
87
City and County of
San Francisco
December 27, 1972
B712
733
San Joaquin
December 27, 1972
3721
269
San Mateo
December 27, 1972
6296
161
Santa Clara
December 27, 1972
171
76
Solano
December 27, 1972
1797
577
Sonoma
December 27, 1972
2722
830
Tulare
December 27, 1972
3078
165
Ventura
November 15, 1983
Doc. No. 130192
 
Yuba
December 27, 1972
547
205
Twenty-fourth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
March 22, 1974
3635
156
Butte
March 22, 1974
1896
665
Contra Costa
March 22, 1974
7183
54
Fresno
March 22, 1974
6279
513
Glenn
March 22, 1974
570
163
Kern
March 22, 1974
4832
519
Los Angeles
March 22, 1974
D6209
133
Monterey
March 22, 1974
902
1
City and County of
San Francisco
March 22, 1974
B866
907
San Joaquin
March 22, 1974
3856
1
San Mateo
March 22, 1974
6574
611
Santa Clara
March 22, 1974
815
125
Solano
March 22, 1974
1974
11482
Sonoma
March 22, 1974
2847
542
Tulare
March 22, 1974
3166
315
Ventura
November 15, 1983
Doc. No. 130193
 
Yuba
March 22, 1974
571
423

C-11



Twenty-fifth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
June 20, 1975
4007
676
Butte
June 20, 1975
1995
455
Contra Costa
June 20, 1975
7543
54
Fresno
June 20, 1975
6447
21
Glenn
June 20, 1975
587
128
Kern
June 20, 1975
4901
154
Los Angeles
June 20, 1975
D6698
184
Monterey
June 20, 1975
985
335
City and County of
San Francisco
June 20, 1975
C30
188
San Joaquin
June 20, 1975
3996
258
San Mateo
June 20, 1975
6872
1
Santa Clara
June 20, 1975
B474
219
Solano
June 20, 1975
1975
25377
Sonoma
June 20, 1975
2970
761
Tulare
June 20, 1975
3249
11
Ventura
November 15, 1983
Doc. No. 130195
 
Yuba
June 20, 1975
595
695
Twenty-sixth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
June 10, 1976
4397
342
Butte
June 10, 1976
2077
441
Contra Costa
June 10, 1976
7896
746
Fresno
June 11, 1976
6608
364
Glenn
June 10, 1976
600
137
Kern
June 11, 1976
4960
1166
Los Angeles
June 10, 1976
10257
734
Monterey
June 10, 1976
1060
798
City and County of
San Francisco
June 10, 1976
C184
1
San Joaquin
June 10, 1976
4136
42
San Mateo
June 10, 1976
7151
667
Santa Clara
June 10, 1976
C073
688
Solano
June 10, 1976
1976
31463
Sonoma
June 10, 1976
3089
913
Tulare
June 10, 1976
3326
626
Ventura
November 15, 1983
Doc. No. 130195
 
Yuba
June 10, 1976
616
512

C-12



Twenty-seventh Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
March 24, 1978
5312
57
Butte
March 24, 1978
2268
279
Fresno
March 27, 1978
6997
25
Glenn
March 24, 1978
626
594
Kern
March 24, 1978
5098
1124
Los Angeles
March 24, 1978
Doc. No. 78-310554
 
Monterey
March 24, 1978
1227
755
City and County of
San Francisco
March 24, 1978
C538
664
San Joaquin
March 27, 1978
4377
286
San Mateo
March 24, 1978
7728
715
Santa Clara
March 24, 1978
D549
102
Solano
March 24, 1978
21803
73
Sonoma
March 24, 1978
3371
634
Tulare
March 27, 1978
3315
618
Ventura
November 15, 1983
Doc. No. 130196
 
Yuba
March 24, 1978
662
589
Twenty-eighth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
August 28, 1978
5551
62
Butte
August 28, 1978
2318
170
Fresno
August 28, 1978
7107
2
Glenn
August 28, 1978
633
666
Kern
August 28, 1978
5135
674
Los Angeles
August 28, 1978
Doc. No. 78-951209
 
Monterey
August 28, 1978
1270
1030
City and County of
San Francisco
August 28, 1978
C631
740
San Joaquin
August 28, 1978
4442
141
San Mateo
August 28, 1978
7774
1709
Santa Clara
August 28, 1978
D914
715
Solano
August 28, 1978
71420
 
Sonoma
August 28, 1978
3445
337
Tulare
August 28, 1978
3566
14
Ventura
November 15, 1983
Doc. No. 130197
 
Yuba
August 28, 1978
675
331

C-13



Twenty-ninth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Volume of  
Official Records
Pages At Which  
Record Commences
Alameda
March 28, 1980
80-055698
 
Butte
March 28, 1980
2500
503
Fresno
March 31, 1980
7494
230
Glenn
March 31, 1980
663
509
Kern
March 28, 1980
5275
818
Los Angeles
March 31, 1980
Doc. No. 80-318971
 
Monterey
March 31, 1980
1399
636
City and County of
San Francisco
March 28, 1980
C970
327
San Joaquin
March 31, 1980
80020795
 
San Mateo
March 28, 1980
7948
1952
Santa Clara
March 28, 1980
F233
366
Solano
March 28, 1980
23159
 
Sonoma
March 28, 1980
80-18782
 
Tulare
March 31, 1980
3753
500
Ventura
November 15, 1983
Doc. No. 130198
 
Yuba
March 28, 1980
722
625
Thirtieth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
January 2, 1981
81-000002
 
Butte
January 2, 1981
81-113
2583-250
Fresno
January 2, 1981
401
7651-362
Glenn
January 2, 1981
23
678-226
Kern
January 5, 1981
286
5342-1512
Los Angeles
January 2, 1981
81-2293
 
Monterey
January 2, 1981
G00066
1456-551
City and County of
San Francisco
December 31, 1980
D044298
D127-551
San Joaquin
January 2, 1981
81000191
 
San Mateo
January 2, 1981
0507AS
 
Santa Clara
January 2, 1981
6941984
F825-269
Solano
January 2, 1981
60 Pg. 90-156
 
Sonoma
January 2, 1981
81-000131
 
Tulare
January 2, 1981
189
3828-412
Ventura
November 15, 1983
130199
 
Yuba
January 2, 1981
7644
743-99

C-14



Thirty-first Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
May 4, 1982
82-064230
 
Butte
May 4, 1982
82-12318
2715-529
Fresno
May 3, 1982
37212
7901-572
Glenn
May 4, 1982
1908
704-299
Kern
May 3, 1982
40614
5456-1478
Los Angeles
May 3, 1982
82-445736
 
Monterey
May 3, 1982
G17137
1549-234
City and County of
San Francisco
May 3, 1982
D198127
D392-276
San Joaquin
May 4, 1982
82022803
 
San Mateo
May 3, 1982
82035410
 
Santa Clara
May 3, 1982
7353398
 
Solano
May 3, 1982
15522
Pg. 26792
Sonoma
May 3, 1982
82-23083
 
Tulare
May 3, 1982
19242
3961-163
Ventura
November 15, 1983
130200
 
Yuba
May 3, 1982
10984
775-263
Thirty-second Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
October 13, 1983
83-191597
 
Butte
October 13, 1983
83-34081
2874-684
Fresno
October 13, 1983
83095135
 
Glenn
October 13, 1983
4435
733-446
Kern
October 13, 1983
41161
5597-658
Los Angeles
October 13, 1983
83-1208172
 
Monterey
October 13, 1983
G46236
1674-1194
City and County of
San Francisco
October 13, 1983
D408975
 
San Joaquin
October 13, 1983
83074718
 
San Mateo
October 13, 1983
83112077
 
Santa Clara
October 13, 1983
780561
H980-717
Solano
October 13, 1983
45171
Pg 85369
Sonoma
October 13, 1983
83069362
 
Tulare
October 13, 1983
51515
4120-726
Ventura
October 13, 1983
117059
 
Ventura re-recorded
November 15, 1983
130202
 
Yuba
October 13, 1983
3764
810-614


C-15



Thirty-third Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
September 13, 1988
88-232083
 
Butte
September 13, 1988
88-031123
 
Fresno
September 13, 1988
88101543
 
Glenn
September 13, 1988
88-4023
 
Kern
September 13, 1988
31355
6162-1754
Los Angeles
September 13, 1988
88-1464893
 
Monterey
September 13, 1988
47561
2273-660
City and County of
San Francisco
September 13, 1988
E243818
 
San Joaquin
September 13, 1988
88077190
 
San Mateo
September 13, 1988
88120443
 
Santa Clara
September 13, 1988
9833944
 
Solano
September 13, 1988
54422
1988-117737
Sonoma
September 13, 1988
88-77182
 
Tulare
September 13, 1988
58120
4745-662
Ventura
September 13, 1988
88-133327
 
Yuba
September 13, 1988
2818
 
Thirty-fourth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
December 20, 1990
90-332019
 
Butte
December 20, 1990
90-054231
 
Fresno
December 20, 1990
90155101
 
Glenn
December 21, 1990
90-6395
 
Kern
December 20, 1990
85807
6468-709
Los Angeles
December 20, 1990
90-2094360
 
Monterey
December 20, 1990
73725
2589-678
City and County of
San Francisco
December 20, 1990
E836831
F276-480
San Joaquin
December 20, 1990
90122496
 
San Mateo
December 20, 1990
90165083
 
Santa Clara
December 21, 1990
10758142
 
Solano
December 20, 1990
99015
1990
Sonoma
December 20, 1990
90-122784
 
Tulare
December 20, 1990
83069
 
Ventura
December 20, 1990
90-187399
 
Yuba
December 20, 1990
90-14553
 



C-16



Thirty-fifth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
November 3, 1992
92-358477
 
Butte
November 3, 1992
92-050443
 
Fresno
November 3, 1992
92167544
 
Glenn
November 3, 1992
92-5920
 
Kern
November 3, 1992
167635
6757-1488
Los Angeles
November 3, 1992
92-2022769
 
Monterey
November 3, 1992
78604
2867-956
City and County of
San Francisco
November 3, 1992
F237077
 
San Joaquin
November 2, 1992
92127961
 
San Mateo
November 3, 1992
92180648
 
Santa Clara
November 3, 1992
11617179
 
Solano
November 3, 1992
101527
 
Sonoma
November 3, 1992
1992-137370
 
Tulare
November 3, 1992
92-081425
 
Ventura
November 3, 1992
92-198950
 
Yuba
November 3, 1992
92-13796
 
Thirty-sixth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
June 9, 1993
93-202253
 
Butte
June 9, 1993
93-023408
 
Fresno
June 9, 1993
93086809
 
Glenn
June 10, 1993
93-2925
 
Kern
June 9, 1993
82236
6859-1043
Los Angeles
June 9, 1993
93-1098735
 
Monterey
June 9, 1993
38484
 
City and County of
San Francisco
June 9, 1993
F371252
F896-0727
San Joaquin
June 9, 1993
93067318
 
San Mateo
June 9, 1993
93094357
 
Santa Clara
June 9, 1993
11944269
 
Solano
June 9, 1993
93-51895
 
Sonoma
June 9, 1993
93-71358
 
Tulare
June 9, 1993
93-040396
 
Ventura
June 9, 1993
93-104242
 
Yuba
June 9, 1993
93-06640
 



C-17



Thirty-seventh Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
September 28, 1993
93342967
 
Butte
September 28, 1993
93-041800
 
Fresno
September 28, 1993
93148269
 
Glenn
September 28, 1993
93-5140
 
Kern
September 28, 1993
140436
6915-188
Los Angeles
September 28, 1993
93-1891500
 
Monterey
September 28, 1993
66464
 
City and County of
San Francisco
September 28, 1993
F456929
F973-511
San Joaquin
September 28, 1993
93111959
 
San Mateo
September 28, 1993
93164391
 
Santa Clara
September 28, 1993
12128051
 
Solano
September 28, 1993
93-88880
1993
Sonoma
September 28, 1993
93-121864
 
Tulare
September 28, 1993
93-069108A
 
Ventura
September 28, 1993
93-181168
 
Yuba
September 28, 1993
93-11284
 
Thirty-eighth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Alameda
November 2, 1993
93390873
 
Butte
November 2, 1993
93-048806
 
Fresno
November 2, 1993
93170561
 
Glenn
November 2, 1993
93-5825
 
Kern
November 2, 1993
162046
6935-2210
Lake
March 19, 2009
2009004258
 
Los Angeles
November 2, 1993
93-2143052
 
Monterey
November 2, 1993
77734
 
City and County of
San Francisco
November 2, 1993
F477371
F997-0471
San Joaquin
November 2, 1993
93129084
 
San Mateo
November 2, 1993
93188734
 
Santa Clara
November 2, 1993
12188841
 
Solano
November 2, 1993
1993-104293
1993
Sonoma
November 2, 1993
93-140937
 
Tulare
November 2, 1993
93-078948A
 
Ventura
November 2, 1993
92-208807
 
Yuba
November 2, 1993
93-12958
 


C-18



Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
(Reel Image)
Marin
March 30, 2009
2009-0015722
 

Thirty-ninth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119008
 
Butte
April 21, 2009
2009-0013432
 
Fresno
April 20, 2009
2009-0052637
 
Glenn
April 21, 2009
2009-1905
 
Kern
April 20, 2009
209055645
 
Lake
April 20, 2009
2009006046
 
Los Angeles
April 20, 2009
20090566180
 
Marin
April 22, 2009
2009-0020894
 
Monterey
April 20, 2009
2009023402
 
San Joaquin
April 20, 2009
2009-058460
 
San Mateo
April 20, 2009
2009-046297
 
Santa Clara
April 20, 2009
20217134
 
Solano
April 20, 2009
200900029003
 
Sonoma
April 20, 2009
2009035713
 
Tulare
April 20, 2009
2009-0023090
 
Ventura
April 20, 2009
20090420-00061689-0
 
Yuba
April 20, 2009
2009R-005256
 










C-19



Fortieth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119009
 
Butte
April 21, 2009
2009-0013433
 
Fresno
April 20, 2009
2009-0052638
 
Glenn
April 21, 2009
2009-1906
 
Kern
April 20, 2009
209055646
 
Lake
April 20, 2009
2009006047
 
Los Angeles
April 20, 2009
20090566181
 
Marin
April 22, 2009
2009-0020895
 
Monterey
April 20, 2009
2009023403
 
San Joaquin
April 20, 2009
2009-058461
 
San Mateo
April 20, 2009
2009-046298
 
Santa Clara
April 20, 2009
20217135
 
Solano
April 20, 2009
200900029004
 
Sonoma
April 20, 2009
2009035714
 
Tulare
April 20, 2009
2009-0023091
 
Ventura
April 20, 2009
20090420-00061690-0
 
Yuba
April 20, 2009
2009R-005257
 
Forty-first Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119010
 
Butte
April 21, 2009
2009-0013434
 
Fresno
April 20, 2009
2009-0052639
 
Glenn
April 21, 2009
2009-1907
 
Kern
April 20, 2009
209055647
 
Lake
April 20, 2009
2009006048
 
Los Angeles
April 20, 2009
20090566182
 
Marin
April 22, 2009
2009-0020896
 
Monterey
April 20, 2009
2009023404
 
San Joaquin
April 20, 2009
2009-058462
 
San Mateo
April 20, 2009
2009-046299
 
Santa Clara
April 20, 2009
20217136
 
Solano
April 20, 2009
200900029005
 
Sonoma
April 20, 2009
2009035715
 
Tulare
April 20, 2009
2009-0023092
 
Ventura
April 20, 2009
20090420-00061691-0
 
Yuba
April 20, 2009
2009R-005258
 


C-20



Forty-second Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119011
 
Butte
April 21, 2009
2009-0013435
 
Fresno
April 20, 2009
2009-0052640
 
Glenn
April 21, 2009
2009-1908
 
Kern
April 20, 2009
209055648
 
Lake
April 20, 2009
2009006049
 
Los Angeles
April 20, 2009
20090566183
 
Marin
April 22, 2009
2009-0020897
 
Monterey
April 20, 2009
2009023405
 
San Joaquin
April 20, 2009
2009-058463
 
San Mateo
April 20, 2009
2009-046300
 
Santa Clara
April 20, 2009
20217137
 
Solano
April 20, 2009
200900029006
 
Sonoma
April 20, 2009
2009035716
 
Tulare
April 20, 2009
2009-0023093
 
Ventura
April 20, 2009
20090420-00061692-0
 
Yuba
April 20, 2009
2009R-005259
 
Forty-third Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119012
 
Butte
April 21, 2009
2009-0013436
 
Fresno
April 20, 2009
2009-0052641
 
Glenn
April 21, 2009
2009-1909
 
Kern
April 20, 2009
209055649
 
Lake
April 20, 2009
2009006050
 
Los Angeles
April 20, 2009
20090566184
 
Marin
April 22, 2009
2009-0020898
 
Monterey
April 20, 2009
2009023406
 
San Joaquin
April 20, 2009
2009-058464
 
San Mateo
April 20, 2009
2009-046301
 
Santa Clara
April 20, 2009
20217138
 
Solano
April 20, 2009
200900029007
 
Sonoma
April 20, 2009
2009035717
 
Tulare
April 20, 2009
2009-0023094
 
Ventura
April 20, 2009
20090420-00061693-0
 
Yuba
April 20, 2009
2009R-005260
 


C-21



Forty-fourth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119013
 
Butte
April 21, 2009
2009-0013437
 
Fresno
April 20, 2009
2009-0052642
 
Glenn
April 21, 2009
2009-1910
 
Kern
April 20, 2009
209055650
 
Lake
April 20, 2009
2009006051
 
Los Angeles
April 20, 2009
20090566185
 
Marin
April 22, 2009
2009-0020899
 
Monterey
April 20, 2009
2009023407
 
San Joaquin
April 20, 2009
2009-058465
 
San Mateo
April 20, 2009
2009-046302
 
Santa Clara
April 20, 2009
20217139
 
Solano
April 20, 2009
200900029030
 
Sonoma
April 20, 2009
2009035718
 
Tulare
April 20, 2009
2009-0023095
 
Ventura
April 20, 2009
20090420-00061694-0
 
Yuba
April 20, 2009
2009R-005261
 
Forty-fifth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119014
 
Butte
April 21, 2009
2009-0013438
 
Fresno
April 20, 2009
2009-0052643
 
Glenn
April 21, 2009
2009-1911
 
Kern
April 20, 2009
209055651
 
Lake
April 20, 2009
2009006052
 
Los Angeles
April 20, 2009
20090566186
 
Marin
April 22, 2009
2009-0020900
 
Monterey
April 20, 2009
2009023408
 
San Joaquin
April 20, 2009
2009-058466
 
San Mateo
April 20, 2009
2009-046303
 
Santa Clara
April 20, 2009
20217140
 
Solano
April 20, 2009
200900029031
 
Sonoma
April 20, 2009
2009035719
 
Tulare
April 20, 2009
2009-0023096
 
Ventura
April 20, 2009
20090420-00061695-0
 
Yuba
April 20, 2009
2009R-005262
 


C-22



Forty-sixth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119015
 
Butte
April 21, 2009
2009-0013439
 
Fresno
April 20, 2009
2009-0052644
 
Glenn
April 21, 2009
2009-1912
 
Kern
April 20, 2009
209055652
 
Lake
April 20, 2009
2009006053
 
Los Angeles
April 20, 2009
20090566187
 
Marin
April 22, 2009
2009-0020901
 
Monterey
April 20, 2009
2009023409
 
San Joaquin
April 20, 2009
2009-058467
 
San Mateo
April 20, 2009
2009-046304
 
Santa Clara
April 20, 2009
20217141
 
Solano
April 20, 2009
200900029032
 
Sonoma
April 20, 2009
2009035720
 
Tulare
April 20, 2009
2009-0023097
 
Ventura
April 20, 2009
20090420-00061700-0
 
Yuba
April 20, 2009
2009R-005263
 
Forty-seventh Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119016
 
Butte
April 21, 2009
2009-0013440
 
Fresno
April 20, 2009
2009-0052645
 
Glenn
April 21, 2009
2009-1913
 
Kern
April 20, 2009
209055653
 
Lake
April 20, 2009
2009006054
 
Los Angeles
April 20, 2009
20090566188
 
Marin
April 22, 2009
2009-0020902
 
Monterey
April 20, 2009
2009023410
 
San Joaquin
April 20, 2009
2009-058468
 
San Mateo
April 20, 2009
2009-046305
 
Santa Clara
April 20, 2009
20217142
 
Solano
April 20, 2009
200900029033
 
Sonoma
April 20, 2009
2009035721
 
Tulare
April 20, 2009
2009-0023098
 
Ventura
April 20, 2009
20090420-00061699-0
 
Yuba
April 20, 2009
2009R-005264
 


C-23



Forty-eighth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119017
 
Butte
April 21, 2009
2009-0013441
 
Fresno
April 20, 2009
2009-0052646
 
Glenn
April 21, 2009
2009-1914
 
Kern
April 20, 2009
209055654
 
Lake
April 20, 2009
2009006055
 
Los Angeles
April 20, 2009
20090566189
 
Marin
April 22, 2009
2009-0020903
 
Monterey
April 20, 2009
2009023411
 
San Joaquin
April 20, 2009
2009-058469
 
San Mateo
April 20, 2009
2009-046306
 
Santa Clara
April 20, 2009
20217143
 
Solano
April 20, 2009
200900029034
 
Sonoma
April 20, 2009
2009035722
 
Tulare
April 20, 2009
2009-0023099
 
Ventura
April 20, 2009
20090420-00061698-0
 
Yuba
April 20, 2009
2009R-005265
 
Forty-ninth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119018
 
Butte
April 21, 2009
2009-0013442
 
Fresno
April 20, 2009
2009-0052647
 
Glenn
April 21, 2009
2009-1915
 
Kern
April 20, 2009
209055655
 
Lake
April 20, 2009
2009006056
 
Los Angeles
April 20, 2009
20090566190
 
Marin
April 22, 2009
2009-0020904
 
Monterey
April 20, 2009
2009023412
 
San Joaquin
April 20, 2009
2009-058470
 
San Mateo
April 20, 2009
2009-046307
 
Santa Clara
April 20, 2009
20217144
 
Solano
April 20, 2009
200900029041
 
Sonoma
April 20, 2009
2009035723
 
Tulare
April 20, 2009
2009-0023100
 
Ventura
April 20, 2009
20090420-00061697-0
 
Yuba
April 20, 2009
2009R-005266
 


C-24



Fiftieth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119019
 
Butte
April 21, 2009
2009-0013443
 
Fresno
April 20, 2009
2009-0052648
 
Glenn
April 21, 2009
2009-1916
 
Kern
April 20, 2009
209055656
 
Lake
April 20, 2009
2009006057
 
Los Angeles
April 20, 2009
20090566191
 
Marin
April 22, 2009
2009-0020905
 
Monterey
April 20, 2009
2009023413
 
San Joaquin
April 20, 2009
2009-058471
 
San Mateo
April 20, 2009
2009-046308
 
Santa Clara
April 20, 2009
20217145
 
Solano
April 20, 2009
200900029042
 
Sonoma
April 20, 2009
2009035724
 
Tulare
April 20, 2009
2009-0023101
 
Ventura
April 20, 2009
20090420-00061696-0
 
Yuba
April 20, 2009
2009R-005267
 
Fifty-first Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119020
 
Butte
April 21, 2009
2009-0013444
 
Fresno
April 20, 2009
2009-0052649
 
Glenn
April 21, 2009
2009-1917
 
Kern
April 20, 2009
209055657
 
Lake
April 20, 2009
2009006058
 
Los Angeles
April 20, 2009
20090566192
 
Marin
April 22, 2009
2009-0020906
 
Monterey
April 20, 2009
2009023414
 
San Joaquin
April 20, 2009
2009-058472
 
San Mateo
April 20, 2009
2009-046309
 
Santa Clara
April 20, 2009
20217146
 
Solano
April 20, 2009
200900029043
 
Sonoma
April 20, 2009
2009035725
 
Tulare
April 20, 2009
2009-0023102
 
Ventura
April 20, 2009
20090420-00061707-0
 
Yuba
April 20, 2009
2009R-005268
 


C-25



Fifty-second Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119021
 
Butte
April 21, 2009
2009-0013445
 
Fresno
April 20, 2009
2009-0052650
 
Glenn
April 21, 2009
2009-1918
 
Kern
April 20, 2009
209055658
 
Lake
April 20, 2009
2009006059
 
Los Angeles
April 20, 2009
20090566193
 
Marin
April 22, 2009
2009-0020907
 
Monterey
April 20, 2009
2009023415
 
San Joaquin
April 20, 2009
2009-058473
 
San Mateo
April 20, 2009
2009-046310
 
Santa Clara
April 20, 2009
20217147
 
Solano
April 20, 2009
200900029044
 
Sonoma
April 20, 2009
2009035726
 
Tulare
April 20, 2009
2009-0023103
 
Ventura
April 20, 2009
20090420-00061706-0
 
Yuba
April 20, 2009
2009R-005269
 
Fifty-third Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119022
 
Butte
April 21, 2009
2009-0013446
 
Fresno
April 20, 2009
2009-0052651
 
Glenn
April 21, 2009
2009-1919
 
Kern
April 20, 2009
209055659
 
Lake
April 20, 2009
2009006060
 
Los Angeles
April 20, 2009
20090566194
 
Marin
April 22, 2009
2009-0020908
 
Monterey
April 20, 2009
2009023416
 
San Joaquin
April 20, 2009
2009-058474
 
San Mateo
April 20, 2009
2009-046311
 
Santa Clara
April 20, 2009
20217148
 
Solano
April 20, 2009
200900029045
 
Sonoma
April 20, 2009
2009035727
 
Tulare
April 20, 2009
2009-0023104
 
Ventura
April 20, 2009
20090420-00061705-0
 
Yuba
April 20, 2009
2009R-005270
 


C-26



Fifty-fourth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119023
 
Butte
April 21, 2009
2009-0013447
 
Fresno
April 20, 2009
2009-0052652
 
Glenn
April 21, 2009
2009-1920
 
Kern
April 20, 2009
209055660
 
Lake
April 20, 2009
2009006061
 
Los Angeles
April 20, 2009
20090566195
 
Marin
April 22, 2009
2009-0020909
 
Monterey
April 20, 2009
2009023417
 
San Joaquin
April 20, 2009
2009-058475
 
San Mateo
April 20, 2009
2009-046312
 
Santa Clara
April 20, 2009
20217149
 
Solano
April 20, 2009
200900029061
 
Sonoma
April 20, 2009
2009035728
 
Tulare
April 20, 2009
2009-0023105
 
Ventura
April 20, 2009
20090420-00061704-0
 
Yuba
April 20, 2009
2009R-005271
 
Fifty-fifth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119024
 
Butte
April 21, 2009
2009-0013448
 
Fresno
April 20, 2009
2009-0052653
 
Glenn
April 21, 2009
2009-1921
 
Kern
April 20, 2009
209055661
 
Lake
April 20, 2009
2009006062
 
Los Angeles
April 20, 2009
20090566196
 
Marin
April 22, 2009
2009-0020910
 
Monterey
April 20, 2009
2009023418
 
San Joaquin
April 20, 2009
2009-058476
 
San Mateo
April 20, 2009
2009-046313
 
Santa Clara
April 20, 2009
20217150
 
Solano
April 20, 2009
200900029064
 
Sonoma
April 20, 2009
2009035729
 
Tulare
April 20, 2009
2009-0023106
 
Ventura
April 20, 2009
20090420-00061703-0
 
Yuba
April 20, 2009
2009R-005272
 


C-27



Fifty-sixth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119025
 
Butte
April 21, 2009
2009-0013449
 
Fresno
April 20, 2009
2009-0052654
 
Glenn
April 21, 2009
2009-1922
 
Kern
April 20, 2009
209055662
 
Lake
April 20, 2009
2009006063
 
Los Angeles
April 20, 2009
20090566197
 
Marin
April 22, 2009
2009-0020911
 
Monterey
April 20, 2009
2009023419
 
San Joaquin
April 20, 2009
2009-058477
 
San Mateo
April 20, 2009
2009-046314
 
Santa Clara
April 20, 2009
20217151
 
Solano
April 20, 2009
200900029063
 
Sonoma
April 20, 2009
2009035730
 
Tulare
April 20, 2009
2009-0023107
 
Ventura
April 20, 2009
20090420-00061702-0
 
Yuba
April 20, 2009
2009R-005273
 
Fifty-seventh Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
April 22, 2009
2009119026
 
Butte
April 21, 2009
2009-0013450
 
Fresno
April 20, 2009
2009-0052655
 
Glenn
April 21, 2009
2009-1923
 
Kern
April 20, 2009
209055663
 
Lake
April 20, 2009
2009006064
 
Los Angeles
April 20, 2009
20090566198
 
Marin
April 22, 2009
2009-0020912
 
Monterey
April 20, 2009
2009023420
 
San Joaquin
April 20, 2009
2009-058478
 
San Mateo
April 20, 2009
2009-046315
 
Santa Clara
April 20, 2009
20217152
 
Solano
April 20, 2009
200900029062
 
Sonoma
April 20, 2009
2009035731
 
Tulare
April 20, 2009
2009-0023108
 
Ventura
April 20, 2009
20090420-00061701-0
 
Yuba
April 20, 2009
2009R-005274
 


C-28



Fifty-eighth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
November 23, 2010
2010346038
 
Butte
November 23, 2010
2010-0040947
 
Fresno
November 23, 2010
2010-0156840
 
Glenn
November 23, 2010
2010-5034
 
Kern
November 23, 2010
210163117
 
Lake
November 23, 2010
2010017941
 
Los Angeles
November 23, 2010
20101697409
 
Marin
November 23, 2010
2010-0060238
 
Monterey
November 23, 2010
2010069169
 
San Joaquin
November 23, 2010
2010-151817
 
San Mateo
November 23, 2010
2010-142282
 
Santa Clara
November 29, 2010
20977239
 
Solano
November 23, 2010
201000109991
 
Sonoma
November 23, 2010
2010106404
 
Tulare
November 23, 2010
2010-0075330
 
Ventura
November 23, 2010
20101123-00182795-0
 
Yuba
November 23, 2010
2010R-014697
 
Fifty-ninth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
October 15, 2015
2015279273
 
Butte
October 15, 2015
2015-0037754
 
Fresno
October 15, 2015
2015-0133669-00
 
Glenn
October 15, 2015
2015-4574
 
Kern
October 15, 2015
215145138
 
Lake
October 16, 2015
2015013611
 
Los Angeles
October 15, 2015
20151270767
 
Marin
November 6, 2015
2015-0052742
 
Monterey
October 28, 2015
2015062248
 
San Joaquin
October 15, 2015
2015-124229
 
San Mateo
October 15, 2015
2015-109346
 
Santa Clara
October 15, 2015
23116744
 
Solano
October 15, 2015
201500094603
 
Sonoma
October 15, 2015
2015090043
 
Tulare
October 15, 2015
2015-0062116
 
Ventura
October 15, 2015
20151015-00153061-0
 
Yuba
October 15, 2015
2015-012533
 


C-29



Sixtieth Supplemental Indenture
County or  
City and County
 
Date of Recordation
Book and Page 
Document No.
 
Alameda
March 16, 2016
2016063581
 
Butte
March 16, 2016
2016-0009912
 
Fresno
March 16, 2016
2016-0033119-00
 
Glenn
March 16, 2016
2016-1056
 
Kern
March 16, 2016
216032356
 
Lake
March 24, 2016
2016003595
 
Los Angeles
March 24, 2016
20160325694
 
Marin
March 24, 2016
2016-0012237
 
Monterey
March 24, 2016
2016015168
 
San Joaquin
March 24, 2016
2016-033300
 
San Mateo
March 24, 2016
2016-026192
 
Santa Clara
March 24, 2016
23253981
 
Solano
March 24, 2016
201600023269
 
Sonoma
March 24, 2016
2016026350
 
Tulare
March 24, 2016
2016-0015981
 
Ventura
March 24, 2016
20160324-00039701-0
 
Yuba
March 24, 2016
2016-003372
 




C-30