EX-4.3
Published on April 21, 2009
Exhibit 4.3
Execution Version
5.875% First Mortgage Bonds due 2019, Series LL
Supplemental Mortgage of Chattels
and
Trust Indenture
(Forty-first Supplemental Indenture)
CALIFORNIA WATER SERVICE COMPANY
to
U.S. BANK NATIONAL ASSOCIATION
as
Trustee
Dated as of April 17, 2009
TABLE OF CONTENTS
Page | ||||
ARTICLE I DEFINITIONS |
4 | |||
SECTION 1.01 DEFINITIONS |
4 | |||
ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE BONDS |
4 | |||
SECTION 2.01. Designation of Bonds |
4 | |||
SECTION 2.02. Aggregate Principal Amount |
4 | |||
SECTION 2.03. Form; Payment of Interest and Principal on Series LL Bonds |
4 | |||
SECTION 2.04. Parent Guarantee |
5 | |||
ARTICLE III REDEMPTION, SINKING FUND |
5 | |||
ARTICLE IV MISCELLANEOUS |
5 | |||
SECTION 4.01. Notice |
5 | |||
SECTION 4.02. Amendment and Supplement |
5 | |||
SECTION 4.03. Conflicts |
5 | |||
SECTION 4.04. Governing Law |
5 | |||
SECTION 4.05. Counterparts |
5 | |||
SECTION 4.06. Ratification |
5 | |||
SECTION 4.07. Severability |
6 | |||
SECTION 4.08. Trustee and Supplemental Indenture |
6 |
Exhibits
EXHIBIT A -
|
FORM OF SERIES LL BONDS | A-1 | ||
EXHIBIT B -
|
FORM OF PARENT GUARANTEE | B-1 | ||
EXHIBIT C -
|
RECORDATION OF RESIGNATIONS | C-1 | ||
EXHIBIT D -
|
RECORDATION OF FIRST THROUGH FORTIETH SUPPLEMENTAL INDENTURES | D-1 |
i
FORTY-FIRST SUPPLEMENTAL MORTGAGE OF CHATTELS and TRUST INDENTURE (this Supplemental
Indenture) dated as of April 17, 2009, between CALIFORNIA WATER SERVICE COMPANY, a California
corporation (the Company), and U.S. Bank National Association, as trustee (the Trustee), having
its Corporate Trust Office at One California Street, Suite 2100, San Francisco, CA 94111.
RECITALS
WHEREAS, the Company heretofore made, executed and delivered the Indenture from California
Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings
Bank, as Trustees, dated as of the 1st day of April, 1928, (the Original Base Indenture), and the
Original Base Indenture has been recorded in the Office of the Recorders of the following counties
and city and county of the State of California on the respective dates and in the respective books
of record hereafter set forth:
County of | Date of | Volume of Official Records | Page at Which | |||||||
City and County | Recordation | (except as noted) | Record Commences | |||||||
Contra Costa
|
May 2, 1928 | 141 | 7 | |||||||
City and County of
San Francisco
|
May 3, 1928 | 1637 | 346 | |||||||
Glenn
|
May 2, 1928 | 62 (Book of Mortgages) |
190 | |||||||
Kings
|
January 7, 1929 | 40 | 348 | |||||||
San Joaquin
|
May 2, 1928 | 243 | 295 | |||||||
Solano
|
May 2, 1928 | 14 | 7 | |||||||
Tulare
|
May 3, 1928 | 260 | 11 | |||||||
Alameda
|
May 2, 1928 | 1877 | 35 | |||||||
Sonoma
|
May 2, 1928 | 196 | 136 | |||||||
Los Angeles
|
May 4, 1928 | 7105 | 102 | |||||||
Butte
|
May 2, 1928 | 116 (Book of Mortgages) |
106 | |||||||
Kern
|
May 3, 1928 | 249 | 1 | |||||||
Shasta
|
May 2, 1928 | 38 | 80 | |||||||
Fresno
|
May 2, 1928 | 894 | 32 | |||||||
San Mateo
|
January 20,1939 | 837 | 16 | |||||||
Yuba
|
September 12, 1942 | 69 | 291 | |||||||
Santa Clara
|
November 2, 1945 | 1305 | 286 | |||||||
Monterey
|
February 21, 1962 | Serial No. 6604 | ||||||||
Ventura
|
November 15, 1983 | Doc. No. 130176; and |
WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First
National Bank of Los Angeles and later to Security First National Bank and later to
Security-Pacific National Bank; and
WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank
subsequently merged into Wells Fargo Bank, National Association; and
WHEREAS, by instrument entitled Resignations of Wells Fargo Bank, National Association as
Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance
of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage
of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified
from California Water Service Company dated as of August 1, 1983, recorded in the offices of the
Recorders of those counties and city and county
1
of the State of California on the respective dates and in the respective books of record
and/or as the respective document numbers set forth in EXHIBIT C, which is annexed hereto and
hereby made a part hereof, (a) Wells Fargo Bank, National Association, resigned as authenticating
trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the
First through Thirty-First Supplemental Indentures, effective August 1, 1983, (b) the Company
appointed Bank of America National Trust and Savings Association as successor authenticating
trustee to Wells Fargo Bank, National Association, effective August 1, 1983, (c) Bank of America
National Trust and Savings Association accepted such appointment as authenticating trustee under
the Original Base Indenture, as theretofore supplemented, amended and modified by the First through
Thirty-First Supplemental Indentures, effective August 1, 1983, (d) Security Pacific National Bank
resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and
modified by the First through Thirty-First Supplemental Indentures, effective August 1, 1983, (e)
the Company appointed no successor trustee to said Security Pacific National Bank, (f) Bank of
America National Trust and Savings Association as of August 1, 1983 became fully vested with all
the estates, properties, rights powers trusts, duties and obligations of Wells Fargo Bank, National
Association and Security Pacific National Bank, as trustees under the Original Base Indenture, as
theretofore supplemented, amended and modified by the First through Thirty-First Supplemental
Indentures, with like effect as if originally named as trustee therein, (g) Bank of America
National Trust and Savings Association resigned as trustee under the Original Base Indenture, as
theretofore supplemented, amended and modified by First through Thirty-First Supplemental
Indentures, effective December 15, 1995, (h) the Company appointed, with the concurrence of a
majority of the Holders, First Trust, a subsidiary of First Trust Bank System of Minneapolis, as
successor trustee to Bank of America National Trust and Savings Association, effective December 15,
1995, (i) First Trust, a subsidiary of First Trust Bank System of Minneapolis, accepted such
appointment as trustee under the Original Base Indenture, as supplemented, amended and modified by
the First through Thirty-eighth Supplemental Indentures, (j) First Trust Bank System of Minneapolis
merged with U. S. Bank Trust National Association, effective August 1, 1997; as a result of said
merger, the corporate name became U. S. Bank Trust National Association, effective March 30, 1998,
(k) effective January 10, 2002, U. S. Bank Trust National Association merged into U. S. Bank
National Association and (l) U. S. Bank National Association became the trustee under the Original
Base Indenture, as therefore supplemented, amended and modified by the First through Thirty-eighth
Supplemental Indentures referred to below, said Original Base Indenture as so supplemented, amended
and modified being hereinafter called the Original Indenture; and
WHEREAS, the Company has heretofore made, executed and delivered thirty-eight certain
supplemental indentures supplemental to said Original Base Indenture, one such supplemental
indenture from California Water Service Company to American Trust Company and Los Angeles-First
National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the
First Supplemental Indenture; twelve such supplemental indentures from said California Water
Service Company to American Trust Company and Security-First National Bank of Los Angeles, as
trustees, dated and hereinafter sometimes called, respectively, as follows:
Date | Name | |
August 19, 1929
|
Second Supplemental Indenture | |
February 25, 1930
|
Third Supplemental Indenture | |
February 1, 1931
|
Fourth Supplemental Indenture | |
March 23, 1932
|
Fifth Supplemental Indenture | |
May 1, 1936
|
Sixth Supplemental Indenture | |
April 1, 1939
|
Seventh Supplemental Indenture | |
November 1, 1945
|
Eighth Supplemental Indenture | |
May 1, 1951
|
Ninth Supplemental Indenture | |
May 1, 1953
|
Tenth Supplemental Indenture | |
May 1, 1954
|
Eleventh Supplemental Indenture | |
May 1, 1955
|
Twelfth Supplemental Indenture | |
November 1, 1956
|
Thirteenth Supplemental Indenture |
four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security
First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:
2
Date | Name | |
November 1, 1963
|
Fourteenth Supplemental Indenture | |
November 1, 1965
|
Fifteenth Supplemental Indenture | |
November 1, 1966
|
Sixteenth Supplemental Indenture | |
November 1, 1967
|
Seventeenth Supplemental Indenture |
fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank,
National Association and Security Pacific National Bank, as trustees, dated and hereinafter
sometimes called, respectively, as follows:
Date | Name | |
November 1, 1969
|
Eighteenth Supplemental Indenture | |
May 1, 1970
|
Nineteenth Supplemental Indenture | |
November 1, 1970
|
Twentieth Supplemental Indenture | |
October 1, 1972
|
Twenty-first Supplemental Indenture | |
November 1,1972
|
Twenty-second Supplemental Indenture | |
November 15, 1972
|
Twenty-third Supplemental Indenture | |
November 1, 1973
|
Twenty-fourth Supplemental Indenture | |
May 1, 1975
|
Twenty-fifth Supplemental Indenture | |
May 1, 1976
|
Twenty-sixth Supplemental Indenture | |
November 1, 1977
|
Twenty-seventh Supplemental Indenture | |
May 1, 1978
|
Twenty-eighth Supplemental Indenture | |
November 1, 1979
|
Twenty-ninth Supplemental Indenture | |
November 1, 1980
|
Thirtieth Supplemental Indenture | |
May 1, 1982
|
Thirty-first Supplemental Indenture |
and seven supplemental indentures from California Water Service Company to Bank of America National
Trust and Savings Association, as trustee, dated and hereinafter sometimes called respectively as
follows:
Date | Name | |
September 1, 1983
|
Thirty-second Supplemental Indenture | |
May 1, 1988
|
Thirty-third Supplemental Indenture | |
November 1, 1990
|
Thirty-fourth Supplemental Indenture | |
November 3, 1992
|
Thirty-fifth Supplemental Indenture | |
May 1, 1993
|
Thirty-sixth Supplemental Indenture | |
September 1, 1993
|
Thirty-seventh Supplemental Indenture | |
November 2, 1993
|
Thirty-eighth Supplemental Indenture; and |
WHEREAS, the First through Thirty-eighth Supplemental Indentures (and in the case of Marin
County, a Memorandum of Indenture referencing the Original Base Indenture and the First through
Thirty-eighth Supplemental Indentures) have been recorded in the offices of the Recorders of those
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers set forth in EXHIBIT D, and
the Thirty-ninth Supplemental Indenture and Fortieth Supplemental Indenture will be recorded in the
offices of the Recorders of those counties and city and county of the State of California as set
forth in EXHIBIT D, which is annexed hereto and hereby made a part hereof; and
WHEREAS, the Original Indenture as amended, supplemented and modified by the Thirty-ninth
Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called
the Base Indenture.
NOW, THEREFORE, the parties hereto agree as follows:
3
ARTICLE I
DEFINITIONS
DEFINITIONS
SECTION 1.01 DEFINITIONS
Each term used herein has the meaning assigned to such term in the Base Indenture unless
otherwise specifically defined herein, in which case the definition set forth herein shall govern
the Bonds issued under this Supplemental Indenture. The following terms, as used herein, have the
following meanings:
Closing Date means April 17, 2009.
Corporate Trust Office means the office of the Trustee specified in the initial paragraph of
this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant
to the provisions of the Base Indenture.
Series LL Bonds means the $100,000,000 aggregate principal amount of 5.875% First Mortgage
Bonds due 2019, Series LL.
Trustee means the Person named as the Trustee in the first paragraph of this Supplemental
Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of
the Base Indenture, and thereafter Trustee shall mean or include each Person who is then a
Trustee hereunder.
ARTICLE II
CERTAIN TERMS AND ISSUANCE OF THE BONDS
CERTAIN TERMS AND ISSUANCE OF THE BONDS
SECTION 2.01. Designation of Bonds.
The changes, modifications and supplements to the Base Indenture effected by this Supplemental
Indenture shall be applicable only with respect to, and govern the terms of, the Series LL Bonds
and shall not apply to any other Bonds that have been or may be issued under the Base Indenture
unless a supplemental indenture with respect to such other Bonds specifically incorporates such
changes, modifications and supplements. Pursuant to this Supplemental Indenture, there is hereby
designated a series of Bonds under the Base Indenture entitled 5.875% First Mortgage Bonds due
2019, Series LL.
SECTION 2.02. Aggregate Principal Amount.
The aggregate principal amount of the Series LL Bonds which may be outstanding under the terms
of this Supplemental Indenture after the date hereof is $100,000,000, except for Series LL Bonds
authenticated and delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the
Base Indenture.
SECTION 2.03. Form; Payment of Interest and Principal on Series LL Bonds.
(a) General. Without limiting the foregoing provisions of this Article II, the Series LL
Bonds shall be issued substantially in the form set forth in EXHIBIT A hereto and shall initially
be Global Bonds. The Series LL Bonds will be issued in denominations of $1,000 and its integral
multiples. To the extent that any provision of the Global Bonds representing the Series LL Bonds
conflicts with the express provisions of this Supplemental Indenture or the Base Indenture, this
Supplemental Indenture or the Base Indenture shall govern and be controlling.
(b) Payment of Interest and Principal on Bonds. The Series LL Bonds will mature on May 1,
2019 and will bear interest at the rate of 5.875% per annum. Interest on the Series LL Bonds will
be payable semi-annually in arrears on May 1 and November 1 of each year to the Holders thereof at
the close of business on the immediately preceding April 15 and October 15 of each year. Interest
on the Series LL Bonds will accrue from the most recent date to which interest has been paid, or if
no interest has been paid, from the Closing Date. Interest shall be computed on the basis of a
360-day year comprised of twelve 30-day months. The principal of and interest on
4
the bonds will be payable in U.S. dollars or in such other currency of the United States that
at the time of payment is legal tender for the payment of public and private debts.
SECTION 2.04. Parent Guarantee.
The obligations of the Company under the Series LL Bonds shall be guaranteed by Parent, the
form of which guarantee is set forth in EXHIBIT B hereto.
ARTICLE III
REDEMPTION, SINKING FUND
REDEMPTION, SINKING FUND
SECTION 3.01. Redemption.
The Series LL Bonds may not be redeemed at any time prior to Maturity.
SECTION 3.02. Sinking Fund
The Series LL Bonds shall not be subject to any sinking fund.
ARTICLE IV
MISCELLANEOUS
MISCELLANEOUS
SECTION 4.01. Notice.
Any notice or communication in respect of the Series LL Bonds shall be made in accordance with
Section 15.05 of the Base Indenture.
SECTION 4.02. Amendment and Supplement.
This Supplemental Indenture or the Series LL Bonds may be amended or supplemented as provided
for in the Base Indenture.
SECTION 4.03. Conflicts.
In the event of any conflict between this Supplemental Indenture and the Base Indenture, the
provisions of this Supplemental Indenture shall prevail.
SECTION 4.04. Governing Law.
This Supplemental Indenture and the Series LL Bonds shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.
SECTION 4.05. Counterparts.
The parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together represent the same agreement. One signed copy is
enough to prove this Supplemental Indenture.
SECTION 4.06. Ratification.
The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force
and effect and is in all respects ratified and confirmed.
5
SECTION 4.07. Severability.
If any one or more of the covenants or agreements provided in this Supplemental Indenture or
in the Series LL Bonds on the part of the Company or the Trustee, or either of them, to be
performed should be contrary to any express provision of law, or contrary to the policy of express
law, to such an extent as to be unenforceable in any court of competent jurisdiction, then such
covenant or covenants, agreement or agreements shall be null and void and shall be deemed separable
from the remaining covenants and agreements and shall in nowise affect the validity of this
Supplemental Indenture or the Series LL Bonds.
SECTION 4.08. Trustee and Supplemental Indenture.
The Trustee shall not be responsible in any manner whatsoever for or in respect of the
validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals
contained herein, all of which recitals are made solely by the Company.
[Signature Pages Follow]
6
SIGNATURES
IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed,
all as of the date first above written.
CALIFORNIA WATER SERVICE COMPANY | ||||||
By: | /s/ Martin Kropelnicki | |||||
Name: | Martin Kropelnicki | |||||
Title: | Vice President, Chief Financial Officer |
|||||
U.S. BANK NATIONAL ASSOCIATION, as Trustee | ||||||
By: | /s/ Chii Ling Lei | |||||
Name: | Chii Ling Lei | |||||
Title: | Vice President | |||||
SIGNATURE PAGE TO FORTY-FIRST SUPPLEMENTAL INDENTURE
State of California | ) | |||||||
County of Santa Clara
|
) | |||||||
|
On 4/15/09 before me, Rose Shea, a Notary Public, personally appeared
Martin Kropelnicki, who proved to me on the basis of satisfactory evidence to be the person
whose name is subscribed to the within instrument and acknowledged to me that he
executed the same in his authorized capacity, and that by his signature
on the instrument the person, or the entity upon behalf of which the person acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature /s/ Rose Shea (Seal)
State of California | ) | |||||||
County of Santa Clara
|
) | |||||||
|
On 4/15/09 before me, Rose Shea, a Notary Public, personally appeared
Chii Ling Lei, who proved to me on the basis of satisfactory evidence to be the person
whose name is subscribed to the within instrument and acknowledged to me that she
executed the same in her authorized capacity, and that by her signature
on the instrument the person, or the entity upon behalf of which the person acted, executed
the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature /s/ Rose Shea (Seal)
EXHIBIT A
FORM OF SERIES LL BOND
[UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST
COMPANY, A NEW YORK CORPORATION (DTC), TO CALIFORNIA WATER SERVICE COMPANY OR ITS AGENT FOR
REGISTRATION OR TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME
OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY
PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO
ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNED HEREOF, CEDE & CO., HAS AN INTEREST
HEREIN.] [Insert for Global Bonds]
[THIS BOND IS A GLOBAL BOND WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS
REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS BOND MAY NOT BE TRANSFERRED TO,
OR REGISTERED OR EXCHANGED FOR BONDS REGISTERED IN THE NAME OF, ANY PERSON OTHER THAN THE
DEPOSITARY OR A NOMINEE THEREOF AND NO SUCH TRANSFER MAY BE REGISTERED, EXCEPT IN THE LIMITED
CIRCUMSTANCES DESCRIBED IN THE INDENTURE. EVERY BOND AUTHENTICATED AND DELIVERED UPON REGISTRATION
OF TRANSFER OF, OR IN EXCHANGE FOR OR IN LIEU OF, THIS BOND SHALL BE A GLOBAL BOND SUBJECT TO THE
FOREGOING, EXCEPT IN SUCH LIMITED CIRCUMSTANCES.] [Insert for Global Bonds]
CALIFORNIA WATER SERVICE COMPANY
5.875% First Mortgage Bonds due May 1, 2019, Series LL
CUSIP No. 130789 AE0
CUSIP No. 130789 AE0
No. R-[_] | $[ ] |
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the Company), promises to pay to
[ ], or its registered assigns, the principal sum of $[ ] in U.S. Dollars on May 1,
2019.
Interest
Payment Dates: May 1 and November 1
Record Dates: April 15 and October 15
Additional provisions of this Series LL Bond are set forth on the other side of this Series LL
Bond.
A-1
IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.
CALIFORNIA WATER SERVICE COMPANY | ||||||
By | ||||||
Name: | ||||||
Title: |
Attest: |
||||
Name: |
||||
Title: |
[Authentication Page to Follow]
A-2
CERTIFICATE OF AUTHENTICATION
This is one of the Bonds of the series designated therein referred to in the within-mentioned
Indenture.
Dated: |
U.S. BANK NATIONAL ASSOCIATION, As Trustee |
|||
By | ||||
Authorized Signatory |
A-3
[FORM OF REVERSE SIDE OF SERIES LL BOND]
5.875% First Mortgage Bonds due 2019, Series LL
1. | INTEREST |
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the Company), promises to pay
interest on the principal amount of this Series LL Bond at the rate per annum shown above.
The Company shall pay interest semi-annually in arrears on May 1 and November 1 of each year.
Interest on the Series LL Bonds will accrue from the most recent date to which interest has been
paid with respect to the Series LL Bonds, or, if no interest has been paid, from April 17, 2009.
Interest shall be computed on the basis of a 360-day year comprised of twelve 30-day months.
2. | METHOD OF PAYMENT |
The Company shall pay interest on the Series LL Bonds to the Persons who are registered
Holders of Series LL Bonds at the close of business on the April 15 or October 15 immediately
preceding the Interest Payment Date even if Series LL Bonds are canceled after the Regular Record
Date or Special Record Date, as applicable, and on or before the Interest Payment Date. The
Company shall pay principal and interest in money of the United States that at the time of payment
is legal tender for payment of public and private debts. However, all payments in respect of this
Series LL Bond (including principal, premium, if any, and interest) must be made by wire transfer
of immediately available funds to the accounts specified by the Holder hereof. Payment shall be
without the presentation or surrender of the Series LL Bonds or the making of any notation thereon,
except that upon written request of the Company or Trustee made concurrently with or reasonably
promptly after payment in full of any Series LL Bond, the Holder thereof shall surrender such
Series LL Bond for cancellation, reasonably promptly after any such request, to the Company at its
principal executive office or to the Trustee at its principal corporate trust office.
3. | PAYING AGENT AND REGISTRAR |
Initially, U.S. Bank National Association (the Trustee) shall act as Paying Agent and
Registrar. The Company may appoint and change any Paying Agent or Registrar without notice to the
Holders. The Company may act as Paying Agent or Registrar.
4. | INDENTURE |
The Company issued the Series LL Bonds under an Indenture from California Water Service
Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees,
dated as of the 1st day of April, 1928 (the Original Base Indenture; as therefore supplemented,
amended and modified by the First through Thirty-eighth Supplemental Indentures, the Original
Indenture; the Original Indenture as amended and modified by the Thirty-ninth Supplemental
Indenture, and as subsequently amended, supplemented and modified, the Base Indenture), as
further supplemented by the Forty-First Supplemental Indenture dated as of April 17, 2009, between
the Company and U.S. Bank National Association (as ultimate successor to American Trust Company and
Los Angeles-First National Trust & Savings Bank), as Trustee (as subsequently amended,
supplemented and modified, the Supplemental Indenture). The terms of the Series LL Bonds include
those stated in the Base Indenture and the Supplemental Indenture and those made part of the Base
Indenture and the Supplemental Indenture by reference to the TIA. Terms defined in the Base
Indenture and the Supplemental Indenture and not defined herein have the meanings ascribed thereto
in the Base Indenture and Supplemental Indenture. The Series LL Bonds are subject to all such
terms, and Holders are referred to the Base Indenture, the Supplemental Indenture and the TIA for a
statement of those terms.
The Series LL Bonds are secured obligations of the Company known generally as First Mortgage
Bonds.
A-4
5. | REDEMPTION; SINKING FUND |
The Series LL Bonds may not be redeemed at any time prior to Maturity. The Series LL Bonds
shall not be subject to any sinking fund.
6. | DENOMINATIONS; TRANSFER; EXCHANGE |
The Series LL Bonds are in registered form without coupons in denominations of $1,000 and
whole multiples of $1,000. A Holder may transfer or exchange Series LL Bonds in accordance with
the Base Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a
Holder, among other things, to furnish appropriate transfer documents and to pay any taxes required
by law or permitted by the Base Indenture. The Registrar shall not be required to register the
transfer of or to exchange a Series LL Bond between a Record Date and the next succeeding Interest
Payment Date.
7. | PERSONS DEEMED OWNERS |
The registered Holder of this Series LL Bond may be treated as the owner of it for all purposes.
8. | UNCLAIMED MONEY |
If money for the payment of principal or interest remains unclaimed, the Paying Agent shall
pay the money back to the Company in accordance with the terms of the Base Indenture.
9. | DISCHARGE AND DEFEASANCE |
Subject to certain conditions set forth in the Base Indenture, the Company at any time may
terminate some or all of its obligations under the Base Indenture and the Supplemental Indenture
with respect to the Series LL Bonds if, among other things, the Company deposits with the Trustee
funds for the payment of principal and interest on the Series LL Bonds to Maturity, as the case may
be.
10. | AMENDMENT, WAIVER |
The Base Indenture permits, subject to certain exceptions set forth therein, that the Base
Indenture and the terms of the Bonds of a series, which include the Series LL Bonds, and the rights
of the Holders of the Bonds of a series, which may include the Holders of the Series LL Bonds, in
each case may be modified, with the written consent of the Holders of a majority in aggregate
principal amount of the Bonds the terms of which or the rights of the Holders of which are to be
modified. The Base Indenture also permits certain other amendments, modifications or waivers
thereof only with the consent of each Outstanding Bond affected thereby, while certain other
amendments or modifications may be made without the consent of any Holders of Bonds.
The Base Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or
more of principal amount of the Bonds then Outstanding of all such series under which an Event of
Default shall have occurred, which may include the Series LL Bonds, may, by a written instrument or
instruments signed by such Holders and delivered to the Trustee and to the Company, waive any past
Default or Event of Default under such series of Bonds and its consequences except an Event of
Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and
when the same shall become due by the terms of such Bonds, and upon such waiver such Default or
Event of Default shall be deemed not to exist for any purpose of the Base Indenture or such series
of Bonds.
Any such consent or waiver by the Holder of this Series LL Bond shall be conclusive and
binding upon such Holder and upon all future Holders of this Series LL Bond and of any Series LL
Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee
in pursuance thereof.
A-5
11. | DEFAULTS AND REMEDIES |
Events of Default are set forth in the Base Indenture. If an Event of Default shall have
occurred and be continuing, the Trustee upon the direction of Holders of not less than twenty-five
percent (25%) aggregate principal amount of the Outstanding Bonds or the Holders of not less than
twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds, may, by notice in
writing delivered to the Company (and to the Trustee if given by the Holders), declare the entire
principal amount of Outstanding Bonds, premium, if any, and the interest accrued thereon
immediately due and payable, and said entire principal, premium, if any, and interest shall
thereupon become and be immediately due and payable.
Holders may not enforce the Base Indenture, the Supplemental Indenture or the Series LL Bonds
except as provided in the Base Indenture. The Trustee may refuse to enforce the Base Indenture,
the Supplemental Indenture or the Series LL Bonds unless it receives indemnity or security
reasonably satisfactory to it. Subject to certain limitations, Holders of a majority in aggregate
principal amount of the Outstanding Bonds may direct the Trustee in its exercise of any trust or
power. The Trustee may withhold from Holders notice of any Default (except a Default in payment of
principal or interest on any Bond, or in the payment of any sinking fund installment) if and so
long as Responsible Officers in good faith determine that withholding notice is in the interest of
the Holders.
12. | TRUSTEE DEALINGS WITH THE COMPANY |
Subject to certain limitations imposed by the TIA, the Trustee, in its individual or any other
capacity, may become the owner or pledgee of the Series LL Bonds and may otherwise deal with and
collect obligations owed to it by the Company or its Affiliates and may otherwise deal with the
Company or its Affiliates with the same rights it would have if it were not Trustee.
13. | NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS |
No director, officer, employee, incorporator or stockholder of the Company or Parent shall
have any liability for any obligations of the Company under the Base Indenture, the Supplemental
Indenture or the Series LL Bonds or for any claim based on, in respect of, or by reason of such
obligations or their creation. Each Holder by accepting the Series LL Bonds waives and releases all
such liability. The waiver and release are part of the consideration for the issuance of the Series
LL Bonds. Such waiver may not be effective to waive liabilities of directors, officers or persons
controlling the Company under the federal securities laws and it is the view of the Commission that
such waiver is against public policy and is therefore unenforceable.
14. | GOVERNING LAW |
The Series LL Bonds shall be governed by, and construed and enforced in accordance with, the
laws of the State of California without regard to the principles of conflicts of laws thereunder,
except to the extent that the TIA shall be applicable.
15. | AUTHENTICATION |
This Series LL Bond shall not be valid until an authorized signatory of the Trustee (or an
Authenticating Agent) manually signs the certificate of authentication on the other side of this
Series LL Bond.
16. | ABBREVIATIONS |
Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM
(=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of
survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors
Act).
A-6
17. | SECURITY INTEREST |
The Series LL Bonds shall be secured to the extent and in the manner provided by the Base
Indenture.
18. | GUARANTEE |
Parent has guaranteed the obligations under this Series LL Bond in accordance with the terms
of the Supplemental Indenture.
The Company shall furnish to any Holder upon written request and without charge to the Holder
a copy of the Base Indenture and the Supplemental Indenture. Requests may be made to:
CALIFORNIA WATER SERVICE COMPANY
1720 North First Street
San Jose, CA 95112
Attention: Corporate Secretary
1720 North First Street
San Jose, CA 95112
Attention: Corporate Secretary
A-7
ASSIGNMENT FORM
To assign this Series LL Bond, fill in the form below:
I or we assign and transfer this Series LL Bond to
(Print or type assignees name, address and zip code)
(Insert assignees soc. sec. or tax I.D. No.)
and irrevocably appoint agent to transfer this Series LL Bond on the books of
the Company. The agent may substitute another to act for him.
Date: ________________ Your Signature: _____________________
Signature Guarantee:
|
||||
(Signature must be guaranteed by a participant in a recognized signature guarantee medallion program) |
Sign
exactly as your name appears on the other side of this Series LL
Bond.
A-8
[SCHEDULE OF EXCHANGES OF INTEREST IN GLOBAL BOND
The following increases or decreases in this Global Bond have been made:
Amount of | Amount of | Principal amount | Signature of | |||||||||||||
decrease in | increase in | of this Global | authorized | |||||||||||||
Principal Amount | Principal Amount | Bond following | signatory of | |||||||||||||
of this Global | of this Global | such decrease or | Trustee or Notes | |||||||||||||
Date of Exchange | Bond | Bond | increase | Custodian] | ||||||||||||
[Insert for Global Bonds]
A-9
EXHIBIT B
FORM OF PARENT GUARANTEE
GUARANTEE, dated as of (as amended from time to time, this
Guarantee), made by California Water Service Group, a Delaware corporation (the
Guarantor), in favor of U.S. Bank National Association, as trustee (Trustee)
for the registered holders (the Holders) of the 5.875% First Mortgage Bonds due 2019,
Series LL (collectively, the Bonds), of California Water Service Company, a California
corporation (the Issuer).
WITNESSETH:
SECTION 1. Guarantee. (a) The Guarantor hereby fully, absolutely, irrevocably and
unconditionally guarantees the due and punctual payment when due, whether at stated maturity, by
acceleration, by notice of prepayment or otherwise, of the principal of, premium, if any, and
interest on the Bonds (the Obligations), according to the terms of the Bonds and as more
fully described in the Indenture dated as of April 1, 1928 (as amended, modified or otherwise
supplemented from time to time, including the Thirty-ninth Supplemental Indenture and the
Forty-First Supplemental Indenture, the Indenture), between the Issuer and the Trustee,
and any other amounts payable by the Guarantor to the Holders under the Indenture. The Guarantors
obligation to make payment on the Obligations may be satisfied by direct payment of the required
full and final amounts by the Guarantor to the Holders or by causing the Issuer to pay such full
and final amounts to the Holders.
(b) It is the intention of the Guarantor that this Guarantee not constitute a fraudulent
transfer or conveyance for purposes of Bankruptcy Law, the Uniform Fraudulent Conveyance Act, the
Uniform Fraudulent Transfer Act or any similar federal or state law to the extent applicable to
this Guarantee. To effectuate the foregoing intention, the amount guaranteed by the Guarantor under
this Guarantee shall be limited to the maximum amount as will, after giving effect to such maximum
amount and all other contingent and fixed liabilities of the Guarantor that are relevant under such
laws, result in the Obligations of the Guarantor under this Guarantee not constituting a fraudulent
transfer or conveyance. For purposes hereof, Bankruptcy Law means Title 11, U.S. Code, or any
similar federal or state law for the relief of debtors.
(c) The Guarantor hereby covenants to comply with the provisions of Article XIII of the
Indenture.
SECTION 2. Guarantee Absolute. The Guarantor guarantees that the Obligations will be
paid strictly in accordance with the terms of the Indenture, regardless of any law, regulation or
order now or hereafter in effect in any jurisdiction affecting any of such terms or the rights of
Holders of the Bonds with respect thereto. The Guarantor assents to all the terms, covenants and
conditions of the Bonds and the Indenture. The liability of the Guarantor under this Guarantee
shall be full, absolute, irrevocable and unconditional irrespective of:
(a) any lack of validity, enforceability or genuineness of any provision of the
Indenture, the Bonds or any other agreement or instrument relating thereto;
(b) any change in the time, manner or place of payment of, or in any other term of, all
or any of the Obligations, or any other amendment or waiver of or any consent to departure
from the Indenture;
(c) any exchange, release or non-perfection of any collateral, or any release or
amendment or waiver of or consent to departure from any other guarantee, for all or any of the
Obligations;
(d) the recovery of any judgment against the Issuer, or by the levy of any writ or
process of execution under such judgment, or by any action or proceedings taken by any Holder
under the Indenture, the Bonds or the Guarantee for the enforcement thereof or hereof;
(e) the consolidation or merger of the Issuer with or into any other corporation or any
sale, lease or other disposition of the Issuers properties as an entirety or substantially as
an entirety to any other corporation;
(f) the release or waiver, by operation of law or otherwise, of the performance or
observance by the Issuer of any express or implied agreement, covenant, term or condition
relating to the Bonds to be performed or observed by the Issuer;
B-1
(g) the extension of time for the payment by the Issuer of any portion of the Obligations
(other than an extension of time for payment of Obligations that results from the extension of
any interest payment period on the Bonds as provided in the Indenture), or the extension of
time for the performance of any other obligation under, arising out of, or in connection with,
the Bonds;
(h) any failure, omission, delay or lack of diligence on the part of the Holders to
enforce, assert or exercise any right, privilege, power or remedy conferred on the Holders
pursuant to the terms of the Bonds, or any action on the part of the Issuer granting
indulgence or extension of any kind;
(i) the voluntary or involuntary liquidation, dissolution, receivership, insolvency,
bankruptcy, assignment for the benefit of creditors, reorganization, arrangement, composition
or readjustment of debt of, or other similar proceedings affecting, the Issuer or any of the
assets of the Issuer;
(j) any invalidity of, or defect or deficiency in, the Bonds;
(k) the settlement or compromise of any obligation guaranteed hereby or hereby incurred;
or
(l) any other circumstance whatsoever that might otherwise constitute a legal or
equitable discharge or defense of a guarantor (other than payment of the underlying
obligation) and any other act or delay or failure to act, or by any other thing, which may or
might in any manner or to any extent vary the risk of the Guarantor, it being the intent of
this Section 2 that the obligations of the Guarantor hereunder shall be absolute and
unconditional under any and all circumstances.
There shall be no obligation of the Holders to give notice to, or obtain the consent of, the
Guarantor with respect to the happening of any of the foregoing.
SECTION 3. Subordination. The Guarantor covenants and agrees that its obligation to
make payments of the Obligations hereunder constitutes an unsecured obligation of the Guarantor
ranking (a) pari passu with all existing and future senior indebtedness of the Guarantor and (b)
senior in right of payment to all existing and future subordinated indebtedness of the Guarantor.
SECTION 4. Waiver; Subrogation. (a) The Guarantor hereby irrevocably waives
promptness, diligence, notice of acceptance, notice of nonpayment, notice of dishonor, notice of
redemption, notice of Event of Default and any other notice with respect to this Guarantee,
presentment, demand for payment or protest and all other demands and related notices, and any
requirement that the Trustee, or the Holders of any Bonds protect, secure, perfect or insure any
security interest or lien or any property subject thereto or exhaust any right or take any action
against the Issuer or any other Person or any collateral.
(b) The Guarantor hereby irrevocably waives any claims or other rights that it may now or
hereafter acquire against the Issuer that arise from the existence, payment, performance or
enforcement of the Guarantors obligations under this Guarantee or the Indenture, including,
without limitation, any right of subrogation, reimbursement, exoneration, contribution or
indemnification and any right to participate in any claim or remedy of the Trustee, or the Holders
of any Bonds against the Issuer or any collateral, whether or not such claim, remedy or right
arises in equity or under contract, statute or common law, including, without limitation, the right
to take or receive from the Issuer, directly or indirectly, in cash or other property or by set-off
or in any other manner, payment or security on account of such claim, remedy or right. If any
amount shall be paid to the Guarantor in violation of the preceding sentence at any time prior to
the cash payment in full of the Obligations and all other amounts payable under this Guarantee,
such amount shall be held in trust for the benefit of the Trustee and the Holders of any Bonds and
shall forthwith be paid to the Trustee, to be credited and applied to the Obligations and all other
amounts payable under this Guarantee, whether matured or unmatured, in accordance with the terms of
the Indenture and this Guarantee, or be held as collateral for any Obligations or other amounts
payable under this Guarantee thereafter arising.
(c) Guarantor further waives any and all rights and defenses that Guarantor may have because
Issuers debt is secured by real property; this means, among other things, that: (1) Guarantor
waives any such defenses that may arise out of an election of remedies by Trustee, even though that
election of remedies, such as a nonjudicial foreclosure with respect to security for a guaranteed
obligation, has destroyed Guarantors rights of subrogation and reimbursement against the principal
by the operation of Section 580d of the California Code of Civil Procedure or otherwise; (2)
Trustee may collect from Guarantor without first foreclosing on any real or personal property
collateral pledged by Issuer; (3) if Trustee forecloses on any real property collateral pledged by
Issuer,
B-2
then (A) the amount of the debt may be reduced only by the price for which that collateral is
sold at the foreclosure sale, even if the collateral is worth more than the sale price, and (B)
Trustee may collect from Guarantor even if Trustee, by foreclosing on the real property collateral,
has destroyed any right Guarantor may have to collect from Issuer. The foregoing sentence is an
unconditional and irrevocable waiver of any rights and defenses Guarantor may have because Issuers
debt is secured by real property. These rights and defenses being waived by Guarantor include, but
are not limited to, any rights or defenses based upon Section 580a, 580b, 580d or 726 of the
California Code of Civil Procedure. Without limiting the generality of the foregoing or any other
provision hereof, Guarantor further expressly waives to the extent permitted by law any and all
rights and defenses, including without limitation any rights of subrogation, reimbursement,
indemnification and contribution, which might otherwise be available to Guarantor under California
Civil Code Sections 2787 to 2855, inclusive, 2899 and 3433, or under California Code of Civil
Procedure Sections 580a, 580b, 580d and 726, or any of such sections.
(d) The Guarantor acknowledges that it will receive direct and indirect benefits from the
financing arrangements contemplated by the Indenture and this Guarantee and that the waiver set
forth in this Section 4 is knowingly made in contemplation of such benefits.
SECTION 5. Rights of Holders. The Guarantor expressly acknowledges that: (i) this
Guarantee will be deposited with the Trustee to be held for the benefit of the Holders; (ii) the
Trustee has the right to enforce this Guarantee on behalf of the Holders; and (iii) the Holders of
a majority in principal amount of the Bonds have the right to direct the time, method and place of
conducting any proceeding for any remedy available to the Trustee in respect of this Guarantee or
exercising any trust or power conferred upon the Trustee under this Guarantee.
SECTION 6. Independent Obligations. The Guarantor acknowledges that its obligations
hereunder are independent of the obligations of the Issuer with respect to the Bonds and that the
Guarantor shall be liable as principal and as debtor hereunder to pay the Obligations pursuant to
the terms of this Guarantee.
SECTION 7. No Waiver; Remedies. No failure on the part of the Trustee or any Holder of
the Bonds to exercise, and no delay in exercising, any right hereunder shall operate as a waiver
thereof; nor shall any single or partial exercise of any right hereunder preclude any other or
further exercise thereof or the exercise of any other right. The remedies herein provided are
cumulative and not exclusive of any remedies provided by law.
SECTION 8. Guarantee of Payment; Continuing Guarantee; Transfer of Interest. This
Guarantee creates a guarantee of payment. This Guarantee is a continuing guarantee and shall (a)
remain in full force and effect until the earliest to occur of (i) the date, if any, on which the
Guarantor shall consolidate with or merge into the Issuer or any successor thereto, (ii) the date,
if any, on which the Issuer or any successor thereto shall consolidate with or merge into the
Guarantor, and (iii) final payment in full of the Obligations, (b) be binding upon the Guarantor,
its successors and assigns, and (c) inure to the benefit of and be enforceable by any Holder of
Bonds, the Trustee, and by their respective successors, transferees, and assigns.
SECTION 9. Reinstatement. This Guarantee shall continue to be effective or be
reinstated, as the case may be, if at any time any payment of any of the Obligations is rescinded
or must otherwise be returned by any Holder of the Bonds or the Trustee upon the insolvency,
bankruptcy or reorganization of the Issuer or otherwise, all as though such payment had not been
made.
SECTION 10. Amendment. The Guarantor may amend this Guarantee at any time for any
purpose without the consent of the Trustee or any Holder of the Bonds; provided, however, that if
such amendment adversely affects (a) the rights of the Trustee or (b) any Holder of the Bonds, the
prior written consent of the Trustee (in the case of (b), acting at the written direction of the
Holders of a majority in aggregate principal amount of Bonds) shall be required; provided, further,
however, that the Guarantor shall provide a copy of any such amendment to the Trustee.
SECTION 11. Governing Law. This Guarantee shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the Trust Indenture Act of 1939, as
amended, shall be applicable.
B-3
SECTION 12. Notices. Any notice or communication shall be in writing and shall be
hand delivered or mailed by first class mail (registered or certified, return receipt requested) or
sent by facsimile, to the Guarantor at the following address:
California Water Service Group
1720 North First Street
San Jose, CA 95112
Telecopier No.: (408) 367-8430
Attention of: Chief Financial Officer
1720 North First Street
San Jose, CA 95112
Telecopier No.: (408) 367-8430
Attention of: Chief Financial Officer
IN WITNESS WHEREOF, the Guarantor has caused this Guarantee to be duly executed and delivered
by its officer thereunto duly authorized as of the date first above written.
CALIFORNIA WATER SERVICE GROUP, as Guarantor |
||||||
By: | ||||||
|
||||||
Title: |
B-4
EXHIBIT C
The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank,
as trustees, and the acceptance of Bank of America National Trust and Savings Association as
successor trustee have been recorded in the offices of the Recorders of the following counties and
city and county of the State of California on the respective dates and in the respective books of
record and/or as the respective document numbers hereinafter set forth as follows:
County or Page | Book and | |||||
City and County | Date of Recordation | Document No. | (Reel-Image) | |||
Alameda |
August 1, 1983 | 83-137410 | ||||
Butte |
August 1, 1983 | 83-25375 | 2851-200 | |||
Fresno |
August 2, 1983 | 83069489 | ||||
Glenn |
August 1, 1983 | 3329 | 729-170 | |||
Kern |
August 2, 1983 | 12487 | 5576-522 | |||
Los Angeles |
August 2, 1983 | 83-887733 | ||||
Monterey |
August 1, 1983 | Pg. 34173 | 1655-830 | |||
City and County of
San Francisco |
August 1, 1983 | D 376552 | D559-205 | |||
San Joaquin |
August 10, 1983 | 83058347 | ||||
San Mateo |
August 1, 1983 | 83080322 | ||||
Santa Clara |
August 1, 1983 | 7766085 | H770-413 | |||
Solano |
August 1, 1983 | 32353 | Pg. 61300 | |||
Sonoma |
August 1, 1983 | 83-50597 | 83-50597 | |||
Tulare |
August 1, 1983 | 35981 | 4093-763 | |||
Ventura |
November 15, 1983 | 130201 | ||||
Yuba |
August 1, 1983 | 1056 | 805-423 |
C-1
On December 15, 1995, Bank of America National Trust and Savings Association, transferred
substantially all of its corporate trust business to First Trust of California, National
Association. On March 30, 1998, First Trust of California, National Association changed its name
to U.S. Bank Trust National Association, San Francisco. On January 10, 2002, U.S. Bank Trust
National Association, San Francisco, merged with and into U.S. Bank National Association as
successor trustee. Evidence of the above and U.S. Bank National Associations status as successor
trustee have been recorded in the offices of the Recorders of the following counties of the State
of California on the respective dates and in the respective books of record and/or as the
respective document numbers hereinafter set forth as follows:
Book and | ||||||
County | Date of Recordation | Document No. | (Reel-Image) | |||
Fresno |
March 9, 2009 | 2009-0032066 | ||||
Lake |
March 10, 2009 | 2009003530 | ||||
Los Angeles |
March 9, 2009 | 2009-03216507 | ||||
Monterey |
March 9, 2009 | 2009013888 | ||||
San Joaquin |
March 9, 2009 | 2009-038049 | ||||
San Mateo |
March 18, 2009 | 2009-030163 | ||||
Solano |
March 12, 2009 | 200900018231 | ||||
Sonoma |
March 9, 2009 | 2009019936 | ||||
Tulare |
March 9, 2009 | 2009-0013707 | ||||
Ventura |
March 9, 2009 | 20090309-00035462-0 |
C-2
EXHIBIT D
The First through Thirty-eighth Supplemental Indentures (and in the case of Marin County, a
Memorandum of Indenture referencing the Original Base Indenture and the First through Thirty-eighth
Supplemental Indentures) have been recorded in the offices of the Recorders of the following
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers hereinafter set forth, as
follows:
First Supplemental Indenture
Volume of | Page at Which Record | |||||||||
Date of Recordation | Official Records | Commences | County | |||||||
January 7, 1929
|
40 | 432 | Kings | |||||||
January 7, 1929
|
157 | 256 | Contra Costa |
Second Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Kings
|
August 20, 1929 | 48 | 442 | |||||||
Butte
|
August 20, 1929 | 116 | 389 | |||||||
Glenn
|
August 20, 1929 | 17 | 179 | |||||||
Alameda
|
August 20, 1929 | 2173 | 334 | |||||||
Tulare
|
August 20, 1929 | 337 | 88 | |||||||
Kern
|
August 21, 1929 | 320 | 95 | |||||||
Contra Costa
|
August 20, 1929 | 208 | 198 |
Third Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Yuba
|
February 28, 1930 | 9 | ||||||||
City and County of
San Francisco
|
February 28, 1930 | 1985 | 257 |
Fourth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
San Mateo
|
July 17, 1931 | 537 | 1 | |||||||
City and County of
San Francisco
|
July 20, 1931 | 2232 | 284 | |||||||
Santa Clara
|
July 17, 1931 | 576 | 175 |
D-1
Fifth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
City and County of
San Francisco
|
March 31, 1932 | 2359 | 17 | |||||||
Yuba
|
April 6, 1932 | 12 | 469 | |||||||
Sonoma
|
April 6, 1932 | 320 | 39 | |||||||
Alameda
|
April 6, 1932 | 2808 | 77 | |||||||
Tulare
|
April 6, 1932 | 466 | 381 | |||||||
Los Angeles
|
April 6, 1932 | 11543 | 85 | |||||||
San Joaquin
|
April 6, 1932 | 397 | 375 | |||||||
Santa Clara
|
April 6, 1932 | 606 | 464 | |||||||
San Mateo
|
April 6, 1932 | 553 | 492 | |||||||
Butte
|
April 6, 1932 | 83 | 489 | |||||||
Kings
|
April 6, 1932 | 87 | 292 | |||||||
Glenn
|
April 6, 1932 | 43 | 123 | |||||||
Shasta
|
April 6, 1932 | 74 | 10 | |||||||
Contra Costa
|
April 6, 1932 | 299 | 449 | |||||||
Kern
|
April 6, 1932 | 428 | 473 | |||||||
Solano
|
April 6, 1932 | 89 | 66 |
Sixth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
June 15, 1936 | 3314 | 406 | |||||||
Butte
|
June 15, 1936 | 167 | 1 | |||||||
Contra Costa
|
June 15, 1936 | 418 | 12 | |||||||
Glenn
|
June 15, 1936 | 82 | 73 | |||||||
Kern
|
June 15, 1936 | 643 | 64 | |||||||
Kings
|
June 15, 1936 | 151 | 241 | |||||||
Los Angeles
|
June 15, 1936 | 14153 | 291 | |||||||
City and County of
San Francisco
|
June 15, 1936 | 2972 | 1 | |||||||
San Joaquin
|
June 15, 1936 | 542 | 53 | |||||||
San Mateo
|
June 15, 1936 | 703 | 1 | |||||||
Santa Clara
|
June 15, 1936 | 777 | 137 | |||||||
Shasta
|
June 15, 1936 | 108 | 134 | |||||||
Solano
|
June 15, 1936 | 161 | 1 | |||||||
Sonoma
|
June 15, 1936 | 412 | 160 | |||||||
Tulare
|
June 15, 1936 | 682 | 1 | |||||||
Yuba
|
June 15, 1936 | 35 | 25 |
Seventh Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Los Angeles
|
May 1, 1939 | 16572 | 206 | |||||||
City and County of
San Francisco
|
May 2, 1939 | 3450 | 93 | |||||||
San Mateo
|
May 2, 1939 | 840 | 94 | |||||||
Sonoma
|
May 2, 1939 | 477 | 108 | |||||||
Kern
|
May 2, 1939 | 869 | 12 |
D-2
Eighth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
November 3, 1945 | 4780 | 134 | |||||||
Butte
|
November 2, 1945 | 380 | 1 | |||||||
Contra Costa
|
November 3, 1945 | 874 | 1 | |||||||
Fresno
|
February 21, 1962 | 4681 | 226 | |||||||
Glenn
|
November 2, 1945 | 191 | 1 | |||||||
Kern
|
November 2, 1945 | 1292 | 1 | |||||||
Kings
|
November 1, 1945 | 342 | 21 | |||||||
Los Angeles
|
November 2, 1945 | 22396 | 251 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 1 | |||||||
City and County of
San Francisco
|
November 2, 1945 | 4346 | 103 | |||||||
San Joaquin
|
November 3, 1945 | 960 | 21 | |||||||
San Mateo
|
November 3, 1945 | 1231 | 1 | |||||||
Santa Clara
|
November 1, 1945 | 1267 | 583 | |||||||
Solano
|
November 3, 1945 | 344 | 6 | |||||||
Sonoma
|
November 3, 1945 | 665 | 21 | |||||||
Tulare
|
November 3, 1945 | 1141 | 382 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130177 | ||||||||
Yuba
|
November 3, 1945 | 94 | 23 |
Ninth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
August 31, 1951 | 6525 | 237 | |||||||
Butte
|
August 30, 1951 | 603 | 1 | |||||||
Contra Costa
|
August 30, 1951 | 1814 | 508 | |||||||
Fresno
|
February 21, 1962 | 4681 | 437 | |||||||
Glenn
|
August 30, 1951 | 266 | 63 | |||||||
Kern
|
August 29, 1951 | 1840 | 373 | |||||||
Kings
|
August 30, 1951 | 502 | 228 | |||||||
Los Angeles
|
August 29, 1951 | 37102 | 345 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 207 | |||||||
City and County of
San Francisco
|
August 30, 1951 | 5773 | 355 | |||||||
San Joaquin
|
August 30, 1951 | 1372 | 123 | |||||||
San Mateo
|
August 30, 1951 | 2150 | 298 | |||||||
Santa Clara
|
August 30, 1951 | 2275 | 295 | |||||||
Solano
|
August 31, 1951 | 592 | 136 | |||||||
Sonoma
|
August 31, 1951 | 1072 | 420 | |||||||
Tulare
|
August 30, 1951 | 1539 | 528 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130178 | ||||||||
Yuba
|
August 31, 1951 | 155 | 177 |
D-3
Tenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
July 10, 1953 | 7078 | 451 | |||||||
Butte
|
July 9, 1953 | 679 | 45 | |||||||
Contra Costa
|
July 9, 1953 | 2157 | 453 | |||||||
Fresno
|
February 21, 1962 | 4681 | 540 | |||||||
Glenn
|
July 9, 1953 | 297 | 139 | |||||||
Kern
|
July 8, 1953 | 2102 | 215 | |||||||
Kings
|
July 9, 1953 | 561 | 249 | |||||||
Los Angeles
|
July 8, 1953 | 42134 | 371 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 314 | |||||||
City and County of
San Francisco
|
July 9, 1953 | 6190 | 21 | |||||||
San Joaquin
|
July 9, 1953 | 1540 | 523 | |||||||
San Mateo
|
July 10, 1953 | 2443 | 248 | |||||||
Santa Clara
|
July 9, 1953 | 2680 | 50 | |||||||
Solano
|
July 9, 1953 | 677 | 4 | |||||||
Sonoma
|
July 10, 1953 | 1218 | 348 | |||||||
Tulare
|
July 9, 1953 | 1686 | 314 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130179 | ||||||||
Yuba
|
July 10, 1953 | 181 | 1 |
Eleventh Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
August 20, 1954 | 7404 | 181 | |||||||
Butte
|
August 20, 1954 | 732 | 496 | |||||||
Contra Costa
|
August 20, 1954 | 2368 | 164 | |||||||
Fresno
|
February 21, 1962 | 4681 | 604 | |||||||
Glenn
|
August 20, 1954 | 314 | 369 | |||||||
Kern
|
August 20, 1954 | 2278 | 74 | |||||||
Kings
|
August 20, 1954 | 594 | 449 | |||||||
Los Angeles
|
August 19, 1954 | 45365 | 64 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 377 | |||||||
City and County of
San Francisco
|
August 20, 1954 | 6435 | 421 | |||||||
San Joaquin
|
August 20, 1954 | 1662 | 316 | |||||||
San Mateo
|
August 19, 1954 | 2636 | 330 | |||||||
Santa Clara
|
August 20, 1954 | 2942 | 331 | |||||||
Solano
|
August 19, 1954 | 728 | 10 | |||||||
Sonoma
|
August 20, 1954 | 1290 | 234 | |||||||
Tulare
|
August 20, 1954 | 1772 | 388 | |||||||
Ventura
|
November 15, 1983 | Document No. 130180 | ||||||||
Yuba
|
August 20, 1954 | 195 | 490 |
D-4
Twelfth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
October 7, 1955 | 7806 | 501 | |||||||
Butte
|
October 7, 1955 | 794 | 9 | |||||||
Contra Costa
|
October 7, 1955 | 2625 | 417 | |||||||
Fresno
|
February 21, 1962 | 4681 | 665 | |||||||
Glenn
|
October 7, 1955 | 331 | 350 | |||||||
Kern
|
October 6, 1955 | 2498 | 171 | |||||||
Kings
|
October 7, 1955 | 628 | 1 | |||||||
Los Angeles
|
October 6, 1955 | 49158 | 316 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 439 | |||||||
City and County of
San Francisco
|
October 7, 1955 | 6711 | 525 | |||||||
San Joaquin
|
October 7, 1955 | 1797 | 300 | |||||||
San Mateo
|
October 7, 1955 | 2890 | 480 | |||||||
Santa Clara
|
October 7, 1955 | 3299 | 406 | |||||||
Solano
|
October 7, 1955 | 792 | 422 | |||||||
Sonoma
|
October 7, 1955 | 1384 | 2 | |||||||
Tulare
|
October 7, 1955 | 1864 | 548 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130181 | ||||||||
Yuba
|
October 7, 1955 | 213 | 593 |
Thirteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 7, 1956 | 8226 | 15 | |||||||
Butte
|
December 7, 1956 | 859 | 117 | |||||||
Contra Costa
|
December 7, 1956 | 2894 | 20 | |||||||
Fresno
|
February 21, 1962 | 4681 | 729 | |||||||
Glenn
|
December 7, 1956 | 348 | 217 | |||||||
Kern
|
December 6, 1956 | 2699 | 390 | |||||||
Kings
|
December 7, 1956 | 666 | 316 | |||||||
Los Angeles
|
December 6, 1956 | 53054 | 61 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 503 | |||||||
City and County of
San Francisco
|
December 10, 1956 | 6970 | 41 | |||||||
San Joaquin
|
December 7, 1956 | 1925 | 1 | |||||||
San Mateo
|
December 7, 1956 | 3140 | 258 | |||||||
Santa Clara
|
December 7, 1956 | 3680 | 1 | |||||||
Solano
|
December 7, 1956 | 860 | 189 | |||||||
Sonoma
|
December 7, 1956 | 1489 | 28 | |||||||
Tulare
|
December 7, 1956 | 1961 | 551 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130182 | ||||||||
Yuba
|
December 7, 1956 | 233 | 65 |
Fourteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
March 20, 1964 | Reel 1155 | Image 2 | |||||||
Butte
|
March 20, 1964 | 1303 | 8 | |||||||
Contra Costa
|
March 20, 1964 | 4578 | 360 | |||||||
Fresno
|
March 20, 1964 | 4980 | 337 |
D-5
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Glenn
|
March 20, 1964 | 463 | 1 | |||||||
Kern
|
March 19, 1964 | 3706 | 1 | |||||||
Los Angeles
|
March 19, 1964 | D2401 | 6 | |||||||
Monterey
|
March 20, 1964 | Reel 299 | 230 | |||||||
City and County of
San Francisco
|
March 20, 1964 | A734 | 966 | |||||||
San Joaquin
|
March 20, 1964 | 2801 | 126 | |||||||
San Mateo
|
March 19, 1964 | 4670 | 563 | |||||||
Santa Clara
|
March 20, 1964 | 6432 | 567 | |||||||
Solano
|
March 20, 1964 | 1259 | 331 | |||||||
Sonoma
|
March 19, 1964 | 2030 | 757 | |||||||
Tulare
|
March 20, 1964 | 2491 | 437 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130183 | ||||||||
Yuba
|
March 20, 1964 | 389 | 535 |
Fifteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
November 4, 1965 | 1635 | 610 | |||||||
Butte
|
November 4, 1965 | 1398 | 67 | |||||||
Contra Costa
|
November 4, 1965 | 4987 | 469 | |||||||
Fresno
|
November 4, 1965 | 5236 | 699 | |||||||
Glenn
|
November 4, 1965 | 483 | 194 | |||||||
Kern
|
November 3, 1965 | 3889 | 476 | |||||||
Los Angeles
|
November 3, 1965 | D3104 | 7 | |||||||
Monterey
|
November 4, 1965 | 432 | 526 | |||||||
City and County of
San Francisco
|
November 4, 1965 | A983 | 431 | |||||||
San Joaquin
|
November 4, 1965 | 2996 | 13 | |||||||
San Mateo
|
November 4, 1965 | 5056 | 588 | |||||||
Santa Clara
|
November 4, 1965 | 7166 | 234 | |||||||
Solano
|
November 3, 1965 | 1366 | 547 | |||||||
Sonoma
|
November 3, 1965 | 2167 | 261 | |||||||
Tulare
|
November 4, 1965 | 2619 | 12 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130184 | ||||||||
Yuba
|
November 4, 1965 | 422 | 562 |
Sixteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 2, 1966 | 1881 | 788 | |||||||
Butte
|
December 2, 1966 | 1452 | 13 | |||||||
Contra Costa
|
December 2, 1966 | 5256 | 298 | |||||||
Fresno
|
December 2, 1966 | 5383 | 432 | |||||||
Glenn
|
December 2, 1966 | 495 | 555 | |||||||
Kern
|
December 1, 1966 | 3999 | 845 | |||||||
Los Angeles
|
December 1, 1966 | D3496 | 236 | |||||||
Monterey
|
December 2, 1966 | 485 | 472 | |||||||
City and County of
San Francisco
|
December 2, 1966 | B101 | 10 | |||||||
San Joaquin
|
December 2, 1966 | 3090 | 511 |
D-6
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
San Mateo
|
December 2, 1966 | 5244 | 411 | |||||||
Santa Clara
|
December 2, 1966 | 7579 | 440 | |||||||
Solano
|
December 1, 1966 | 1429 | 482 | |||||||
Sonoma
|
December 1, 1966 | 2243 | 434 | |||||||
Tulare
|
December 2, 1966 | 2686 | 249 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130185 | ||||||||
Yuba
|
December 2, 1966 | 443 | 434 |
Seventeenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
April 2, 1968 | 2154 | 273 | |||||||
Butte
|
April 2, 1968 | 1511 | 632 | |||||||
Contra Costa
|
April 2, 1968 | 5593 | 177 | |||||||
Fresno
|
April 3, 1968 | 5554 | 654 | |||||||
Glenn
|
April 2, 1968 | 507 | 326 | |||||||
Kern
|
April 3, 1968 | 4147 | 264 | |||||||
Los Angeles
|
April 2, 1968 | D3959 | 10 | |||||||
Monterey
|
April 2, 1968 | 551 | 580 | |||||||
City and County of
San Francisco
|
April 2, 1968 | B230 | 362 | |||||||
San Joaquin
|
April 2, 1968 | 3199 | 132 | |||||||
San Mateo
|
April 2, 1968 | 5453 | 1 | |||||||
Santa Clara
|
April 2, 1968 | 8076 | 99 | |||||||
Solano
|
April 1, 1968 | 1501 | 35 | |||||||
Sonoma
|
April 3, 1968 | 2323 | 446 | |||||||
Tulare
|
April 3, 1968 | 2773 | 415 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130186 | ||||||||
Yuba
|
April 2, 1968 | 465 | 122 |
Eighteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
April 3, 1970 | 2592 | 708 | |||||||
Butte
|
April 6, 1970 | 1608 | 505 | |||||||
Contra Costa
|
April 3, 1970 | 6099 | 58 | |||||||
Fresno
|
April 3, 1970 | 5775 | 371 | |||||||
Glenn
|
April 6, 1970 | 524 | 168 | |||||||
Kern
|
April 3, 1970 | 4384 | 72 | |||||||
Los Angeles
|
April 6, 1970 | D4677 | 518 | |||||||
Monterey
|
April 6, 1970 | 645 | 921 | |||||||
City and County of
San Francisco
|
April 6, 1970 | B414 | 258 | |||||||
San Joaquin
|
April 3, 1970 | 3381 | 569 | |||||||
San Mateo
|
April 3, 1970 | 5766 | 1 | |||||||
Santa Clara
|
April 3, 1970 | 8878 | 585 | |||||||
Solano
|
April 3, 1970 | 1618 | 477 | |||||||
Sonoma
|
April 3, 1970 | 2453 | 531 | |||||||
Tulare
|
April 3, 1970 | 2889 | 894 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130187 | ||||||||
Yuba
|
April 6, 1970 | 497 | 84 |
D-7
Nineteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
June 10, 1970 | 2632 | 835 | |||||||
Butte
|
June 11, 1970 | 1618 | 2 | |||||||
Contra Costa
|
June 10, 1970 | 6146 | 1 | |||||||
Fresno
|
June 10, 1970 | 5793 | 233 | |||||||
Glenn
|
June 11, 1970 | 526 | 170 | |||||||
Kern
|
June 9, 1970 | 4405 | 724 | |||||||
Los Angeles
|
June 10, 1970 | D4736 | 731 | |||||||
Monterey
|
June 10, 1970 | 653 | 890 | |||||||
City and County of
San Francisco
|
June 11, 1970 | B430 | 928 | |||||||
San Joaquin
|
June 10, 1970 | 3402 | 124 | |||||||
San Mateo
|
June 10, 1970 | 5792 | 57 | |||||||
Santa Clara
|
June 11, 1970 | 8949 | 586 | |||||||
Solano
|
June 10, 1970 | 1629 | 158 | |||||||
Sonoma
|
June 10, 1970 | 2465 | 923 | |||||||
Tulare
|
June 10, 1970 | 2898 | 231 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130188 | ||||||||
Yuba
|
June 11, 1970 | 500 | 77 |
Twentieth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
April 2, 1971 | 2820 | 92 | |||||||
Butte
|
April 2, 1971 | 1667 | 102 | |||||||
Contra Costa
|
April 2, 1971 | 6351 | 138 | |||||||
Fresno
|
April 2, 1971 | 5880 | 820 | |||||||
Glenn
|
April 2, 1971 | 533 | 530 | |||||||
Kern
|
April 1, 1971 | 4509 | 30 | |||||||
Los Angeles
|
April 1, 1971 | D5014 | 368 | |||||||
Monterey
|
April 2, 1971 | 695 | 719 | |||||||
City and County of
San Francisco
|
April 5, 1971 | B507 | 812 | |||||||
San Joaquin
|
April 5, 1971 | 3509 | 305 | |||||||
San Mateo
|
April 2, 1971 | 5919 | 363 | |||||||
Santa Clara
|
April 2, 1971 | 9278 | 182 | |||||||
Solano
|
April 5, 1971 | 1677 | 384 | |||||||
Sonoma
|
April 2, 1971 | 2524 | 671 | |||||||
Tulare
|
April 2, 1971 | 2959 | 373 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130189 | ||||||||
Yuba
|
April 2, 1971 | 513 | 81 |
D-8
Twenty-first Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 14, 1972 | 3298 | 449 | |||||||
Butte
|
December 14, 1972 | 1805 | 96 | |||||||
Contra Costa
|
December 14, 1972 | 6821 | 129 | |||||||
Fresno
|
December 14, 1972 | 6104 | 2 | |||||||
Glenn
|
December 14, 1972 | 554 | 371 | |||||||
Kern
|
December 15, 1972 | 4757 | 356 | |||||||
Los Angeles
|
December 14, 1972 | D5698 | 815 | |||||||
Monterey
|
December 14, 1972 | 815 | 838 | |||||||
City and County of
San Francisco
|
December 14, 1972 | B708 | 675 | |||||||
San Joaquin
|
December 14, 1972 | 3718 | 161 | |||||||
San Mateo
|
December 14, 1972 | 6289 | 367 | |||||||
Santa Clara
|
December 14, 1972 | 0154 | 435 | |||||||
Solano
|
December 15, 1972 | 1795 | 147 | |||||||
Sonoma
|
December 14, 1972 | 2719 | 547 | |||||||
Tulare
|
December 14, 1972 | 3075 | 674 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130190 | ||||||||
Yuba
|
December 14, 1972 | 546 | 360 |
Twenty-second Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 27, 1972 | 3306 | 930 | |||||||
Butte
|
December 27, 1972 | 1807 | 385 | |||||||
Contra Costa
|
December 27, 1972 | 6829 | 150 | |||||||
Fresno
|
December 27, 1972 | 6108 | 355 | |||||||
Glenn
|
December 27, 1972 | 555 | 69 | |||||||
Kern
|
December 29, 1972 | 4762 | 140 | |||||||
Los Angeles
|
December 27, 1972 | D5710 | 690 | |||||||
Monterey
|
December 27, 1972 | 818 | 40 | |||||||
City and County of
San Francisco
|
December 27, 1972 | B712 | 707 | |||||||
San Joaquin
|
December 27, 1972 | 3721 | 317 | |||||||
San Mateo
|
December 27, 1972 | 6296 | 114 | |||||||
Santa Clara
|
December 27, 1972 | 0171 | 29 | |||||||
Solano
|
December 29, 1972 | 1797 | 530 | |||||||
Sonoma
|
December 27, 1972 | 2722 | 782 | |||||||
Tulare
|
December 27, 1972 | 3078 | 118 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130191 | ||||||||
Yuba
|
December 27, 1972 | 547 | 158 |
Twenty-third Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 27, 1972 | 3307 | 1 | |||||||
Butte
|
December 27, 1972 | 1807 | 433 | |||||||
Contra Costa
|
December 27, 1972 | 6829 | 197 | |||||||
Fresno
|
December 27, 1972 | 6108 | 307 | |||||||
Glenn
|
December 27, 1972 | 555 | 116 | |||||||
Kern
|
December 27, 1972 | 4762 | 187 | |||||||
Los Angeles
|
December 27, 1972 | D5710 | 737 | |||||||
Monterey
|
December 27, 1972 | 818 | 87 |
D-9
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
City and County of
San Francisco
|
December 27, 1972 | B712 | 733 | |||||||
San Joaquin
|
December 27, 1972 | 3721 | 269 | |||||||
San Mateo
|
December 27, 1972 | 6296 | 161 | |||||||
Santa Clara
|
December 27, 1972 | 0171 | 76 | |||||||
Solano
|
December 27, 1972 | 1797 | 577 | |||||||
Sonoma
|
December 27, 1972 | 2722 | 830 | |||||||
Tulare
|
December 27, 1972 | 3078 | 165 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130192 | ||||||||
Yuba
|
December 27, 1972 | 547 | 205 |
Twenty-fourth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
March 22, 1974 | 3635 | 156 | |||||||
Butte
|
March 22, 1974 | 1896 | 665 | |||||||
Contra Costa
|
March 22, 1974 | 7183 | 54 | |||||||
Fresno
|
March 22, 1974 | 6279 | 513 | |||||||
Glenn
|
March 22, 1974 | 570 | 163 | |||||||
Kern
|
March 22, 1974 | 4832 | 519 | |||||||
Los Angeles
|
March 22, 1974 | D6209 | 133 | |||||||
Monterey
|
March 22, 1974 | 902 | 1 | |||||||
City and County of
San Francisco
|
March 22, 1974 | B866 | 907 | |||||||
San Joaquin
|
March 22, 1974 | 3856 | 1 | |||||||
San Mateo
|
March 22, 1974 | 6574 | 611 | |||||||
Santa Clara
|
March 22, 1974 | 815 | 125 | |||||||
Solano
|
March 22, 1974 | 1974 | 11482 | |||||||
Sonoma
|
March 22, 1974 | 2847 | 542 | |||||||
Tulare
|
March 22, 1974 | 3166 | 315 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130193 | ||||||||
Yuba
|
March 22, 1974 | 571 | 423 |
Twenty-fifth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
June 20, 1975 | 4007 | 676 | |||||||
Butte
|
June 20, 1975 | 1995 | 455 | |||||||
Contra Costa
|
June 20, 1975 | 7543 | 54 | |||||||
Fresno
|
June 20, 1975 | 6447 | 21 | |||||||
Glenn
|
June 20, 1975 | 587 | 128 | |||||||
Kern
|
June 20, 1975 | 4901 | 154 | |||||||
Los Angeles
|
June 20, 1975 | D6698 | 184 | |||||||
Monterey
|
June 20, 1975 | 985 | 335 | |||||||
City and County of
San Francisco
|
June 20, 1975 | C30 | 188 | |||||||
San Joaquin
|
June 20, 1975 | 3996 | 258 | |||||||
San Mateo
|
June 20, 1975 | 6872 | 1 | |||||||
Santa Clara
|
June 20, 1975 | B474 | 219 | |||||||
Solano
|
June 20, 1975 | 1975 | 25377 | |||||||
Sonoma
|
June 20, 1975 | 2970 | 761 | |||||||
Tulare
|
June 20, 1975 | 3249 | 11 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130195 | ||||||||
Yuba
|
June 20, 1975 | 595 | 695 |
D-10
Twenty-sixth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
June 10, 1976 | 4397 | 342 | |||||||
Butte
|
June 10, 1976 | 2077 | 441 | |||||||
Contra Costa
|
June 10, 1976 | 7896 | 746 | |||||||
Fresno
|
June 11, 1976 | 6608 | 364 | |||||||
Glenn
|
June 10, 1976 | 600 | 137 | |||||||
Kern
|
June 11, 1976 | 4960 | 1166 | |||||||
Los Angeles
|
June 10, 1976 | 10257 | 734 | |||||||
Monterey
|
June 10, 1976 | 1060 | 798 | |||||||
City and County of
San Francisco
|
June 10, 1976 | C184 | 1 | |||||||
San Joaquin
|
June 10, 1976 | 4136 | 42 | |||||||
San Mateo
|
June 10, 1976 | 7151 | 667 | |||||||
Santa Clara
|
June 10, 1976 | C073 | 688 | |||||||
Solano
|
June 10, 1976 | 1976 | 31463 | |||||||
Sonoma
|
June 10, 1976 | 3089 | 913 | |||||||
Tulare
|
June 10, 1976 | 3326 | 626 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130195 | ||||||||
Yuba
|
June 10, 1976 | 616 | 512 |
Twenty-seventh Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
March 24, 1978 | 5312 | 57 | |||||||
Butte
|
March 24, 1978 | 2268 | 279 | |||||||
Fresno
|
March 27, 1978 | 6997 | 25 | |||||||
Glenn
|
March 24, 1978 | 626 | 594 | |||||||
Kern
|
March 24, 1978 | 5098 | 1124 | |||||||
Los Angeles
|
March 24, 1978 | Doc. No. 78-310554 | ||||||||
Monterey
|
March 24, 1978 | 1227 | 755 | |||||||
City and County of
San Francisco
|
March 24, 1978 | C538 | 664 | |||||||
San Joaquin
|
March 27, 1978 | 4377 | 286 | |||||||
San Mateo
|
March 24, 1978 | 7728 | 715 | |||||||
Santa Clara
|
March 24, 1978 | D549 | 102 | |||||||
Solano
|
March 24, 1978 | 21803 | 73 | |||||||
Sonoma
|
March 24, 1978 | 3371 | 634 | |||||||
Tulare
|
March 27, 1978 | 3315 | 618 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130196 | ||||||||
Yuba
|
March 24, 1978 | 662 | 589 |
D-11
Twenty-eighth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
August 28, 1978 | 5551 | 62 | |||||||
Butte
|
August 28, 1978 | 2318 | 170 | |||||||
Fresno
|
August 28, 1978 | 7107 | 2 | |||||||
Glenn
|
August 28, 1978 | 633 | 666 | |||||||
Kern
|
August 28, 1978 | 5135 | 674 | |||||||
Los Angeles
|
August 28, 1978 | Doc. No. 78-951209 | ||||||||
Monterey
|
August 28, 1978 | 1270 | 1030 | |||||||
City and County of
San Francisco
|
August 28, 1978 | C631 | 740 | |||||||
San Joaquin
|
August 28, 1978 | 4442 | 141 | |||||||
San Mateo
|
August 28, 1978 | 7774 | 1709 | |||||||
Santa Clara
|
August 28, 1978 | D914 | 715 | |||||||
Solano
|
August 28, 1978 | 71420 | ||||||||
Sonoma
|
August 28, 1978 | 3445 | 337 | |||||||
Tulare
|
August 28, 1978 | 3566 | 14 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130197 | ||||||||
Yuba
|
August 28, 1978 | 675 | 331 |
Twenty-ninth Supplemental Indenture
County or | Volume of | Pages At Which | ||||
City and County | Date of Recordation | Official Records | Record Commences | |||
Alameda |
March 28, 1980 | 80-055698 | ||||
Butte |
March 28, 1980 | 2500 | 503 | |||
Fresno |
March 31, 1980 | 7494 | 230 | |||
Glenn |
March 31, 1980 | 663 | 509 | |||
Kern |
March 28, 1980 | 5275 | 818 | |||
Los Angeles |
March 31, 1980 | Doc. No. 80-318971 | ||||
Monterey |
March 31, 1980 | 1399 | 636 | |||
City and County of
San Francisco |
March 28, 1980 | C970 | 327 | |||
San Joaquin |
March 31, 1980 | 80020795 | ||||
San Mateo |
March 28, 1980 | 7948 | 1952 | |||
Santa Clara |
March 28, 1980 | F233 | 366 | |||
Solano |
March 28, 1980 | 23159 | ||||
Sonoma |
March 28, 1980 | 80-18782 | ||||
Tulare |
March 31, 1980 | 3753 | 500 | |||
Ventura |
November 15, 1983 | Doc. No. 130198 | ||||
Yuba |
March 28, 1980 | 722 | 625 |
Thirtieth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
January 2, 1981 | 81-000002 | ||||
Butte |
January 2, 1981 | 81-113 | 2583-250 | |||
Fresno |
January 2, 1981 | 401 | 7651-362 | |||
Glenn |
January 2, 1981 | 0023 | 678-226 | |||
Kern |
January 5, 1981 | 000286 | 5342-1512 | |||
Los Angeles |
January 2, 1981 | 81-2293 | ||||
Monterey |
January 2, 1981 | G00066 | 1456-551 |
D-12
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
City and County of
San Francisco |
December 31, 1980 | D044298 | D127-551 | |||
San Joaquin |
January 2, 1981 | 81000191 | ||||
San Mateo |
January 2, 1981 | 0507AS | ||||
Santa Clara |
January 2, 1981 | 6941984 | F825-269 | |||
Solano |
January 2, 1981 | 60 Pg. 90-156 | ||||
Sonoma |
January 2, 1981 | 81-000131 | ||||
Tulare |
January 2, 1981 | 189 | 3828-412 | |||
Ventura |
November 15, 1983 | 130199 | ||||
Yuba |
January 2, 1981 | 7644 | 743-99 |
Thirty-first Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
May 4, 1982 | 82-064230 | ||||
Butte |
May 4, 1982 | 82-12318 | 2715-529 | |||
Fresno |
May 3, 1982 | 37212 | 7901-572 | |||
Glenn |
May 4, 1982 | 1908 | 704-299 | |||
Kern |
May 3, 1982 | 40614 | 5456-1478 | |||
Los Angeles |
May 3, 1982 | 82-445736 | ||||
Monterey |
May 3, 1982 | G17137 | 1549-234 | |||
City and County of
San Francisco |
May 3, 1982 | D198127 | D392-276 | |||
San Joaquin |
May 4, 1982 | 82022803 | ||||
San Mateo |
May 3, 1982 | 82035410 | ||||
Santa Clara |
May 3, 1982 | 7353398 | ||||
Solano |
May 3, 1982 | 15522 | Pg. 26792 | |||
Sonoma |
May 3, 1982 | 82-23083 | ||||
Tulare |
May 3, 1982 | 19242 | 3961-163 | |||
Ventura |
November 15, 1983 | 130200 | ||||
Yuba |
May 3, 1982 | 10984 | 775-263 |
Thirty-second Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
October 13, 1983 | 83-191597 | ||||
Butte |
October 13, 1983 | 83-34081 | 2874-684 | |||
Fresno |
October 13, 1983 | 83095135 | ||||
Glenn |
October 13, 1983 | 4435 | 733-446 | |||
Kern |
October 13, 1983 | 041161 | 5597-658 | |||
Los Angeles |
October 13, 1983 | 83-1208172 | ||||
Monterey |
October 13, 1983 | G46236 | 1674-1194 | |||
City and County of
San Francisco |
October 13, 1983 | D408975 | ||||
San Joaquin |
October 13, 1983 | 83074718 | ||||
San Mateo |
October 13, 1983 | 83112077 | ||||
Santa Clara |
October 13, 1983 | 780561 | H980-717 | |||
Solano |
October 13, 1983 | 45171 | Pg 85369 | |||
Sonoma |
October 13, 1983 | 83069362 | ||||
Tulare |
October 13, 1983 | 51515 | 4120-726 | |||
Ventura |
October 13, 1983 | 117059 | ||||
Ventura re-recorded |
November 15, 1983 | 130202 | ||||
Yuba |
October 13, 1983 | 3764 | 810-614 |
D-13
Thirty-third Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
September 13, 1988 | 88-232083 | ||||
Butte |
September 13, 1988 | 88-031123 | ||||
Fresno |
September 13, 1988 | 88101543 | ||||
Glenn |
September 13, 1988 | 88-4023 | ||||
Kern |
September 13, 1988 | 31355 | 6162-1754 | |||
Los Angeles |
September 13, 1988 | 88-1464893 | ||||
Monterey |
September 13, 1988 | 47561 | 2273-660 | |||
City and County of
San Francisco |
September 13, 1988 | E243818 | ||||
San Joaquin |
September 13, 1988 | 88077190 | ||||
San Mateo |
September 13, 1988 | 88120443 | ||||
Santa Clara |
September 13, 1988 | 9833944 | ||||
Solano |
September 13, 1988 | 54422 | 1988-117737 | |||
Sonoma |
September 13, 1988 | 88-77182 | ||||
Tulare |
September 13, 1988 | 58120 | 4745-662 | |||
Ventura |
September 13, 1988 | 88-133327 | ||||
Yuba |
September 13, 1988 | 2818 |
Thirty-fourth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
December 20, 1990 | 90-332019 | ||||
Butte |
December 20, 1990 | 90-054231 | ||||
Fresno |
December 20, 1990 | 90155101 | ||||
Glenn |
December 21, 1990 | 90-6395 | ||||
Kern |
December 20, 1990 | 85807 | 6468-709 | |||
Los Angeles |
December 20, 1990 | 90-2094360 | ||||
Monterey |
December 20, 1990 | 73725 | 2589-678 | |||
City and County of
San Francisco |
December 20, 1990 | E836831 | F276-480 | |||
San Joaquin |
December 20, 1990 | 90122496 | ||||
San Mateo |
December 20, 1990 | 90165083 | ||||
Santa Clara |
December 21, 1990 | 10758142 | ||||
Solano |
December 20, 1990 | 99015 | 1990 | |||
Sonoma |
December 20, 1990 | 90-122784 | ||||
Tulare |
December 20, 1990 | 83069 | ||||
Ventura |
December 20, 1990 | 90-187399 | ||||
Yuba |
December 20, 1990 | 90-14553 |
D-14
Thirty-fifth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
November 3, 1992 | 92-358477 | ||||
Butte |
November 3, 1992 | 92-050443 | ||||
Fresno |
November 3, 1992 | 92167544 | ||||
Glenn |
November 3, 1992 | 92-5920 | ||||
Kern |
November 3, 1992 | 167635 | 6757-1488 | |||
Los Angeles |
November 3, 1992 | 92-2022769 | ||||
Monterey |
November 3, 1992 | 78604 | 2867-956 | |||
City and County of
San Francisco |
November 3, 1992 | F237077 | ||||
San Joaquin |
November 2, 1992 | 92127961 | ||||
San Mateo |
November 3, 1992 | 92180648 | ||||
Santa Clara |
November 3, 1992 | 11617179 | ||||
Solano |
November 3, 1992 | 101527 | ||||
Sonoma |
November 3, 1992 | 1992-137370 | ||||
Tulare |
November 3, 1992 | 92-081425 | ||||
Ventura |
November 3, 1992 | 92-198950 | ||||
Yuba |
November 3, 1992 | 92-13796 |
Thirty-sixth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
June 9, 1993 | 93-203153 | ||||
Butte |
June 9, 1993 | 93-023408 | ||||
Fresno |
June 9, 1993 | 93086809 | ||||
Glenn |
June 10, 1993 | 93-2925 | ||||
Kern |
June 9, 1993 | 82236 | 6859-1043 | |||
Los Angeles |
June 9, 1993 | 93-1098735 | ||||
Monterey |
June 9, 1993 | 38484 | ||||
City and County of
San Francisco |
June 9, 1993 | F371252 | F896-0727 | |||
San Joaquin |
June 9, 1993 | 93067318 | ||||
San Mateo |
June 9, 1993 | 93094357 | ||||
Santa Clara |
June 9, 1993 | 11944269 | ||||
Solano |
June 9, 1993 | 93-51895 | ||||
Sonoma |
June 9, 1993 | 93-71358 | ||||
Tulare |
June 9, 1993 | 93-040396 | ||||
Ventura |
June 9, 1993 | 93-104242 | ||||
Yuba |
June 9, 1993 | 93-06640 |
Thirty-seventh Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
September 28, 1993 | 93342967 | ||||
Butte |
September 28, 1993 | 93-041800 | ||||
Fresno |
September 28, 1993 | 93148269 | ||||
Glenn |
September 28, 1993 | 93-5140 | ||||
Kern |
September 28, 1993 | 140436 | 6915-188 | |||
Los Angeles |
September 28, 1993 | 93-1891500 | ||||
Monterey |
September 28, 1993 | 66464 | ||||
City and County of
San Francisco |
September 28, 1993 | F456929 | F973-511 | |||
San Joaquin |
September 28, 1993 | 93111959 | ||||
San Mateo |
September 28, 1993 | 93164391 |
D-15
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Santa Clara |
September 28, 1993 | 12128051 | ||||
Solano |
September 28, 1993 | 93-88880 | 1993 | |||
Sonoma |
September 28, 1993 | 93-121864 | ||||
Tulare |
September 28, 1993 | 93-069108A | ||||
Ventura |
September 28, 1993 | 93-181168 | ||||
Yuba |
September 28, 1993 | 93-11284 |
Thirty-eighth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
November 2, 1993 | 93390873 | ||||
Butte |
November 2, 1993 | 93-048806 | ||||
Fresno |
November 2, 1993 | 93170561 | ||||
Glenn |
November 2, 1993 | 93-5825 | ||||
Kern |
November 2, 1993 | 162046 | 6935-2210 | |||
Lake |
March 19, 2009 | 2009004258 | ||||
Los Angeles |
November 2, 1993 | 93-2143052 | ||||
Monterey |
November 2, 1993 | 77734 | ||||
City and County of
San Francisco |
November 2, 1993 | F477371 | F997-0471 | |||
San Joaquin |
November 2, 1993 | 93129084 | ||||
San Mateo |
November 2, 1993 | 93188734 | ||||
Santa Clara |
November 2, 1993 | 12188841 | ||||
Solano |
November 2, 1993 | 1993-104293 | 1993 | |||
Sonoma |
November 2, 1993 | 93-140937 | ||||
Tulare |
November 2, 1993 | 93-078948A | ||||
Ventura |
November 2, 1993 | 92-208807 | ||||
Yuba |
November 2, 1993 | 93-12958 |
Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Marin |
March 30, 2009 | 2009-0015722 |
The Company will record the Thirty-ninth Supplemental Indenture and Fortieth Supplemental Indenture
in the offices of the Recorders of the following counties and city and county of the State of
California hereinafter as set forth, as follows:
Thirty-ninth Supplemental Indenture and Fortieth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda
|
On or about the date hereof | |||||
Butte
|
On or about the date hereof | |||||
Fresno
|
On or about the date hereof | |||||
Glenn
|
On or about the date hereof |
D-16
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Kern
|
On or about the date hereof | |||||
Lake
|
On or about the date hereof | |||||
Los Angeles
|
On or about the date hereof | |||||
Marin
|
On or about the date hereof | |||||
Monterey
|
On or about the date hereof | |||||
San Joaquin
|
On or about the date hereof | |||||
San Mateo
|
On or about the date hereof | |||||
Santa Clara
|
On or about the date hereof | |||||
Solano
|
On or about the date hereof | |||||
Sonoma
|
On or about the date hereof | |||||
Tulare
|
On or about the date hereof | |||||
Ventura
|
On or about the date hereof | |||||
Yuba
|
On or about the date hereof |
D-17