EX-4.4
Published on April 21, 2009
Exhibit 4.4
EXECUTION COPY
6.94% First Mortgage Bonds due 2012, Series KK
Supplemental Mortgage of Chattels
and
Trust Indenture
(Forty-second Supplemental Indenture)
CALIFORNIA WATER SERVICE COMPANY
to
U.S. BANK NATIONAL ASSOCIATION
as
Trustee
Dated as of April 17, 2009
TABLE OF CONTENTS
Page | ||||
ARTICLE I DEFINITIONS |
4 | |||
SECTION 1.01 DEFINITIONS |
4 | |||
ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE SERIES KK BONDS |
4 | |||
SECTION 2.01. DESIGNATION OF SERIES KK BONDS |
4 | |||
SECTION 2.02. AGGREGATE PRINCIPAL AMOUNT |
5 | |||
SECTION 2.03. FORM; PAYMENT OF INTEREST AND PRINCIPAL ON SERIES KK BONDS |
5 | |||
ARTICLE III OPTIONAL REDEMPTION |
5 | |||
ARTICLE IV MANDATORY REDEMPTION AND SINKING FUND |
7 | |||
SECTION 4.01. MANDATORY REDEMPTION |
7 | |||
SECTION 4.02. SINKING FUND |
7 | |||
ARTICLE V MISCELLANEOUS |
10 | |||
SECTION 5.01. NOTICE |
10 | |||
SECTION 5.02. AMENDMENT AND SUPPLEMENT |
10 | |||
SECTION 5.03. CONFLICTS |
10 | |||
SECTION 5.04. GOVERNING LAW |
10 | |||
SECTION 5.05. COUNTERPARTS |
10 | |||
SECTION 5.06. RATIFICATION |
10 | |||
SECTION 5.07. SEVERABILITY |
10 | |||
Exhibits |
||||
EXHIBIT A
FORM OF SERIES KK BONDS |
A-1 | |||
EXHIBIT B FORM OF PARENT GUARANTEE |
B-1 | |||
EXHIBIT C RECORDATION OF RESIGNATIONS |
C-1 | |||
EXHIBIT D RECORDATION OF FIRST THROUGH FORTY-FIRST SUPPLEMENTAL INDENTURES |
D-1 |
i
FORTY-SECOND SUPPLEMENTAL MORTGAGE OF CHATTELS and TRUST INDENTURE (this Supplemental
Indenture) dated as of April 17, 2009, between CALIFORNIA WATER SERVICE COMPANY, a California
corporation (the Company), and U.S. Bank National Association, as trustee (the Trustee), having
its Corporate Trust Office at One California Street, Suite 2100, San Francisco, CA 94111.
RECITALS
WHEREAS, the Company heretofore made, executed and delivered the Indenture from California
Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings
Bank, as Trustees, dated as of the 1st day of April, 1928, (the Original Base Indenture), and the
Original Base Indenture has been recorded in the Office of the Recorders of the following counties
and city and county of the State of California on the respective dates and in the respective books
of record hereafter set forth:
County of | Date of | Volume of Official Records | Page at Which | |||||||||
City and County | Recordation | (except as noted) | Record Commences | |||||||||
Contra Costa |
May 2, 1928 | 141 | 7 | |||||||||
City and County of
San Francisco |
May 3, 1928 | 1637 | 346 | |||||||||
Glenn |
May 2, 1928 | 62 | 190 | |||||||||
(Book of Mortgages) | ||||||||||||
Kings |
January 7, 1929 | 40 | 348 | |||||||||
San Joaquin |
May 2, 1928 | 243 | 295 | |||||||||
Solano |
May 2, 1928 | 14 | 7 | |||||||||
Tulare |
May 3, 1928 | 260 | 11 | |||||||||
Alameda |
May 2, 1928 | 1877 | 35 | |||||||||
Sonoma |
May 2, 1928 | 196 | 136 | |||||||||
Los Angeles |
May 4, 1928 | 7105 | 102 | |||||||||
Butte |
May 2, 1928 | 116 | 106 | |||||||||
(Book of Mortgages) | ||||||||||||
Kern |
May 3, 1928 | 249 | 1 | |||||||||
Shasta |
May 2, 1928 | 38 | 80 | |||||||||
Fresno |
May 2, 1928 | 894 | 32 | |||||||||
San Mateo |
January 20,1939 | 837 | 16 | |||||||||
Yuba |
September 12, 1942 | 69 | 291 | |||||||||
Santa Clara |
November 2, 1945 | 1305 | 286 | |||||||||
Monterey |
February 21, 1962 | Serial No. 6604 | ||||||||||
Ventura |
November 15, 1983 | Doc. No. 130176; and |
WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First
National Bank of Los Angeles and later to Security First National Bank and later to
Security-Pacific National Bank; and
WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank
subsequently merged into Wells Fargo Bank, National Association; and
WHEREAS, by instrument entitled Resignations of Wells Fargo Bank, National Association as
Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance
of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage
of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified
from California Water Service Company dated as of August 1, 1983, recorded in the offices of the
Recorders of those counties and city and county
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of the State of California on the respective dates and in the respective books of record
and/or as the respective document numbers set forth in EXHIBIT C, which is annexed hereto and
hereby made a part hereof, (a) Wells Fargo Bank, National Association, resigned as authenticating
trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the
First through Thirty-First Supplemental Indentures, effective August 1, 1983, (b) the Company
appointed Bank of America National Trust and Savings Association as successor authenticating
trustee to Wells Fargo Bank, National Association, effective August 1, 1983, (c) Bank of America
National Trust and Savings Association accepted such appointment as authenticating trustee under
the Original Base Indenture, as theretofore supplemented, amended and modified by the First through
Thirty-First Supplemental Indentures, effective August 1, 1983, (d) Security Pacific National Bank
resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and
modified by the First through Thirty-First Supplemental Indentures, effective August 1, 1983, (e)
the Company appointed no successor trustee to said Security Pacific National Bank, (f) Bank of
America National Trust and Savings Association as of August 1, 1983 became fully vested with all
the estates, properties, rights powers trusts, duties and obligations of Wells Fargo Bank, National
Association and Security Pacific National Bank, as trustees under the Original Base Indenture, as
theretofore supplemented, amended and modified by the First through Thirty-First Supplemental
Indentures, with like effect as if originally named as trustee therein, (g) Bank of America
National Trust and Savings Association resigned as trustee under the Original Base Indenture, as
theretofore supplemented, amended and modified by First through Thirty-First Supplemental
Indentures, effective December 15, 1995, (h) the Company appointed, with the concurrence of a
majority of the Holders, First Trust, a subsidiary of First Trust Bank System of Minneapolis, as
successor trustee to Bank of America National Trust and Savings Association, effective December 15,
1995, (i) First Trust, a subsidiary of First Trust Bank System of Minneapolis, accepted such
appointment as trustee under the Original Base Indenture, as supplemented, amended and modified by
the First through Thirty-eighth Supplemental Indentures, (j) First Trust Bank System of Minneapolis
merged with U. S. Bank Trust National Association, effective August 1, 1997; as a result of said
merger, the corporate name became U. S. Bank Trust National Association, effective March 30, 1998,
(k) effective January 10, 2002, U. S. Bank Trust National Association merged into U. S. Bank
National Association and (l) U. S. Bank National Association became the trustee under the Original
Base Indenture, as therefore supplemented, amended and modified by the First through Thirty-eighth
Supplemental Indentures referred to below, said Original Base Indenture as so supplemented, amended
and modified being hereinafter called the Original Indenture; and
WHEREAS, the Company has heretofore made, executed and delivered thirty-eight certain
supplemental indentures supplemental to said Original Base Indenture, one such supplemental
indenture from California Water Service Company to American Trust Company and Los Angeles-First
National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the
First Supplemental Indenture; twelve such supplemental indentures from said California Water
Service Company to American Trust Company and Security-First National Bank of Los Angeles, as
trustees, dated and hereinafter sometimes called, respectively, as follows:
Date | Name | |
August 19, 1929
|
Second Supplemental Indenture | |
February 25, 1930
|
Third Supplemental Indenture | |
February 1, 1931
|
Fourth Supplemental Indenture | |
March 23, 1932
|
Fifth Supplemental Indenture | |
May 1, 1936
|
Sixth Supplemental Indenture | |
April 1, 1939
|
Seventh Supplemental Indenture | |
November 1, 1945
|
Eighth Supplemental Indenture | |
May 1, 1951
|
Ninth Supplemental Indenture | |
May 1, 1953
|
Tenth Supplemental Indenture | |
May 1, 1954
|
Eleventh Supplemental Indenture | |
May 1, 1955
|
Twelfth Supplemental Indenture | |
November 1, 1956
|
Thirteenth Supplemental Indenture |
four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security
First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:
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Date | Name | |
November 1, 1963
|
Fourteenth Supplemental Indenture | |
November 1, 1965
|
Fifteenth Supplemental Indenture | |
November 1, 1966
|
Sixteenth Supplemental Indenture | |
November 1, 1967
|
Seventeenth Supplemental Indenture |
fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank,
National Association and Security Pacific National Bank, as trustees, dated and hereinafter
sometimes called, respectively, as follows:
Date | Name | |
November 1, 1969
|
Eighteenth Supplemental Indenture | |
May 1, 1970
|
Nineteenth Supplemental Indenture | |
November 1, 1970
|
Twentieth Supplemental Indenture | |
October 1, 1972
|
Twenty-first Supplemental Indenture | |
November 1,1972
|
Twenty-second Supplemental Indenture | |
November 15, 1972
|
Twenty-third Supplemental Indenture | |
November 1, 1973
|
Twenty-fourth Supplemental Indenture | |
May 1, 1975
|
Twenty-fifth Supplemental Indenture | |
May 1, 1976
|
Twenty-sixth Supplemental Indenture | |
November 1, 1977
|
Twenty-seventh Supplemental Indenture | |
May 1, 1978
|
Twenty-eighth Supplemental Indenture | |
November 1, 1979
|
Twenty-ninth Supplemental Indenture | |
November 1, 1980
|
Thirtieth Supplemental Indenture | |
May 1, 1982
|
Thirty-first Supplemental Indenture |
and seven supplemental indentures from California Water Service Company to Bank of America National
Trust and Savings Association, as trustee, dated and hereinafter sometimes called respectively as
follows:
Date | Name | |
September 1, 1983
|
Thirty-second Supplemental Indenture | |
May 1, 1988
|
Thirty-third Supplemental Indenture | |
November 1, 1990
|
Thirty-fourth Supplemental Indenture | |
November 3, 1992
|
Thirty-fifth Supplemental Indenture | |
May 1, 1993
|
Thirty-sixth Supplemental Indenture | |
September 1, 1993
|
Thirty-seventh Supplemental Indenture | |
November 2, 1993
|
Thirty-eighth Supplemental Indenture; and |
WHEREAS, the First through Thirty-eighth Supplemental Indentures (and in the case of Marin
County, a Memorandum of Indenture referencing the Original Base Indenture and the First through
Thirty-eighth Supplemental Indentures) have been recorded in the offices of the Recorders of those
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers set forth in EXHIBIT D, and
the Thirty-ninth through the Forty-first Supplemental Indentures will be recorded in the offices of
the Recorders of those counties and city and county of the State of California as set forth in
EXHIBIT D, which is annexed hereto and hereby made a part hereof; and
WHEREAS, this Supplemental Indenture is being filed concurrently with, among other
Supplemental Indentures, the Thirty-ninth, Fortieth, Forty-fourth, Forty-ninth, Fiftieth and
Fifty-fourth Supplemental Indentures; and
3
WHEREAS, the Original Indenture as amended, supplemented and modified by the Thirty-ninth
Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called
the Base Indenture; and
WHEREAS, the Company has heretofore assumed the obligations of Dominguez Water Company
(Dominguez) in respect of the First Mortgage Series K 6.94% Bonds due 2012 (the Dominguez
Bonds) issued under a Trust Indenture dated as of August 1, 1954, between the Company (as
successor to Dominguez) and Title Insurance and Trust Company, as Trustee, as supplemented by the
Twelfth Supplemental Indenture thereto dated as of December 1, 1997, between Dominguez and Chase
Manhattan Bank and Trust Company, National Association, as Trustee and the Thirteenth Supplemental
Indenture thereto dated as of October 1, 2000, between Dominguez and Chase Manhattan Bank and Trust
Company, National Association, as Trustee (as supplemented, the Dominguez Indenture); and
WHEREAS, the holders of the Dominguez Bonds have agreed to exchange all issued and outstanding
Dominguez Bonds for the Series KK Bonds issued under and pursuant to this Supplemental Indenture.
NOW, THEREFORE, the parties hereto agree as follows:
ARTICLE I
DEFINITIONS
DEFINITIONS
SECTION 1.01 DEFINITIONS
Each term used herein has the meaning assigned to such term in the Base Indenture unless
otherwise specifically defined herein, in which case the definition set forth herein shall govern
the Series KK Bonds issued under this Supplemental Indenture. The following terms, as used herein,
have the following meanings:
Closing Date means April 17, 2009.
Corporate Trust Office means the office of the Trustee specified in the initial paragraph of
this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant
to the provisions of the Base Indenture.
Nationally Recognized Rating Agency means and includes Moodys Investors Service, Inc.,
(Moodys) Standard & Poors Ratings Group, a division of The McGraw-Hill Companies, Inc.,
(S&P), DBRS Limited (DBRS) or Fitch/BCA Duff & Phelps Ltd (Fitch) and any of their successors
or any similar rating agency.
Series KK Bonds means the $2,900,000 aggregate principal amount of 6.94% First Mortgage
Bonds due December 1, 2012, Series KK, authenticated and delivered under this Supplemental
Indenture.
Trustee means the Person named as the Trustee in the first paragraph of this Supplemental
Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of
the Base Indenture, and thereafter Trustee shall mean or include each Person who is then a
Trustee hereunder.
ARTICLE II
CERTAIN TERMS AND ISSUANCE OF THE SERIES KK BONDS
CERTAIN TERMS AND ISSUANCE OF THE SERIES KK BONDS
SECTION 2.01. Designation of Series KK Bonds.
The changes, modifications and supplements to the Base Indenture effected by this Supplemental
Indenture shall be applicable only with respect to, and govern the terms of, the Series KK Bonds
and shall not apply to any other Bonds that have been or may be issued under the Base Indenture
unless a supplemental indenture with respect to such other Bonds specifically incorporates such
changes, modifications and supplements. Pursuant to this
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Supplemental Indenture, there is hereby designated a series of Bonds under the Base Indenture
entitled 6.94% First Mortgage Bonds due 2012, Series KK.
SECTION 2.02. Aggregate Principal Amount.
The aggregate principal amount of the Series KK Bonds which may be authenticated and delivered
pursuant to this Supplemental Indenture is $2,900,000, except for Series KK Bonds authenticated and
delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the Base Indenture.
SECTION 2.03. Form; Payment of Interest and Principal on Series KK Bonds.
(a) General. Without limiting the foregoing provisions of this Article II, the Series KK
Bonds shall be issued as Definitive Bonds substantially in the form set forth in EXHIBIT A hereto.
The Series KK Bonds will be issued in denominations of $1,000 and integral multiples thereof. To
the extent that any provision of the Definitive Bonds representing the Series KK Bonds conflicts
with the express provisions of this Supplemental Indenture or the Base Indenture, this Supplemental
Indenture or the Base Indenture shall govern and be controlling.
(b) Payment of Interest and Principal on Series KK Bonds. The Series KK Bonds will mature on
December 1, 2012 and will bear interest at the rate of 6.94% per annum. Interest on the Series KK
Bonds will be payable semi-annually in arrears on June 1 and December 1 of each year to the Holders
thereof at the close of business on the immediately preceding May 15 and November 15 of each year.
Interest on the Series KK Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided that for purposes of the
first Interest Payment Date after the Closing Date, interest shall also include interest accrued
but unpaid with respect to the Dominguez Bonds prior to the Closing Date. Interest shall be
computed on the basis of a 360-day year comprised of twelve 30-day months.
(c) Default Interest. During the occurrence and continuation of an Event of Default, all
amounts owing under the Series KK Bonds shall, to the extent permitted by applicable law, bear
additional interest at a per annum rate equal to 2%.
SECTION 2.04. Parent Guarantee.
The obligations of the Company under the Series KK Bonds shall be guaranteed by Parent, the
form of which guarantee is set forth in EXHIBIT B hereto.
SECTION 2.05. Transfer Expenses.
Notwithstanding anything to the contrary in the Base Indenture, (i) the Company shall bear all
expenses in connection with the preparation, issue, delivery and transfers of the Series KK Bonds,
(ii) if the Holder is an insurance company, its own agreement of indemnity shall be deemed to be
satisfactory indemnity and security when required or requested by the Company and (iii) in the case
of lost, stolen, destroyed or mutilated Series KK Bonds, the Company at its expense (including
payment by it of any governmental charges and other expenses, including those of the Trustee) shall
execute and deliver new Series KK Bonds of like tenor and principal amount, dated and bearing
interest from the date to which interest has been paid on such lost, stolen, destroyed or mutilated
Series KK Bond.
ARTICLE III
OPTIONAL REDEMPTION
OPTIONAL REDEMPTION
The Series KK Bonds are redeemable at the option of the Company, in whole or in part at any
time at a redemption price (the Redemption Price) equal to the sum of:
| 100% of the principal amount of the Series KK Bonds to be redeemed; plus |
5
| (a) if the Series KK Bonds are redeemed prior to December 1, 2009, the
Make-Whole Amount or (b) if the Series KK Bonds are redeemed on or after December 1, 2009, the Non-Make-Whole Amount; |
plus accrued and unpaid interest to the Redemption Date on the Series KK Bonds to be redeemed.
Any optional redemption of the Series KK Bonds by the Company pursuant to the foregoing
provisions of this Article III shall be deemed to be applied first to the amount of principal
scheduled to be paid on the maturity date and then to the remaining scheduled principal payments in
inverse chronological order.
All Series KK Bonds redeemed by the Company shall be so redeemed on a pro rata basis
calculated with reference to the principal amount of the holdings thereof.
All Series KK Bonds redeemed as provided herein shall be cancelled and shall not be reissued.
Other than as specifically provided in this Article III, any redemption of Series KK Bonds
shall be conducted in accordance with the provisions of Article IV of the Base Indenture.
Called Principal means, with respect to any Series KK Bond, the principal of such Series KK
Bond that is to be redeemed pursuant to this Article III.
Discounted Value means, with respect to the Called Principal of any Series KK Bond, the
amount obtained by discounting all Remaining Scheduled Payments with respect to such Called
Principal from their respective scheduled due dates to the Settlement Date with respect to such
Called Principal, in accordance with accepted financial practice and at a discount factor (applied
on the same periodic basis as that on which interest on the Series KK Bonds is payable) equal to
the Reinvestment Yield with respect to such Called Principal.
Make-Whole Amount means, with respect to any Series KK Bond, an amount equal to the excess,
if any, of the Discounted Value of the Remaining Scheduled Payments with respect to the Called
Principal of such Series KK Bond over the amount of such Called Principal, provided that the
Make-Whole Amount may in no event be less than zero.
Non-Make-Whole Amount shall mean (a) 1.487% if the Series KK Bonds are redeemed on or after
December 1, 2009 and before December 1, 2010, (b) 0.992% if the Series KK Bonds are redeemed on or
after December 1,2010 and before December 1, 2011 and (c) 0.496% if the Series KK Bonds are
redeemed on or after December 1, 2011 and before December 1, 2012.
Reinvestment Yield means, with respect to the Called Principal of any Series KK Bond, 0.25%
over the yield to maturity implied by (i) the yields reported as of 10:00 a.m. (New York City time)
on the second Business Day preceding the Settlement Date with respect to such Called Principal, on
the display designated as Page PX1 (or such other display as may replace Page PX1) on Bloomberg
Financial Markets for the most recently issued actively traded on the run U.S. Treasury securities
having a maturity equal to the Remaining Average Life of such Called Principal as of such
Settlement Date, or (ii) if such yields are not reported as of such time or the yields
reported as of such time are not ascertainable (including by way of interpolation), the Treasury
Constant Maturity Series Yields reported, for the latest day for which such yields have been so
reported as of the second Business Day preceding the Settlement Date with respect to such Called
Principal, in Federal Reserve Statistical Release H.15 (or any comparable successor publication)
for U.S. Treasury securities having a constant maturity equal to the Remaining Average Life of such
Called Principal as of such Settlement Date.
In the case of each determination under clause (i) or clause (ii), as the case may be, of the
preceding paragraph, such implied yield will be determined, if necessary, by (a) converting U.S.
Treasury bill quotations to bond equivalent yields in accordance with accepted financial practice
and (b) interpolating linearly between (1) the applicable U.S. Treasury security with the maturity
closest to and greater than such Remaining Average Life and (2) the applicable U.S. Treasury
security with the maturity closest to and less than such Remaining Average Life.
6
The Reinvestment Yield shall be rounded to the number of decimal places as appears in the
interest rate of the applicable Series KK Bond.
Remaining Average Life means, with respect to any Called Principal, the number of years
(calculated to the nearest one-twelfth year) obtained by dividing (i) such Called Principal into
(ii) the sum of the products obtained by multiplying (a) the principal component of each Remaining
Scheduled Payment with respect to such Called Principal by (b) the number of years (calculated to
the nearest one-twelfth year) that will elapse between the Settlement Date with respect to such
Called Principal and the scheduled due date of such Remaining Scheduled Payment.
Remaining Scheduled Payments means, with respect to the Called Principal of any Series KK
Bond, all payments of such Called Principal and interest thereon that would be due after the
Settlement Date with respect to such Called Principal if no payment of such Called Principal were
made prior to its scheduled due date, provided that if such Settlement Date is not a date on which
interest payments are due to be made under the terms of the Series KK Bonds, then the amount of the
next succeeding scheduled interest payment will be reduced by the amount of interest accrued to
such Settlement Date and required to be paid on such Settlement Date.
Settlement Date means, with respect to the Called Principal of any Series KK Bond, the date
on which such Called Principal is to be prepaid.
ARTICLE IV
MANDATORY REDEMPTION AND SINKING FUND
MANDATORY REDEMPTION AND SINKING FUND
SECTION 4.01. Mandatory Redemption.
The outstanding Series KK Bonds are subject to mandatory redemption, at par and without
premium, through the mandatory payments made by the Company to the Series KK Sinking Fund as
provided in Section 4.02 of this Supplemental Indenture. The outstanding Series KK Bonds are also
subject to redemption by the Company, at par and without premium, in the event of the condemnation
of substantially all of the Companys property in an eminent domain proceeding, or upon a court
ordered sale of substantially all of the Companys property, through the proceeds thereof or
otherwise.
SECTION 4.02. Sinking Fund.
The Company covenants and agrees to create and maintain a sinking fund for the purpose of
retiring the Series KK Bonds (which sinking fund shall be designated as the Series KK Sinking
Fund) and for such purpose, to deposit with the Trustee, or its successor in trust, for the
redemption and retirement of Series KK Bonds, on or before one (1) business day (each a Sinking
Fund Payment Date) prior to December 1, in each year through 2011, commencing on the first
business day prior to December 1, 2008, an amount of money sufficient to redeem on the following
December l (each such day being a Redemption Date), $700,000 of the principal amount of Series KK
Bonds plus accrued interest thereon to the date of such Redemption Date, and one payment of
$800,000 on December 1, 2012, plus accrued interest thereon to the date of such final sinking fund
payment.
The Trustee shall at any time when there shall be in the Series KK Sinking Fund an amount of
money sufficient to redeem not less than $100,000 in principal amount of the Series KK Bonds, use
and apply the moneys in the Series KK Sinking Fund for the purpose of redeeming Series KK Bonds on
the next Redemption Date.
The parties agree that any amounts on deposit as of the Closing Date in the Series K Sinking
Fund (as defined in the Dominguez Indenture) in respect of the Dominguez Bonds shall, after the
Closing Date, be applied towards the Companys obligations in respect of the Series KK Sinking
Fund.
7
ARTICLE V
ADDITIONAL PROVISIONS APPLICABLE TO SERIES KK BONDS
ADDITIONAL PROVISIONS APPLICABLE TO SERIES KK BONDS
SECTION 5.01. Limitations on Issuance of Bonds Against Expenditures for Maintenance and Replacements. |
No Bonds shall be issued under the Base Indenture for the purpose of providing funds for the
Company to keep or maintain the property pledged pursuant to the Base Indenture in good and
business-like working order and condition, or merely to replace or in substitution for old or
worn-out or abandoned property; provided, however, that whenever old or worn-out or abandoned
property is replaced by Substituted Property costing more than the original cost of the old or
worn-out or abandoned property then such replacement or substitution shall be permitted and the
excess of cost of such Substituted Property, and such excess only, shall be deemed Permanent
Improvements, Extensions or Additions, for which Bonds may be authenticated and delivered under
Section 2.02 of the Base Indenture.
SECTION 5.02. Maintenance, Repairs, Replacements and Depreciation Reserve.
The Company shall at all times maintain, preserve and keep or cause to be maintained,
preserved and kept the Mortgaged Property, and every part thereof, with the appurtenances and every
part and parcel thereof, in thorough repair, working order and condition, and from time to time
make or cause to be made all needful and proper repairs and renewals, replacements and
substitutions, and shall make adequate provision for replacement by proper and reasonable credits
to its reserve for depreciation, so that at all times the value of the Mortgaged Property and the
efficiency of the Mortgaged Property shall be fully preserved and maintained; and that it will
comply with all lawful requirements of the PUC with respect to maintenance and depreciation.
SECTION 5.03. Consent to Waiver of Event of Default under Other Series of Bonds.
No Event of Default with respect to any series of Bonds Outstanding under the Base Indenture
may be waived unless also waived by the Holders of not less than a majority in aggregate principal
amount of the Outstanding Series KK Bonds by means of a written instrument or instruments signed by
such Holders and delivered to the Trustee and the Company.
SECTION 5.04. Most Favored Nation Provision.
If the Company shall, at any time on or after the Closing Date, enter into, amend or modify
any supplemental indenture or other agreement with respect to a series of Bonds in a manner that
requires the Company to comply with or add a covenant, an event of default, a guarantee or
collateral that either is not at such time applicable to the Series KK Bonds or, if such covenant,
event of default, guarantee or collateral shall already be applicable to the Series KK Bonds, is,
or contains related provisions that are, more restrictive upon the Company or any guarantor hereof
than such existing covenant, event of default, guarantee or related provisions, each provision
(including any related definitions) relating to such covenant, event of default, guarantee or
security in such supplemental indenture (as amended or modified from time to time thereafter) shall
be automatically deemed to be incorporated by reference in this Supplemental Indenture, mutatis
mutandis, as if then set forth herein in full. Promptly after any such execution, amendment or
modification of such a supplemental indenture, the Company shall (a) furnish to the Trustee a copy
of each such supplemental indenture, (b) execute and deliver to the Trustee a supplemental
indenture in form and substance reasonably satisfactory to the Holders of at least a majority in
aggregate principal amount of Series KK Bonds, amending or modifying this Supplemental Indenture by
adding or modifying, as the case may be, the full text of such covenant, event of default,
guarantee, definitions and other related provisions and (c) furnish to the Trustee any certificates
and opinions required by clause (1) of Section 3.08 and Section 15.01 of the Base Indenture.
SECTION 5.05. Delivery of Financial Statements to Holders of Series KK Bonds.
(a) The Company shall deliver to the Holders of the Series KK Bonds:
8
(i) The annual and periodic reports, information, documents and other reports required by
Section 11.02 of the Base Indenture within the time periods set forth therein.
(ii) A copy of each report submitted by independent public accountants selected by Parent of
interim examinations, if any, by them of the financial statements of Parent.
(iii) A copy of all reports, proxy statements, financial statements and notices sent by Parent
to its shareholders.
(iv) Within 45 calendar days after the end of the first, second and third quarterly accounting
periods in each fiscal year and within 90 calendar days after the end of each fiscal year, a
certificate signed by the President or a Vice President and the Chief Financial Officer of the
Company to the effect that the Company is not in Default under the Base Indenture or under this
Supplemental Indenture or, if there are such Defaults then in existence, describing the nature
thereof.
(v) Within 90 calendar days after the end of each fiscal year, a certificate of the
accountants who certify Parents annual financial statements stating whether, in making their
audit, such accountants have become aware of any Default under any of the terms and provisions of
the Base Indenture or this Supplemental Indenture insofar as any such terms or provisions pertain
to or involve accounting matters or determinations, and if there are such Defaults, describing the
nature and the period of existence thereof.
(vi) Promptly after receipt, copies of any report as to material inadequacies in accounting
controls (including reports as to the absence of any such inadequacies) submitted by independent
accountants in connection with any audit of Parent.
(vii) Promptly after any officer of the Company obtains knowledge of a Default under the Base
Indenture or under this Supplemental Indenture, a certificate signed by the President or a Vice
President and the Treasurer or Assistant Treasurer of the Company describing such event in
reasonable detail, with a statement of the Companys action with respect thereto taken or proposed.
(viii) Upon written request, one additional copy of each report referred to in this Section
5.05 as well as any other information and reports furnished to the Holder pursuant to the
provisions of this Supplemental Indenture.
(ix) A copy of any supplemental indenture subsequent to this Supplemental Indenture that
supplements, amends or modifies the Base Indenture.
(b) The Holders of the Series KK Bonds may deliver copies of the information or reports
furnished to it pursuant to this Section 5.05 or any other provision of this Supplemental
Indenture, to any regulatory body or commission to whose jurisdiction the Holder may be subject and
to any prospective purchaser of any of the Bonds who is an institutional investor.
(c) The Company further agrees that the Holders Series KK Bonds shall have the right upon
request to receive such other financial information and reports as may be reasonably necessary for
it to properly evaluate its investments, the right to inspect the properties and the books of
account of Parent or the Company at all reasonable times upon normal business hours and the right
to discuss the affairs of Parent or the Company with their officers and independent public
accountants (and by this provision Parent and the Company authorize said accountants to discuss the
finances and affairs of Parent and the Company with the Holders of the Series KK Bonds).
SECTION 5.06. Affiliate Transactions.
Except with respect to a wholly-owned Subsidiary, the Company shall not enter into any
transaction, including, without limitation, the purchase, sale or exchange of property or the
rendering of any service, with any Affiliate except in the ordinary course of and pursuant to the
reasonable requirements of the Companys business and upon fair and reasonable terms no less
favorable than it would obtain in a comparable arms-length transaction
9
with a person not an Affiliate. For purposes of this Section 5.06, Affiliate shall mean a
Person who directly or indirectly through one or more financial intermediaries controls, or is
controlled by, or is under common control with the Company, or who beneficially owns or holds 5% or
more of the outstanding common stock or equity of the Company.
SECTION 5.07. Request for Rating.
At the request of the holders, the Company shall obtain and provide the holders, within 10
Business Days of the request, a rating of the Series KK Bonds by S&P or Moodys; provided that in
the event that either (i) the rating of the Series KK Bonds is less than BBB- or Baa3, as
applicable, or (ii) the Series KK Bonds shall have a rating of less than BBB- or Baa3 (or the
equivalent rating for investment grade debt securities) by a Nationally Recognized Rating Agency,
the Company shall within 30 days of obtaining such rating by S&P or Moodys provide the holders
with financial statements of the Company for the most recently ended fiscal year audited by an
independent registered public accounting firm of recognized national standing and prepared in
conformity with U.S. generally accepted accounting principles applied on a consistent basis during
the periods involved..
ARTICLE VI
MISCELLANEOUS
MISCELLANEOUS
SECTION 6.01. Notice.
Any notice or communication in respect of the Series KK Bonds shall be made in accordance with
Section 15.05 of the Base Indenture.
SECTION 6.02. Amendment and Supplement.
This Supplemental Indenture or the Series KK Bonds may be amended or supplemented as provided
for in the Indenture.
SECTION 6.03. Conflicts.
In the event of any conflict between this Supplemental Indenture and the Base Indenture, the
provisions of this Supplemental Indenture shall prevail.
SECTION 6.04. Governing Law.
This Supplemental Indenture and the Series KK Bonds shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.
SECTION 6.05. Counterparts.
The parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together represent the same agreement. One signed copy is
enough to prove this Supplemental Indenture.
SECTION 6.06. Ratification.
The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force
and effect and is in all respects ratified and confirmed.
SECTION 6.07. Severability.
If any one or more of the covenants or agreements provided in this Supplemental Indenture or
in the Series KK Bonds on the part of the Company or the Trustee, or either of them, to be
performed should be contrary to any
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express provision of law, or contrary to the policy of express law, to such an extent as to be
unenforceable in any court of competent jurisdiction, then such covenant or covenants, agreement or
agreements shall be null and void and shall be deemed separable from the remaining covenants and
agreements and shall in nowise affect the validity of this Supplemental Indenture or the Series KK
Bonds.
SECTION 6.08. Trustee and Supplemental Indenture.
The Trustee shall not be responsible in any manner whatsoever for or in respect of the
validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals
contained herein, all of which recitals are made solely by the Company.
[Signature Pages Follow]
11
SIGNATURES
IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed,
all as of the date first above written.
CALIFORNIA WATER SERVICE COMPANY | ||||
By: | /s/ Martin Kropelnicki | |||
Name: | Martin Kropelnicki | |||
Title: | Vice President, Chief Financial Officer | |||
U.S. BANK NATIONAL ASSOCIATION, as Trustee | ||||
By: | /s/ Chii Ling Lei | |||
Name: | Chii Ling Lei | |||
Title: | Vice President | |||
SIGNATURE PAGE TO FORTY-SECOND SUPPLEMENTAL INDENTURE
State of California
)
County of Santa Clara )
On 4/15/09 before me, Rose Shea, a Notary Public, personally
appeared Martin Kropelnicki, who proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that he executed the same in his authorized
capacity, and that by his signature on the instrument the person, or the
entity upon behalf of which the person acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature /s/ Rose Shea (Seal)
State of California
)
County of Santa Clara )
County of Santa Clara )
On 4/15/09 before me, Rose Shea, a Notary Public, personally
appeared Chii Ling Lei, who proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that she executed the same in her authorized
capacity, and that by her signature on the instrument the person, or the
entity upon behalf of which the person acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature /s/ Rose Shea (Seal)
EXHIBIT A
FORM OF SERIES KK BOND
THIS BOND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE
ACT), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE
DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION
THEREFROM UNDER THE ACT, THE RULES AND REGULATIONS THEREUNDER AND APPLICABLE STATE LAWS. THE
TRANSFER OF THIS NOTE IS SUBJECT TO THE CONDITIONS SPECIFIED IN THE INDENTURE DATED AS OF APRIL 1,
1928 BETWEEN CALIFORNIA WATER SERVICE COMPANY AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, AS
SUCH INDENTURE MAY BE AMENDED, MODIFIED AND SUPPLEMENTED FROM TIME TO TIME.
CALIFORNIA WATER SERVICE COMPANY
6.94% First Mortgage Bonds due 2012, Series KK
No. ___ | $2,900,000 |
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the Company), promises to pay to
[ ], or its registered assigns, the principal sum of $2,900,000 in U.S. Dollars
on December 1, 2012.
Interest Payment Dates: | June 1 and December 1 | |||
Record Dates: | May 15 and November 15 |
Additional provisions of this Series KK Bond are set forth on the other side of this Series KK
Bond.
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IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.
CALIFORNIA WATER SERVICE COMPANY |
||||
By | ||||
Name: | ||||
Title: | ||||
Attest:
Name:
Title:
[Authentication Page to Follow]
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CERTIFICATE OF AUTHENTICATION
This is one of the Bonds of the series designated therein referred to in the within-mentioned
Indenture.
Dated: |
U.S. BANK NATIONAL ASSOCIATION, As Trustee |
|||
By | ||||
Authorized Signatory | ||||
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[FORM OF REVERSE SIDE OF BOND]
6.94% First Mortgage Bonds due 2012, Series KK
1. INTEREST
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the Company), promises to pay
interest on the principal amount of this Series KK Bond at the rate per annum shown above.
The Company shall pay interest semi-annually in arrears on June 1 and December 1 of each year.
Interest on the Series KK Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided that for purposes of the
first Interest Payment Date after the Closing Date, interest shall also include interest accrued
but unpaid with respect to the Dominguez Bonds prior to the Closing Date. Interest shall be
computed on the basis of a 360-day year comprised of twelve 30-day months.
During the occurrence and continuation of an Event of Default, all amounts owing under the
Series KK Bonds shall, to the extent permitted by applicable law, bear additional interest at a per
annum rate equal to 2%.
2. METHOD OF PAYMENT
The Company shall pay interest on the Series KK Bonds to the Persons who are registered
Holders of Series KK Bonds at the close of business on the May 15 or November 15 immediately
preceding the Interest Payment Date even if Series KK Bonds are canceled after the Record Date and
on or before the Interest Payment Date. The Company shall pay principal and interest in money of
the United States that at the time of payment is legal tender for payment of public and private
debts. However, all payments in respect of this Series KK Bond (including principal, premium, if
any, and interest) must be made by wire transfer of immediately available funds to the accounts
specified by the Holder hereof. Payment shall be without the presentation or surrender of the
Series KK Bonds or the making of any notation thereon, except that upon written request of the
Company or Trustee made concurrently with or reasonably promptly after payment or redemption in
full of any Series KK Bond, the Holder thereof shall surrender such Series KK Bond for
cancellation, reasonably promptly after any such request, to the Company at its principal executive
office or to the Trustee at its principal corporate trust office.
3. PAYING AGENT AND REGISTRAR
Initially, U.S. Bank National Association (the Trustee) shall act as Paying Agent and
Registrar. The Company may appoint and change any Paying Agent or Registrar without notice to the
Holders. The Company may act as Paying Agent or Registrar.
4. INDENTURE
The Company issued the Series KK Bonds under an Indenture from California Water Service
Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees,
dated as of the 1st day of April, 1928 (the Original Base Indenture; as therefore supplemented,
amended and modified by the First through Thirty-eighth Supplemental Indentures, the Original
Indenture; the Original Indenture as amended and modified by the Thirty-ninth Supplemental
Indenture, and as subsequently amended, supplemented and modified, the Base Indenture), as
further supplemented by the Forty-second Supplemental Indenture dated as of April 17, 2009, between
the Company and U.S. Bank National Association (as ultimate successor to American Trust Company and
Los Angeles-First National Trust & Savings Bank), as Trustee (as subsequently amended,
supplemented and modified, the Supplemental Indenture). The terms of the Series KK Bonds include
those stated in the Base Indenture and the Supplemental Indenture and those made part of the Base
Indenture and the Supplemental Indenture by reference to the TIA. Terms defined in the Base
Indenture and the Supplemental Indenture and not defined herein have the meanings ascribed thereto
in the Base Indenture and
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Supplemental Indenture. The Series KK Bonds are subject to all such terms, and Holders are
referred to the Base Indenture, the Supplemental Indenture and the TIA for a statement of those
terms.
The Series KK Bonds are secured obligations of the Company known generally as First Mortgage
Bonds.
5. OPTIONAL REDEMPTION
The Series KK Bonds are redeemable at the option of the Company, in whole or in part at any
time at a redemption price (the Redemption Price) equal to the sum of:
| 100% of the principal amount of the Series KK Bonds to be redeemed; plus | ||
| (a) if the Series KK Bonds are redeemed prior to December 1, 2009, the Make-Whole Amount or (b) if the Series KK Bonds are redeemed on or after December 1, 2009, the Non-Make-Whole Amount, |
plus accrued and unpaid interest to the Redemption Date on the Series KK Bonds to be redeemed.
Called Principal means, with respect to any Series KK Bond, the principal of such Series KK
Bond that is to be redeemed pursuant to Article III of the Supplemental Indenture.
Discounted Value means, with respect to the Called Principal of any Series KK Bond, the
amount obtained by discounting all Remaining Scheduled Payments with respect to such Called
Principal from their respective scheduled due dates to the Settlement Date with respect to such
Called Principal, in accordance with accepted financial practice and at a discount factor (applied
on the same periodic basis as that on which interest on the Series KK Bonds is payable) equal to
the Reinvestment Yield with respect to such Called Principal.
Make-Whole Amount means, with respect to any Series KK Bond, an amount equal to the excess,
if any, of the Discounted Value of the Remaining Scheduled Payments with respect to the Called
Principal of such Series KK Bond over the amount of such Called Principal, provided that the
Make-Whole Amount may in no event be less than zero.
Non-Make-Whole Amount shall mean (a) 1.487% if the Series KK Bonds are redeemed on or after
December 1, 2009 and before December 1, 2010, (b) 0.992% if the Series KK Bonds are redeemed on or
after December 1,2010 and before December 1, 2011 and (c) 0.496% if the Series KK Bonds are
redeemed on or after December 1, 2011 and before December 1, 2012.
Reinvestment Yield means, with respect to the Called Principal of any Series KK Bond, 0.25%
over the yield to maturity implied by (i) the yields reported as of 10:00 a.m. (New York City time)
on the second Business Day preceding the Settlement Date with respect to such Called Principal, on
the display designated as Page PX1 (or such other display as may replace Page PX1) on Bloomberg
Financial Markets for the most recently issued actively traded on the run U.S. Treasury securities
having a maturity equal to the Remaining Average Life of such Called Principal as of such
Settlement Date, or (ii) if such yields are not reported as of such time or the yields
reported as of such time are not ascertainable (including by way of interpolation), the Treasury
Constant Maturity Series Yields reported, for the latest day for which such yields have been so
reported as of the second Business Day preceding the Settlement Date with respect to such Called
Principal, in Federal Reserve Statistical Release H.15 (or any comparable successor publication)
for U.S. Treasury securities having a constant maturity equal to the Remaining Average Life of such
Called Principal as of such Settlement Date.
In the case of each determination under clause (i) or clause (ii), as the case may be, of the
preceding paragraph, such implied yield will be determined, if necessary, by (a) converting U.S.
Treasury bill quotations to bond equivalent yields in accordance with accepted financial practice
and (b) interpolating linearly between (1) the applicable U.S. Treasury security with the maturity
closest to and greater than such Remaining Average Life and (2) the applicable U.S. Treasury
security with the maturity closest to and less than such Remaining
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Average Life. The Reinvestment Yield shall be rounded to the number of decimal places as
appears in the interest rate of the applicable Series KK Bond.
Remaining Average Life means, with respect to any Called Principal, the number of years
(calculated to the nearest one-twelfth year) obtained by dividing (i) such Called Principal into
(ii) the sum of the products obtained by multiplying (a) the principal component of each Remaining
Scheduled Payment with respect to such Called Principal by (b) the number of years (calculated to
the nearest one-twelfth year) that will elapse between the Settlement Date with respect to such
Called Principal and the scheduled due date of such Remaining Scheduled Payment.
Remaining Scheduled Payments means, with respect to the Called Principal of any Series KK
Bond, all payments of such Called Principal and interest thereon that would be due after the
Settlement Date with respect to such Called Principal if no payment of such Called Principal were
made prior to its scheduled due date, provided that if such Settlement Date is not a date on which
interest payments are due to be made under the terms of the Series KK Bonds, then the amount of the
next succeeding scheduled interest payment will be reduced by the amount of interest accrued to
such Settlement Date and required to be paid on such Settlement Date.
Settlement Date means, with respect to the Called Principal of any Series KK Bond, the date
on which such Called Principal is to be prepaid.
6. NOTICES OF REDEMPTION
Notices of redemption shall (except in respect of redemptions made out of cash deposited in
the sinking fund described in Section 7 below) be provided in accordance with Article IV of the
Base Indenture. If less than all of the Series KK Bonds are to be redeemed at any time, the
particular Series KK Bonds to be redeemed shall be selected in accordance with Article IV of the
Base Indenture. On and after the Redemption Date, interest shall cease to accrue on Series KK
Bonds or portions of them called for redemption.
7. SINKING FUND
The Company shall deposit with the Trustee in cash on or before one business day prior to
December 1 of each year, through the year ending December 1, 2011, an annual sinking fund payment
equal to $700,000 and one payment of $800,000 on December 1, 2012, plus accrued interest thereon to
the date of such final sinking fund payment. Such annual sinking fund payments shall be made, held
and applied to the retirement or for the greater security of the Outstanding Series KK Bonds in the
manner more particularly provided in the Supplemental Indenture, including the redemption of
Outstanding Series KK Bonds as therein provided.
8. DENOMINATIONS; TRANSFER; EXCHANGE
The Series KK Bonds are in registered form without coupons in denominations of $1,000 and
whole multiples of $1,000. A Holder may transfer or exchange Series KK Bonds in accordance with
the Base Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a
Holder, among other things, to furnish appropriate transfer documents and to pay any taxes required
by law or permitted by the Base Indenture. The Registrar shall not be required (A) to issue, to
register the transfer of or to exchange any Series KK Bonds during a period beginning at the
opening of business 15 calendar days before the day of any selection of Series KK Bonds for
redemption and ending at the close of business on the day of selection, (B) to register the
transfer of or to exchange any Series KK Bond so selected for redemption in whole or in part,
except the unredeemed portion of any Series KK Bond being redeemed in part or (C) to register the
transfer of or to exchange a Series KK Bond between a Record Date and the next succeeding Interest
Payment Date.
9. ADDITIONAL PROVISIONS APPLICABLE TO SERIES KK BONDS
The provisions set forth in Article V of the Supplemental Indenture are applicable only with
respect to, and govern only the terms of, the Series KK Bonds and shall not apply to any other
Bonds that have been or may
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be issued under the Base Indenture unless a supplemental indenture with respect to such other
Bonds specifically incorporates such provisions.
10. PERSONS DEEMED OWNERS
The registered Holder of this Series KK Bond may be treated as the owner of it for all purposes.
11. UNCLAIMED MONEY
If money for the payment of principal or interest remains unclaimed, the Paying Agent shall
pay the money back to the Company in accordance with the terms of the Base Indenture.
12. DISCHARGE AND DEFEASANCE
Subject to certain conditions set forth in the Base Indenture, the Company at any time may
terminate some or all of its obligations under the Indenture and the Supplemental Indenture with
respect to the Series KK Bonds if, among other things, the Company deposits with the Trustee funds
for the payment of principal and interest on the Series KK Bonds to redemption or maturity, as the
case may be.
13. AMENDMENT, WAIVER
The Base Indenture permits, subject to certain exceptions set forth therein, that the Base
Indenture and the terms of the Bonds of a series, which include the Series KK Bonds, and the rights
of the Holders of the Bonds of a series, which may include the Holders of the Series KK Bonds, in
each case may be modified, with the written consent of the Holders of a majority in aggregate
principal amount of the Bonds the terms of which or the rights of the Holders of which are to be
modified. The Base Indenture also permits certain other amendments, modifications or waivers
thereof only with the consent of each Outstanding Bond affected thereby, while certain other
amendments or modifications may be made without the consent of any Holders of Bonds.
The Base Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or
more of principal amount of the Bonds then Outstanding of all such series under which an Event of
Default shall have occurred, which may include the Series KK Bonds, may, by a written instrument or
instruments signed by such Holders and delivered to the Trustee and to the Company, waive any past
Default or Event of Default under such series of Bonds and its consequences except an Event of
Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and
when the same shall become due by the terms of such Bonds, and upon such waiver such Default or
Event of Default shall be deemed not to exist for any purpose of the Base Indenture or such series
of Bonds.
Any such consent or waiver by the Holder of this Series KK Bond shall be conclusive and
binding upon such Holder and upon all future Holders of this Series KK Bond and of any Series KK
Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee
in pursuance thereof.
14. DEFAULTS AND REMEDIES
Events of Default are set forth in the Base Indenture and the Supplemental Indenture. If an
Event of Default shall have occurred and be continuing, the Trustee upon the direction of Holders
of not less than twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds or
the Holders of not less than twenty-five percent (25%) aggregate principal amount of the
Outstanding Bonds may, by notice in writing delivered to the Company (and to the Trustee if given
by the Holders), declare the entire principal amount of Outstanding Bonds, premium, if any, and the
interest accrued thereon immediately due and payable, and said entire principal, premium, if any,
and interest shall thereupon become and be immediately due and payable.
Holders may not enforce the Base Indenture, the Supplemental Indenture or the Series KK Bonds
except as provided in the Base Indenture. The Trustee may refuse to enforce the Base Indenture,
the Supplemental Indenture or the Series KK Bonds unless it receives indemnity or security
reasonably satisfactory
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to it. Subject to certain limitations, Holders of a majority in aggregate principal amount of
the Outstanding Bonds may direct the Trustee in its exercise of any trust or power. The Trustee
may withhold from Holders notice of any Default (except a Default in payment of principal or
interest on any Bond, or in the payment of any sinking fund installment) if and so long as
Responsible Officers in good faith determine that withholding notice is in the interest of the
Holders.
15. TRUSTEE DEALINGS WITH THE COMPANY
Subject to certain limitations imposed by the TIA, the Trustee, in its individual or any other
capacity, may become the owner or pledgee of the Series KK Bonds and may otherwise deal with and
collect obligations owed to it by the Company or its Affiliates and may otherwise deal with the
Company or its Affiliates with the same rights it would have if it were not Trustee.
16. NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS
No director, officer, employee, incorporator or stockholder of the Company or Parent shall
have any liability for any obligations of the Company under the Base Indenture, the Supplemental
Indenture or the Series KK Bonds or for any claim based on, in respect of, or by reason of such
obligations or their creation. Each Holder by accepting the Series KK Bonds waives and releases all
such liability. The waiver and release are part of the consideration for the issuance of the Series
KK Bonds. Such waiver may not be effective to waive liabilities of directors, officers or persons
controlling the Company under the federal securities laws and it is the view of the Commission that
such waiver is against public policy and is therefore unenforceable.
17. GOVERNING LAW
The Series KK Bonds shall be governed by, and construed and enforced in accordance with, the
laws of the State of California without regard to the principles of conflicts of laws thereunder,
except to the extent that the TIA shall be applicable.
18. AUTHENTICATION
This Series KK Bond shall not be valid until an authorized signatory of the Trustee (or an
Authenticating Agent) manually signs the certificate of authentication on the other side of this
Series KK Bond.
19. ABBREVIATIONS
Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM
(=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of
survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors
Act).
20. SECURITY INTEREST
The Series KK Bonds shall be secured to the extent and in the manner provided by the Base
Indenture and the Supplemental Indenture.
21. GUARANTEE
Parent has guaranteed the obligations under this Series KK Bond in accordance with the terms
of the Supplemental Indenture.
The Company shall furnish to any Holder upon written request and without charge to the Holder
a copy of the Base Indenture and the Supplemental Indenture. Requests may be made to:
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CALIFORNIA WATER SERVICE COMPANY
1720 North First Street
San Jose, CA 95112
Attention: Corporate Secretary
1720 North First Street
San Jose, CA 95112
Attention: Corporate Secretary
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ASSIGNMENT FORM
To assign this Series KK Bond, fill in the form below:
I or we assign and transfer this Series KK Bond to
(Print or type assignees name, address and zip code)
(Insert assignees soc. sec. or tax I.D. No.)
and irrevocably appoint
agent to transfer this Series
KK Bond on the books of
the Company. The agent may substitute another to act for him.
Date:
Your Signature:
Signature Guarantee:
(Signature must be guaranteed by a
participant in a recognized signature
guarantee medallion program)
participant in a recognized signature
guarantee medallion program)
Sign exactly as your name appears on the other side of this Series KK Bond.
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EXHIBIT B
FORM OF PARENT GUARANTEE
GUARANTEE, dated as of (as amended from time to time, this
Guarantee), made by California Water Service Group, a Delaware corporation (the
Guarantor), in favor of U.S. Bank National Association, as trustee (Trustee)
for the registered holders (the Holders) of the 6.94% First Mortgage Bonds due 2012,
Series KK (collectively, the Bonds), of California Water Service Company, a California
corporation (the Issuer).
WITNESSETH:
SECTION 1. Guarantee. (a) The Guarantor hereby fully, absolutely, irrevocably and
unconditionally guarantees the due and punctual payment when due, whether at stated maturity, by
acceleration, by notice of prepayment or otherwise, of the principal of, premium, if any, and
interest on the Bonds (the Obligations), according to the terms of the Bonds and as more
fully described in the Indenture dated as of April 1, 1928 (as amended, modified or otherwise
supplemented from time to time, including the Thirty-ninth Supplemental Indenture and the Fortieth
Supplemental Indenture, the Indenture), between the Issuer and the Trustee, and any other
amounts payable by the Guarantor to the Holders under the Indenture. The Guarantors obligation to
make payment on the Obligations may be satisfied by direct payment of the required full and final
amounts by the Guarantor to the Holders or by causing the Issuer to pay such full and final amounts
to the Holders.
(b) It is the intention of the Guarantor that this Guarantee not constitute a fraudulent
transfer or conveyance for purposes of Bankruptcy Law, the Uniform Fraudulent Conveyance Act, the
Uniform Fraudulent Transfer Act or any similar federal or state law to the extent applicable to
this Guarantee. To effectuate the foregoing intention, the amount guaranteed by the Guarantor under
this Guarantee shall be limited to the maximum amount as will, after giving effect to such maximum
amount and all other contingent and fixed liabilities of the Guarantor that are relevant under such
laws, result in the Obligations of the Guarantor under this Guarantee not constituting a fraudulent
transfer or conveyance. For purposes hereof, Bankruptcy Law means Title 11, U.S. Code, or any
similar federal or state law for the relief of debtors.
(c) The Guarantor hereby covenants to comply with the provisions of Article XIII of the
Indenture.
SECTION 2. Guarantee Absolute. The Guarantor guarantees that the Obligations will be
paid strictly in accordance with the terms of the Indenture, regardless of any law, regulation or
order now or hereafter in effect in any jurisdiction affecting any of such terms or the rights of
Holders of the Bonds with respect thereto. The Guarantor assents to all the terms, covenants and
conditions of the Bonds and the Indenture. The liability of the Guarantor under this Guarantee
shall be full, absolute, irrevocable and unconditional irrespective of:
(a) any lack of validity, enforceability or genuineness of any provision of the
Indenture, the Bonds or any other agreement or instrument relating thereto;
(b) any change in the time, manner or place of payment of, or in any other term of, all
or any of the Obligations, or any other amendment or waiver of or any consent to departure
from the Indenture;
(c) any exchange, release or non-perfection of any collateral, or any release or
amendment or waiver of or consent to departure from any other guarantee, for all or any of the
Obligations;
(d) the recovery of any judgment against the Issuer, or by the levy of any writ or
process of execution under such judgment, or by any action or proceedings taken by any Holder
under the Indenture, the Bonds or the Guarantee for the enforcement thereof or hereof;
(e) the consolidation or merger of the Issuer with or into any other corporation or any
sale, lease or other disposition of the Issuers properties as an entirety or substantially as
an entirety to any other corporation;
(f) the release or waiver, by operation of law or otherwise, of the performance or
observance by the Issuer of any express or implied agreement, covenant, term or condition
relating to the Bonds to be performed or observed by the Issuer;
B-1
(g) the extension of time for the payment by the Issuer of any portion of the Obligations
(other than an extension of time for payment of Obligations that results from the extension of
any interest payment period on the Bonds as provided in the Indenture), or the extension of
time for the performance of any other obligation under, arising out of, or in connection with,
the Bonds;
(h) any failure, omission, delay or lack of diligence on the part of the Holders to
enforce, assert or exercise any right, privilege, power or remedy conferred on the Holders
pursuant to the terms of the Bonds, or any action on the part of the Issuer granting
indulgence or extension of any kind;
(i) the voluntary or involuntary liquidation, dissolution, receivership, insolvency,
bankruptcy, assignment for the benefit of creditors, reorganization, arrangement, composition
or readjustment of debt of, or other similar proceedings affecting, the Issuer or any of the
assets of the Issuer;
(j) any invalidity of, or defect or deficiency in, the Bonds;
(k) the settlement or compromise of any obligation guaranteed hereby or hereby incurred;
or
(l) any other circumstance whatsoever that might otherwise constitute a legal or
equitable discharge or defense of a guarantor (other than payment of the underlying
obligation) and any other act or delay or failure to act, or by any other thing, which may or
might in any manner or to any extent vary the risk of the Guarantor, it being the intent of
this Section 2 that the obligations of the Guarantor hereunder shall be absolute and
unconditional under any and all circumstances.
There shall be no obligation of the Holders to give notice to, or obtain the consent of, the
Guarantor with respect to the happening of any of the foregoing.
SECTION 3. Subordination. The Guarantor covenants and agrees that its obligation to
make payments of the Obligations hereunder constitutes an unsecured obligation of the Guarantor
ranking (a) pari passu with all existing and future senior indebtedness of the Guarantor and
(b) senior in right of payment to all existing and future subordinated indebtedness of the
Guarantor.
SECTION 4. Waiver; Subrogation. (a) The Guarantor hereby irrevocably waives
promptness, diligence, notice of acceptance, notice of nonpayment, notice of dishonor, notice of
redemption, notice of Event of Default and any other notice with respect to this Guarantee,
presentment, demand for payment or protest and all other demands and related notices, and any
requirement that the Trustee, or the Holders of any Bonds protect, secure, perfect or insure any
security interest or lien or any property subject thereto or exhaust any right or take any action
against the Issuer or any other Person or any collateral.
(b) The Guarantor hereby irrevocably waives any claims or other rights that it may now or
hereafter acquire against the Issuer that arise from the existence, payment, performance or
enforcement of the Guarantors obligations under this Guarantee or the Indenture, including,
without limitation, any right of subrogation, reimbursement, exoneration, contribution or
indemnification and any right to participate in any claim or remedy of the Trustee, or the Holders
of any Bonds against the Issuer or any collateral, whether or not such claim, remedy or right
arises in equity or under contract, statute or common law, including, without limitation, the right
to take or receive from the Issuer, directly or indirectly, in cash or other property or by set-off
or in any other manner, payment or security on account of such claim, remedy or right. If any
amount shall be paid to the Guarantor in violation of the preceding sentence at any time prior to
the cash payment in full of the Obligations and all other amounts payable under this Guarantee,
such amount shall be held in trust for the benefit of the Trustee and the Holders of any Bonds and
shall forthwith be paid to the Trustee, to be credited and applied to the Obligations and all other
amounts payable under this Guarantee, whether matured or unmatured, in accordance with the terms of
the Indenture and this Guarantee, or be held as collateral for any Obligations or other amounts
payable under this Guarantee thereafter arising.
(c) Guarantor further waives any and all rights and defenses that Guarantor may have because
Issuers debt is secured by real property; this means, among other things, that: (1) Guarantor
waives any such defenses that may arise out of an election of remedies by Trustee, even though that
election of remedies, such as a nonjudicial foreclosure with respect to security for a guaranteed
obligation, has destroyed Guarantors rights of subrogation and reimbursement against the principal
by the operation of Section 580d of the California Code of Civil Procedure or otherwise; (2)
Trustee may collect from Guarantor without first foreclosing on any real or personal property
collateral pledged by Issuer; (3) if Trustee forecloses on any real property collateral pledged
B-2
by Issuer, then (A) the amount of the debt may be reduced only by the price for which that
collateral is sold at the foreclosure sale, even if the collateral is worth more than the sale
price, and (B) Trustee may collect from Guarantor even if Trustee, by foreclosing on the real
property collateral, has destroyed any right Guarantor may have to collect from Issuer. The
foregoing sentence is an unconditional and irrevocable waiver of any rights and defenses Guarantor
may have because Issuers debt is secured by real property. These rights and defenses being waived
by Guarantor include, but are not limited to, any rights or defenses based upon Section 580a, 580b,
580d or 726 of the California Code of Civil Procedure. Without limiting the generality of the
foregoing or any other provision hereof, Guarantor further expressly waives to the extent permitted
by law any and all rights and defenses, including without limitation any rights of subrogation,
reimbursement, indemnification and contribution, which might otherwise be available to Guarantor
under California Civil Code Sections 2787 to 2855, inclusive, 2899 and 3433, or under California
Code of Civil Procedure Sections 580a, 580b, 580d and 726, or any of such sections.
(d) The Guarantor acknowledges that it will receive direct and indirect benefits from the
financing arrangements contemplated by the Indenture and this Guarantee and that the waiver set
forth in this Section 4 is knowingly made in contemplation of such benefits.
SECTION 5. Rights of Holders. The Guarantor expressly acknowledges that: (i) this
Guarantee will be deposited with the Trustee to be held for the benefit of the Holders; (ii) the
Trustee has the right to enforce this Guarantee on behalf of the Holders; and (iii) the Holders of
a majority in principal amount of the Bonds have the right to direct the time, method and place of
conducting any proceeding for any remedy available to the Trustee in respect of this Guarantee or
exercising any trust or power conferred upon the Trustee under this Guarantee.
SECTION 6. Independent Obligations. The Guarantor acknowledges that its obligations
hereunder are independent of the obligations of the Issuer with respect to the Bonds and that the
Guarantor shall be liable as principal and as debtor hereunder to pay the Obligations pursuant to
the terms of this Guarantee.
SECTION 7. No Waiver; Remedies. No failure on the part of the Trustee or any Holder of
the Bonds to exercise, and no delay in exercising, any right hereunder shall operate as a waiver
thereof; nor shall any single or partial exercise of any right hereunder preclude any other or
further exercise thereof or the exercise of any other right. The remedies herein provided are
cumulative and not exclusive of any remedies provided by law.
SECTION 8. Guarantee of Payment; Continuing Guarantee; Transfer of Interest. This
Guarantee creates a guarantee of payment. This Guarantee is a continuing guarantee and shall
(a) remain in full force and effect until the earliest to occur of (i) the date, if any, on which
the Guarantor shall consolidate with or merge into the Issuer or any successor thereto, (ii) the
date, if any, on which the Issuer or any successor thereto shall consolidate with or merge into the
Guarantor, and (iii) final payment in full of the Obligations, (b) be binding upon the Guarantor,
its successors and assigns, and (c) inure to the benefit of and be enforceable by any Holder of
Bonds, the Trustee, and by their respective successors, transferees, and assigns.
SECTION 9. Reinstatement. This Guarantee shall continue to be effective or be
reinstated, as the case may be, if at any time any payment of any of the Obligations is rescinded
or must otherwise be returned by any Holder of the Bonds or the Trustee upon the insolvency,
bankruptcy or reorganization of the Issuer or otherwise, all as though such payment had not been
made.
SECTION 10. Amendment. The Guarantor may amend this Guarantee at any time for any
purpose without the consent of the Trustee or any Holder of the Bonds; provided, however, that if
such amendment adversely affects (a) the rights of the Trustee or (b) any Holder of the Bonds, the
prior written consent of the Trustee (in the case of (b), acting at the written direction of the
Holders of a majority in aggregate principal amount of Bonds) shall be required; provided, further,
however, that the Guarantor shall provide a copy of any such amendment to the Trustee.
SECTION 11. Governing Law. This Guarantee shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the Trust Indenture Act of 1939, as
amended, shall be applicable.
B-3
SECTION 12. Notices. Any notice or communication shall be in writing and shall be
hand delivered or mailed by first class mail (registered or certified, return receipt requested) or
sent by facsimile, to the Guarantor at the following address:
California Water Service Group
1720 North First Street
San Jose, CA 95112
Telecopier No.: (408) 367-8430
Attention of: Chief Financial Officer
1720 North First Street
San Jose, CA 95112
Telecopier No.: (408) 367-8430
Attention of: Chief Financial Officer
IN WITNESS WHEREOF, the Guarantor has caused this Guarantee to be duly executed and delivered
by its officer thereunto duly authorized as of the date first above written.
CALIFORNIA WATER SERVICE GROUP, as Guarantor |
||||
By: | ||||
Name: | ||||
Title: | ||||
B-4
EXHIBIT C
The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank,
as trustees, and the acceptance of Bank of America National Trust and Savings Association as
successor trustee have been recorded in the offices of the Recorders of the following counties and
city and county of the State of California on the respective dates and in the respective books of
record and/or as the respective document numbers hereinafter set forth as follows:
County or Page | Book and (Reel- | |||||
City and County | Date of Recordation | Document No. | Image) | |||
Alameda |
August 1, 1983 | 83-137410 | ||||
Butte |
August 1, 1983 | 83-25375 | 2851-200 | |||
Fresno |
August 2, 1983 | 83069489 | ||||
Glenn |
August 1, 1983 | 3329 | 729-170 | |||
Kern |
August 2, 1983 | 12487 | 5576-522 | |||
Los Angeles |
August 2, 1983 | 83-887733 | ||||
Monterey |
August 1, 1983 | Pg. 34173 | 1655-830 | |||
City and County of
San Francisco |
August 1, 1983 | D 376552 | D559-205 | |||
San Joaquin |
August 10, 1983 | 83058347 | ||||
San Mateo |
August 1, 1983 | 83080322 | ||||
Santa Clara |
August 1, 1983 | 7766085 | H770-413 | |||
Solano |
August 1, 1983 | 32353 | Pg. 61300 | |||
Sonoma |
August 1, 1983 | 83-50597 | 83-50597 | |||
Tulare |
August 1, 1983 | 35981 | 4093-763 | |||
Ventura |
November 15, 1983 | 130201 | ||||
Yuba |
August 1, 1983 | 1056 | 805-423 |
On December 15, 1995, Bank of America National Trust and Savings Association, transferred
substantially all of its corporate trust business to First Trust of California, National
Association. On March 30, 1998, First Trust of California, National Association changed its name
to U.S. Bank Trust National Association, San Francisco. On January 10, 2002, U.S. Bank Trust
National Association, San Francisco, merged with and into U.S. Bank National Association as
successor trustee. Evidence of the above and U.S. Bank National Associations status as successor
trustee have been recorded in the offices of the Recorders of the following counties of the State
of California on the respective dates and in the respective books of record and/or as the
respective document numbers hereinafter set forth as follows:
Book and (Reel- | ||||||
County | Date of Recordation | Document No. | Image) | |||
Fresno |
March 9, 2009 | 2009-0032066 | ||||
Lake |
March 10, 2009 | 2009003530 | ||||
Los Angeles |
March 9, 2009 | 2009-03216507 | ||||
Monterey |
March 9, 2009 | 2009013888 | ||||
San Joaquin |
March 9, 2009 | 2009-038049 | ||||
San Mateo |
March 18, 2009 | 2009-030163 | ||||
Solano |
March 12, 2009 | 200900018231 | ||||
Sonoma |
March 9, 2009 | 2009019936 | ||||
Tulare |
March 9, 2009 | 2009-0013707 | ||||
Ventura |
March 9, 2009 | 20090309-00035462-0 |
C-1
EXHIBIT D
The First through Thirty-eighth Supplemental Indentures (and in the case of Marin County, a
Memorandum of Indenture referencing the Original Base Indenture and the First through Thirty-eighth
Supplemental Indentures) have been recorded in the offices of the Recorders of the following
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers hereinafter set forth, as
follows:
First Supplemental Indenture
Volume of | Page at Which Record | |||||||||
Date of Recordation | Official Records | Commences | County | |||||||
January 7, 1929
|
40 | 432 | Kings | |||||||
January 7, 1929
|
157 | 256 | Contra Costa |
Second Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Kings
|
August 20, 1929 | 48 | 442 | |||||||
Butte
|
August 20, 1929 | 116 | 389 | |||||||
Glenn
|
August 20, 1929 | 17 | 179 | |||||||
Alameda
|
August 20, 1929 | 2173 | 334 | |||||||
Tulare
|
August 20, 1929 | 337 | 88 | |||||||
Kern
|
August 21, 1929 | 320 | 95 | |||||||
Contra Costa
|
August 20, 1929 | 208 | 198 |
Third Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Yuba
|
February 28, 1930 | 9 | ||||||||
City and County of
San Francisco
|
February 28, 1930 | 1985 | 257 |
Fourth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
San Mateo
|
July 17, 1931 | 537 | 1 | |||||||
City and County of
San Francisco
|
July 20, 1931 | 2232 | 284 | |||||||
Santa Clara
|
July 17, 1931 | 576 | 175 |
D-1
Fifth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
City and County of
San Francisco
|
March 31, 1932 | 2359 | 17 | |||||||
Yuba
|
April 6, 1932 | 12 | 469 | |||||||
Sonoma
|
April 6, 1932 | 320 | 39 | |||||||
Alameda
|
April 6, 1932 | 2808 | 77 | |||||||
Tulare
|
April 6, 1932 | 466 | 381 | |||||||
Los Angeles
|
April 6, 1932 | 11543 | 85 | |||||||
San Joaquin
|
April 6, 1932 | 397 | 375 | |||||||
Santa Clara
|
April 6, 1932 | 606 | 464 | |||||||
San Mateo
|
April 6, 1932 | 553 | 492 | |||||||
Butte
|
April 6, 1932 | 83 | 489 | |||||||
Kings
|
April 6, 1932 | 87 | 292 | |||||||
Glenn
|
April 6, 1932 | 43 | 123 | |||||||
Shasta
|
April 6, 1932 | 74 | 10 | |||||||
Contra Costa
|
April 6, 1932 | 299 | 449 | |||||||
Kern
|
April 6, 1932 | 428 | 473 | |||||||
Solano
|
April 6, 1932 | 89 | 66 |
Sixth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
June 15, 1936 | 3314 | 406 | |||||||
Butte
|
June 15, 1936 | 167 | 1 | |||||||
Contra Costa
|
June 15, 1936 | 418 | 12 | |||||||
Glenn
|
June 15, 1936 | 82 | 73 | |||||||
Kern
|
June 15, 1936 | 643 | 64 | |||||||
Kings
|
June 15, 1936 | 151 | 241 | |||||||
Los Angeles
|
June 15, 1936 | 14153 | 291 | |||||||
City and County of
San Francisco
|
June 15, 1936 | 2972 | 1 | |||||||
San Joaquin
|
June 15, 1936 | 542 | 53 | |||||||
San Mateo
|
June 15, 1936 | 703 | 1 | |||||||
Santa Clara
|
June 15, 1936 | 777 | 137 | |||||||
Shasta
|
June 15, 1936 | 108 | 134 | |||||||
Solano
|
June 15, 1936 | 161 | 1 | |||||||
Sonoma
|
June 15, 1936 | 412 | 160 | |||||||
Tulare
|
June 15, 1936 | 682 | 1 | |||||||
Yuba
|
June 15, 1936 | 35 | 25 |
Seventh Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Los Angeles
|
May 1, 1939 | 16572 | 206 | |||||||
City and County of
San Francisco
|
May 2, 1939 | 3450 | 93 | |||||||
San Mateo
|
May 2, 1939 | 840 | 94 | |||||||
Sonoma
|
May 2, 1939 | 477 | 108 | |||||||
Kern
|
May 2, 1939 | 869 | 12 |
D-2
Eighth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
November 3, 1945 | 4780 | 134 | |||||||
Butte
|
November 2, 1945 | 380 | 1 | |||||||
Contra Costa
|
November 3, 1945 | 874 | 1 | |||||||
Fresno
|
February 21, 1962 | 4681 | 226 | |||||||
Glenn
|
November 2, 1945 | 191 | 1 | |||||||
Kern
|
November 2, 1945 | 1292 | 1 | |||||||
Kings
|
November 1, 1945 | 342 | 21 | |||||||
Los Angeles
|
November 2, 1945 | 22396 | 251 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 1 | |||||||
City and County of
San Francisco
|
November 2, 1945 | 4346 | 103 | |||||||
San Joaquin
|
November 3, 1945 | 960 | 21 | |||||||
San Mateo
|
November 3, 1945 | 1231 | 1 | |||||||
Santa Clara
|
November 1, 1945 | 1267 | 583 | |||||||
Solano
|
November 3, 1945 | 344 | 6 | |||||||
Sonoma
|
November 3, 1945 | 665 | 21 | |||||||
Tulare
|
November 3, 1945 | 1141 | 382 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130177 | ||||||||
Yuba
|
November 3, 1945 | 94 | 23 |
Ninth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
August 31, 1951 | 6525 | 237 | |||||||
Butte
|
August 30, 1951 | 603 | 1 | |||||||
Contra Costa
|
August 30, 1951 | 1814 | 508 | |||||||
Fresno
|
February 21, 1962 | 4681 | 437 | |||||||
Glenn
|
August 30, 1951 | 266 | 63 | |||||||
Kern
|
August 29, 1951 | 1840 | 373 | |||||||
Kings
|
August 30, 1951 | 502 | 228 | |||||||
Los Angeles
|
August 29, 1951 | 37102 | 345 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 207 | |||||||
City and County of
San Francisco
|
August 30, 1951 | 5773 | 355 | |||||||
San Joaquin
|
August 30, 1951 | 1372 | 123 | |||||||
San Mateo
|
August 30, 1951 | 2150 | 298 | |||||||
Santa Clara
|
August 30, 1951 | 2275 | 295 | |||||||
Solano
|
August 31, 1951 | 592 | 136 | |||||||
Sonoma
|
August 31, 1951 | 1072 | 420 | |||||||
Tulare
|
August 30, 1951 | 1539 | 528 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130178 | ||||||||
Yuba
|
August 31, 1951 | 155 | 177 |
D-3
Tenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
July 10, 1953 | 7078 | 451 | |||||||
Butte
|
July 9, 1953 | 679 | 45 | |||||||
Contra Costa
|
July 9, 1953 | 2157 | 453 | |||||||
Fresno
|
February 21, 1962 | 4681 | 540 | |||||||
Glenn
|
July 9, 1953 | 297 | 139 | |||||||
Kern
|
July 8, 1953 | 2102 | 215 | |||||||
Kings
|
July 9, 1953 | 561 | 249 | |||||||
Los Angeles
|
July 8, 1953 | 42134 | 371 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 314 | |||||||
City and County of
San Francisco
|
July 9, 1953 | 6190 | 21 | |||||||
San Joaquin
|
July 9, 1953 | 1540 | 523 | |||||||
San Mateo
|
July 10, 1953 | 2443 | 248 | |||||||
Santa Clara
|
July 9, 1953 | 2680 | 50 | |||||||
Solano
|
July 9, 1953 | 677 | 4 | |||||||
Sonoma
|
July 10, 1953 | 1218 | 348 | |||||||
Tulare
|
July 9, 1953 | 1686 | 314 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130179 | ||||||||
Yuba
|
July 10, 1953 | 181 | 1 |
Eleventh Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
August 20, 1954 | 7404 | 181 | |||||||
Butte
|
August 20, 1954 | 732 | 496 | |||||||
Contra Costa
|
August 20, 1954 | 2368 | 164 | |||||||
Fresno
|
February 21, 1962 | 4681 | 604 | |||||||
Glenn
|
August 20, 1954 | 314 | 369 | |||||||
Kern
|
August 20, 1954 | 2278 | 74 | |||||||
Kings
|
August 20, 1954 | 594 | 449 | |||||||
Los Angeles
|
August 19, 1954 | 45365 | 64 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 377 | |||||||
City and County of
San Francisco
|
August 20, 1954 | 6435 | 421 | |||||||
San Joaquin
|
August 20, 1954 | 1662 | 316 | |||||||
San Mateo
|
August 19, 1954 | 2636 | 330 | |||||||
Santa Clara
|
August 20, 1954 | 2942 | 331 | |||||||
Solano
|
August 19, 1954 | 728 | 10 | |||||||
Sonoma
|
August 20, 1954 | 1290 | 234 | |||||||
Tulare
|
August 20, 1954 | 1772 | 388 | |||||||
Ventura
|
November 15, 1983 | Document No. 130180 | ||||||||
Yuba
|
August 20, 1954 | 195 | 490 |
D-4
Twelfth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
October 7, 1955 | 7806 | 501 | |||||||
Butte
|
October 7, 1955 | 794 | 9 | |||||||
Contra Costa
|
October 7, 1955 | 2625 | 417 | |||||||
Fresno
|
February 21, 1962 | 4681 | 665 | |||||||
Glenn
|
October 7, 1955 | 331 | 350 | |||||||
Kern
|
October 6, 1955 | 2498 | 171 | |||||||
Kings
|
October 7, 1955 | 628 | 1 | |||||||
Los Angeles
|
October 6, 1955 | 49158 | 316 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 439 | |||||||
City and County of
San Francisco
|
October 7, 1955 | 6711 | 525 | |||||||
San Joaquin
|
October 7, 1955 | 1797 | 300 | |||||||
San Mateo
|
October 7, 1955 | 2890 | 480 | |||||||
Santa Clara
|
October 7, 1955 | 3299 | 406 | |||||||
Solano
|
October 7, 1955 | 792 | 422 | |||||||
Sonoma
|
October 7, 1955 | 1384 | 2 | |||||||
Tulare
|
October 7, 1955 | 1864 | 548 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130181 | ||||||||
Yuba
|
October 7, 1955 | 213 | 593 |
Thirteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 7, 1956 | 8226 | 15 | |||||||
Butte
|
December 7, 1956 | 859 | 117 | |||||||
Contra Costa
|
December 7, 1956 | 2894 | 20 | |||||||
Fresno
|
February 21, 1962 | 4681 | 729 | |||||||
Glenn
|
December 7, 1956 | 348 | 217 | |||||||
Kern
|
December 6, 1956 | 2699 | 390 | |||||||
Kings
|
December 7, 1956 | 666 | 316 | |||||||
Los Angeles
|
December 6, 1956 | 53054 | 61 | |||||||
Monterey
|
February 21, 1962 | Reel 23 | 503 | |||||||
City and County of
San Francisco
|
December 10, 1956 | 6970 | 41 | |||||||
San Joaquin
|
December 7, 1956 | 1925 | 1 | |||||||
San Mateo
|
December 7, 1956 | 3140 | 258 | |||||||
Santa Clara
|
December 7, 1956 | 3680 | 1 | |||||||
Solano
|
December 7, 1956 | 860 | 189 | |||||||
Sonoma
|
December 7, 1956 | 1489 | 28 | |||||||
Tulare
|
December 7, 1956 | 1961 | 551 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130182 | ||||||||
Yuba
|
December 7, 1956 | 233 | 65 |
Fourteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
March 20, 1964 | Reel 1155 | Image 2 | |||||||
Butte
|
March 20, 1964 | 1303 | 8 | |||||||
Contra Costa
|
March 20, 1964 | 4578 | 360 | |||||||
Fresno
|
March 20, 1964 | 4980 | 337 |
D-5
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Glenn
|
March 20, 1964 | 463 | 1 | |||||||
Kern
|
March 19, 1964 | 3706 | 1 | |||||||
Los Angeles
|
March 19, 1964 | D2401 | 6 | |||||||
Monterey
|
March 20, 1964 | Reel 299 | 230 | |||||||
City and County of
San Francisco
|
March 20, 1964 | A734 | 966 | |||||||
San Joaquin
|
March 20, 1964 | 2801 | 126 | |||||||
San Mateo
|
March 19, 1964 | 4670 | 563 | |||||||
Santa Clara
|
March 20, 1964 | 6432 | 567 | |||||||
Solano
|
March 20, 1964 | 1259 | 331 | |||||||
Sonoma
|
March 19, 1964 | 2030 | 757 | |||||||
Tulare
|
March 20, 1964 | 2491 | 437 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130183 | ||||||||
Yuba
|
March 20, 1964 | 389 | 535 |
Fifteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
November 4, 1965 | 1635 | 610 | |||||||
Butte
|
November 4, 1965 | 1398 | 67 | |||||||
Contra Costa
|
November 4, 1965 | 4987 | 469 | |||||||
Fresno
|
November 4, 1965 | 5236 | 699 | |||||||
Glenn
|
November 4, 1965 | 483 | 194 | |||||||
Kern
|
November 3, 1965 | 3889 | 476 | |||||||
Los Angeles
|
November 3, 1965 | D3104 | 7 | |||||||
Monterey
|
November 4, 1965 | 432 | 526 | |||||||
City and County of
San Francisco
|
November 4, 1965 | A983 | 431 | |||||||
San Joaquin
|
November 4, 1965 | 2996 | 13 | |||||||
San Mateo
|
November 4, 1965 | 5056 | 588 | |||||||
Santa Clara
|
November 4, 1965 | 7166 | 234 | |||||||
Solano
|
November 3, 1965 | 1366 | 547 | |||||||
Sonoma
|
November 3, 1965 | 2167 | 261 | |||||||
Tulare
|
November 4, 1965 | 2619 | 12 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130184 | ||||||||
Yuba
|
November 4, 1965 | 422 | 562 |
Sixteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 2, 1966 | 1881 | 788 | |||||||
Butte
|
December 2, 1966 | 1452 | 13 | |||||||
Contra Costa
|
December 2, 1966 | 5256 | 298 | |||||||
Fresno
|
December 2, 1966 | 5383 | 432 | |||||||
Glenn
|
December 2, 1966 | 495 | 555 | |||||||
Kern
|
December 1, 1966 | 3999 | 845 | |||||||
Los Angeles
|
December 1, 1966 | D3496 | 236 | |||||||
Monterey
|
December 2, 1966 | 485 | 472 | |||||||
City and County of
San Francisco
|
December 2, 1966 | B101 | 10 | |||||||
San Joaquin
|
December 2, 1966 | 3090 | 511 |
D-6
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
San Mateo
|
December 2, 1966 | 5244 | 411 | |||||||
Santa Clara
|
December 2, 1966 | 7579 | 440 | |||||||
Solano
|
December 1, 1966 | 1429 | 482 | |||||||
Sonoma
|
December 1, 1966 | 2243 | 434 | |||||||
Tulare
|
December 2, 1966 | 2686 | 249 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130185 | ||||||||
Yuba
|
December 2, 1966 | 443 | 434 |
Seventeenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
April 2, 1968 | 2154 | 273 | |||||||
Butte
|
April 2, 1968 | 1511 | 632 | |||||||
Contra Costa
|
April 2, 1968 | 5593 | 177 | |||||||
Fresno
|
April 3, 1968 | 5554 | 654 | |||||||
Glenn
|
April 2, 1968 | 507 | 326 | |||||||
Kern
|
April 3, 1968 | 4147 | 264 | |||||||
Los Angeles
|
April 2, 1968 | D3959 | 10 | |||||||
Monterey
|
April 2, 1968 | 551 | 580 | |||||||
City and County of
San Francisco
|
April 2, 1968 | B230 | 362 | |||||||
San Joaquin
|
April 2, 1968 | 3199 | 132 | |||||||
San Mateo
|
April 2, 1968 | 5453 | 1 | |||||||
Santa Clara
|
April 2, 1968 | 8076 | 99 | |||||||
Solano
|
April 1, 1968 | 1501 | 35 | |||||||
Sonoma
|
April 3, 1968 | 2323 | 446 | |||||||
Tulare
|
April 3, 1968 | 2773 | 415 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130186 | ||||||||
Yuba
|
April 2, 1968 | 465 | 122 |
Eighteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
April 3, 1970 | 2592 | 708 | |||||||
Butte
|
April 6, 1970 | 1608 | 505 | |||||||
Contra Costa
|
April 3, 1970 | 6099 | 58 | |||||||
Fresno
|
April 3, 1970 | 5775 | 371 | |||||||
Glenn
|
April 6, 1970 | 524 | 168 | |||||||
Kern
|
April 3, 1970 | 4384 | 72 | |||||||
Los Angeles
|
April 6, 1970 | D4677 | 518 | |||||||
Monterey
|
April 6, 1970 | 645 | 921 | |||||||
City and County of
San Francisco
|
April 6, 1970 | B414 | 258 | |||||||
San Joaquin
|
April 3, 1970 | 3381 | 569 | |||||||
San Mateo
|
April 3, 1970 | 5766 | 1 | |||||||
Santa Clara
|
April 3, 1970 | 8878 | 585 | |||||||
Solano
|
April 3, 1970 | 1618 | 477 | |||||||
Sonoma
|
April 3, 1970 | 2453 | 531 | |||||||
Tulare
|
April 3, 1970 | 2889 | 894 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130187 | ||||||||
Yuba
|
April 6, 1970 | 497 | 84 |
D-7
Nineteenth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
June 10, 1970 | 2632 | 835 | |||||||
Butte
|
June 11, 1970 | 1618 | 2 | |||||||
Contra Costa
|
June 10, 1970 | 6146 | 1 | |||||||
Fresno
|
June 10, 1970 | 5793 | 233 | |||||||
Glenn
|
June 11, 1970 | 526 | 170 | |||||||
Kern
|
June 9, 1970 | 4405 | 724 | |||||||
Los Angeles
|
June 10, 1970 | D4736 | 731 | |||||||
Monterey
|
June 10, 1970 | 653 | 890 | |||||||
City and County of San Joaquin
|
June 10, 1970 | 3402 | 124 | |||||||
San Mateo
|
June 10, 1970 | 5792 | 57 | |||||||
Santa Clara
|
June 11, 1970 | 8949 | 586 | |||||||
Solano
|
June 10, 1970 | 1629 | 158 | |||||||
Sonoma
|
June 10, 1970 | 2465 | 923 | |||||||
Tulare
|
June 10, 1970 | 2898 | 231 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130188 | ||||||||
Yuba
|
June 11, 1970 | 500 | 77 |
Twentieth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
April 2, 1971 | 2820 | 92 | |||||||
Butte
|
April 2, 1971 | 1667 | 102 | |||||||
Contra Costa
|
April 2, 1971 | 6351 | 138 | |||||||
Fresno
|
April 2, 1971 | 5880 | 820 | |||||||
Glenn
|
April 2, 1971 | 533 | 530 | |||||||
Kern
|
April 1, 1971 | 4509 | 30 | |||||||
Los Angeles
|
April 1, 1971 | D5014 | 368 | |||||||
Monterey
|
April 2, 1971 | 695 | 719 | |||||||
City and County of
San Francisco
|
April 5, 1971 | B507 | 812 | |||||||
San Joaquin
|
April 5, 1971 | 3509 | 305 | |||||||
San Mateo
|
April 2, 1971 | 5919 | 363 | |||||||
Santa Clara
|
April 2, 1971 | 9278 | 182 | |||||||
Solano
|
April 5, 1971 | 1677 | 384 | |||||||
Sonoma
|
April 2, 1971 | 2524 | 671 | |||||||
Tulare
|
April 2, 1971 | 2959 | 373 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130189 | ||||||||
Yuba
|
April 2, 1971 | 513 | 81 |
Twenty-first Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 14, 1972 | 3298 | 449 | |||||||
Butte
|
December 14, 1972 | 1805 | 96 |
D-8
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Contra Costa
|
December 14, 1972 | 6821 | 129 | |||||||
Fresno
|
December 14, 1972 | 6104 | 2 | |||||||
Glenn
|
December 14, 1972 | 554 | 371 | |||||||
Kern
|
December 15, 1972 | 4757 | 356 | |||||||
Los Angeles
|
December 14, 1972 | D5698 | 815 | |||||||
Monterey
|
December 14, 1972 | 815 | 838 | |||||||
City and County of
San Francisco
|
December 14, 1972 | B708 | 675 | |||||||
San Joaquin
|
December 14, 1972 | 3718 | 161 | |||||||
San Mateo
|
December 14, 1972 | 6289 | 367 | |||||||
Santa Clara
|
December 14, 1972 | 0154 | 435 | |||||||
Solano
|
December 15, 1972 | 1795 | 147 | |||||||
Sonoma
|
December 14, 1972 | 2719 | 547 | |||||||
Tulare
|
December 14, 1972 | 3075 | 674 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130190 | ||||||||
Yuba
|
December 14, 1972 | 546 | 360 |
Twenty-second Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 27, 1972 | 3306 | 930 | |||||||
Butte
|
December 27, 1972 | 1807 | 385 | |||||||
Contra Costa
|
December 27, 1972 | 6829 | 150 | |||||||
Fresno
|
December 27, 1972 | 6108 | 355 | |||||||
Glenn
|
December 27, 1972 | 555 | 69 | |||||||
Kern
|
December 29, 1972 | 4762 | 140 | |||||||
Los Angeles
|
December 27, 1972 | D5710 | 690 | |||||||
Monterey
|
December 27, 1972 | 818 | 40 | |||||||
City and County of
San Francisco
|
December 27, 1972 | B712 | 707 | |||||||
San Joaquin
|
December 27, 1972 | 3721 | 317 | |||||||
San Mateo
|
December 27, 1972 | 6296 | 114 | |||||||
Santa Clara
|
December 27, 1972 | 0171 | 29 | |||||||
Solano
|
December 29, 1972 | 1797 | 530 | |||||||
Sonoma
|
December 27, 1972 | 2722 | 782 | |||||||
Tulare
|
December 27, 1972 | 3078 | 118 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130191 | ||||||||
Yuba
|
December 27, 1972 | 547 | 158 |
Twenty-third Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
December 27, 1972 | 3307 | 1 | |||||||
Butte
|
December 27, 1972 | 1807 | 433 | |||||||
Contra Costa
|
December 27, 1972 | 6829 | 197 | |||||||
Fresno
|
December 27, 1972 | 6108 | 307 | |||||||
Glenn
|
December 27, 1972 | 555 | 116 | |||||||
Kern
|
December 27, 1972 | 4762 | 187 | |||||||
Los Angeles
|
December 27, 1972 | D5710 | 737 | |||||||
Monterey
|
December 27, 1972 | 818 | 87 |
D-9
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
City and County of
San Francisco
|
December 27, 1972 | B712 | 733 | |||||||
San Joaquin
|
December 27, 1972 | 3721 | 269 | |||||||
San Mateo
|
December 27, 1972 | 6296 | 161 | |||||||
Santa Clara
|
December 27, 1972 | 0171 | 76 | |||||||
Solano
|
December 27, 1972 | 1797 | 577 | |||||||
Sonoma
|
December 27, 1972 | 2722 | 830 | |||||||
Tulare
|
December 27, 1972 | 3078 | 165 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130192 | ||||||||
Yuba
|
December 27, 1972 | 547 | 205 |
Twenty-fourth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
March 22, 1974 | 3635 | 156 | |||||||
Butte
|
March 22, 1974 | 1896 | 665 | |||||||
Contra Costa
|
March 22, 1974 | 7183 | 54 | |||||||
Fresno
|
March 22, 1974 | 6279 | 513 | |||||||
Glenn
|
March 22, 1974 | 570 | 163 | |||||||
Kern
|
March 22, 1974 | 4832 | 519 | |||||||
Los Angeles
|
March 22, 1974 | D6209 | 133 | |||||||
Monterey
|
March 22, 1974 | 902 | 1 | |||||||
City and County of
San Francisco
|
March 22, 1974 | B866 | 907 | |||||||
San Joaquin
|
March 22, 1974 | 3856 | 1 | |||||||
San Mateo
|
March 22, 1974 | 6574 | 611 | |||||||
Santa Clara
|
March 22, 1974 | 815 | 125 | |||||||
Solano
|
March 22, 1974 | 1974 | 11482 | |||||||
Sonoma
|
March 22, 1974 | 2847 | 542 | |||||||
Tulare
|
March 22, 1974 | 3166 | 315 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130193 | ||||||||
Yuba
|
March 22, 1974 | 571 | 423 |
Twenty-fifth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda Butte |
June 20, 1975 June 20, 1975 | 4007 1995 |
676 455 |
|||||||
Contra Costa
|
June 20, 1975 | 7543 | 54 | |||||||
Fresno
|
June 20, 1975 | 6447 | 21 | |||||||
Glenn
|
June 20, 1975 | 587 | 128 | |||||||
Kern
|
June 20, 1975 | 4901 | 154 | |||||||
Los Angeles
|
June 20, 1975 | D6698 | 184 | |||||||
Monterey
|
June 20, 1975 | 985 | 335 | |||||||
City and County of
San Francisco
|
June 20, 1975 | C30 | 188 | |||||||
San Joaquin
|
June 20, 1975 | 3996 | 258 | |||||||
San Mateo
|
June 20, 1975 | 6872 | 1 | |||||||
Santa Clara
|
June 20, 1975 | B474 | 219 | |||||||
Solano
|
June 20, 1975 | 1975 | 25377 | |||||||
Sonoma
|
June 20, 1975 | 2970 | 761 | |||||||
Tulare
|
June 20, 1975 | 3249 | 11 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130195 | ||||||||
Yuba
|
June 20, 1975 | 595 | 695 |
D-10
Twenty-sixth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
June 10, 1976 | 4397 | 342 | |||||||
Butte
|
June 10, 1976 | 2077 | 441 | |||||||
Contra Costa
|
June 10, 1976 | 7896 | 746 | |||||||
Fresno
|
June 11, 1976 | 6608 | 364 | |||||||
Glenn
|
June 10, 1976 | 600 | 137 | |||||||
Kern
|
June 11, 1976 | 4960 | 1166 | |||||||
Los Angeles
|
June 10, 1976 | 10257 | 734 | |||||||
Monterey
|
June 10, 1976 | 1060 | 798 | |||||||
City and County of
San Francisco
|
June 10, 1976 | C184 | 1 | |||||||
San Joaquin
|
June 10, 1976 | 4136 | 42 | |||||||
San Mateo
|
June 10, 1976 | 7151 | 667 | |||||||
Santa Clara
|
June 10, 1976 | C073 | 688 | |||||||
Solano
|
June 10, 1976 | 1976 | 31463 | |||||||
Sonoma
|
June 10, 1976 | 3089 | 913 | |||||||
Tulare
|
June 10, 1976 | 3326 | 626 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130195 | ||||||||
Yuba
|
June 10, 1976 | 616 | 512 |
Twenty-seventh Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
March 24, 1978 | 5312 | 57 | |||||||
Butte
|
March 24, 1978 | 2268 | 279 | |||||||
Fresno
|
March 27, 1978 | 6997 | 25 | |||||||
Glenn
|
March 24, 1978 | 626 | 594 | |||||||
Kern
|
March 24, 1978 | 5098 | 1124 | |||||||
Los Angeles
|
March 24, 1978 | Doc. No. 78-310554 | ||||||||
Monterey
|
March 24, 1978 | 1227 | 755 | |||||||
City and County of
San Francisco
|
March 24, 1978 | C538 | 664 | |||||||
San Joaquin
|
March 27, 1978 | 4377 | 286 | |||||||
San Mateo
|
March 24, 1978 | 7728 | 715 | |||||||
Santa Clara
|
March 24, 1978 | D549 | 102 | |||||||
Solano
|
March 24, 1978 | 21803 | 73 | |||||||
Sonoma
|
March 24, 1978 | 3371 | 634 | |||||||
Tulare
|
March 27, 1978 | 3315 | 618 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130196 | ||||||||
Yuba
|
March 24, 1978 | 662 | 589 |
D-11
Twenty-eighth Supplemental Indenture
County or | Volume of | Pages At Which | ||||||||
City and County | Date of Recordation | Official Records | Record Commences | |||||||
Alameda
|
August 28, 1978 | 5551 | 62 | |||||||
Butte
|
August 28, 1978 | 2318 | 170 | |||||||
Fresno
|
August 28, 1978 | 7107 | 2 | |||||||
Glenn
|
August 28, 1978 | 633 | 666 | |||||||
Kern
|
August 28, 1978 | 5135 | 674 | |||||||
Los Angeles
|
August 28, 1978 | Doc. No. 78-951209 | ||||||||
Monterey
|
August 28, 1978 | 1270 | 1030 | |||||||
City and County of
San Francisco
|
August 28, 1978 | C631 | 740 | |||||||
San Joaquin
|
August 28, 1978 | 4442 | 141 | |||||||
San Mateo
|
August 28, 1978 | 7774 | 1709 | |||||||
Santa Clara
|
August 28, 1978 | D914 | 715 | |||||||
Solano
|
August 28, 1978 | 71420 | ||||||||
Sonoma
|
August 28, 1978 | 3445 | 337 | |||||||
Tulare
|
August 28, 1978 | 3566 | 14 | |||||||
Ventura
|
November 15, 1983 | Doc. No. 130197 | ||||||||
Yuba
|
August 28, 1978 | 675 | 331 |
Twenty-ninth Supplemental Indenture
County or | Volume of | Pages At Which | ||||
City and County | Date of Recordation | Official Records | Record Commences | |||
Alameda |
March 28, 1980 | 80-055698 | ||||
Butte |
March 28, 1980 | 2500 | 503 | |||
Fresno |
March 31, 1980 | 7494 | 230 | |||
Glenn |
March 31, 1980 | 663 | 509 | |||
Kern |
March 28, 1980 | 5275 | 818 | |||
Los Angeles |
March 31, 1980 | Doc. No. 80-318971 | ||||
Monterey |
March 31, 1980 | 1399 | 636 | |||
City and County of
San Francisco |
March 28, 1980 | C970 | 327 | |||
San Joaquin |
March 31, 1980 | 80020795 | ||||
San Mateo |
March 28, 1980 | 7948 | 1952 | |||
Santa Clara |
March 28, 1980 | F233 | 366 | |||
Solano |
March 28, 1980 | 23159 | ||||
Sonoma |
March 28, 1980 | 80-18782 | ||||
Tulare |
March 31, 1980 | 3753 | 500 | |||
Ventura |
November 15, 1983 | Doc. No. 130198 | ||||
Yuba |
March 28, 1980 | 722 | 625 |
Thirtieth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
January 2, 1981 | 81-000002 | ||||
Butte |
January 2, 1981 | 81-113 | 2583-250 | |||
Fresno |
January 2, 1981 | 401 | 7651-362 | |||
Glenn |
January 2, 1981 | 0023 | 678-226 | |||
Kern |
January 5, 1981 | 000286 | 5342-1512 | |||
Los Angeles |
January 2, 1981 | 81-2293 | ||||
Monterey |
January 2, 1981 | G00066 | 1456-551 |
D-12
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
City and County of
San Francisco |
December 31, 1980 | D044298 | D127-551 | |||
San Joaquin |
January 2, 1981 | 81000191 | ||||
San Mateo |
January 2, 1981 | 0507AS | ||||
Santa Clara |
January 2, 1981 | 6941984 | F825-269 | |||
Solano |
January 2, 1981 | 60 Pg. 90-156 | ||||
Sonoma |
January 2, 1981 | 81-000131 | ||||
Tulare |
January 2, 1981 | 189 | 3828-412 | |||
Ventura |
November 15, 1983 | 130199 | ||||
Yuba |
January 2, 1981 | 7644 | 743-99 |
Thirty-first Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
May 4, 1982 | 82-064230 | ||||
Butte |
May 4, 1982 | 82-12318 | 2715-529 | |||
Fresno |
May 3, 1982 | 37212 | 7901-572 | |||
Glenn |
May 4, 1982 | 1908 | 704-299 | |||
Kern |
May 3, 1982 | 40614 | 5456-1478 | |||
Los Angeles |
May 3, 1982 | 82-445736 | ||||
Monterey |
May 3, 1982 | G17137 | 1549-234 | |||
City and County of
San Francisco |
May 3, 1982 | D198127 | D392-276 | |||
San Joaquin |
May 4, 1982 | 82022803 | ||||
San Mateo |
May 3, 1982 | 82035410 | ||||
Santa Clara |
May 3, 1982 | 7353398 | ||||
Solano |
May 3, 1982 | 15522 | Pg. 26792 | |||
Sonoma |
May 3, 1982 | 82-23083 | ||||
Tulare |
May 3, 1982 | 19242 | 3961-163 | |||
Ventura |
November 15, 1983 | 130200 | ||||
Yuba |
May 3, 1982 | 10984 | 775-263 |
Thirty-second Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
October 13, 1983 | 83-191597 | ||||
Butte |
October 13, 1983 | 83-34081 | 2874-684 | |||
Fresno |
October 13, 1983 | 83095135 | ||||
Glenn |
October 13, 1983 | 4435 | 733-446 | |||
Kern |
October 13, 1983 | 041161 | 5597-658 | |||
Los Angeles |
October 13, 1983 | 83-1208172 | ||||
Monterey |
October 13, 1983 | G46236 | 1674-1194 | |||
City and County of San Francisco |
October 13, 1983 | D408975 | ||||
San Joaquin |
October 13, 1983 | 83074718 | ||||
San Mateo |
October 13, 1983 | 83112077 | ||||
Santa Clara |
October 13, 1983 | 780561 | H980-717 | |||
Solano |
October 13, 1983 | 45171 | Pg 85369 | |||
Sonoma |
October 13, 1983 | 83069362 | ||||
Tulare |
October 13, 1983 | 51515 | 4120-726 | |||
Ventura |
October 13, 1983 | 117059 | ||||
Ventura re-recorded |
November 15, 1983 | 130202 | ||||
Yuba |
October 13, 1983 | 3764 | 810-614 |
D-13
Thirty-third Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
September 13, 1988 | 88-232083 | ||||
Butte |
September 13, 1988 | 88-031123 | ||||
Fresno |
September 13, 1988 | 88101543 | ||||
Glenn |
September 13, 1988 | 88-4023 | ||||
Kern |
September 13, 1988 | 31355 | 6162-1754 | |||
Los Angeles |
September 13, 1988 | 88-1464893 | ||||
Monterey |
September 13, 1988 | 47561 | 2273-660 | |||
City and County of San Francisco |
September 13, 1988 | E243818 | ||||
San Joaquin |
September 13, 1988 | 88077190 | ||||
San Mateo |
September 13, 1988 | 88120443 | ||||
Santa Clara |
September 13, 1988 | 9833944 | ||||
Solano |
September 13, 1988 | 54422 | 1988-117737 | |||
Sonoma |
September 13, 1988 | 88-77182 | ||||
Tulare |
September 13, 1988 | 58120 | 4745-662 | |||
Ventura |
September 13, 1988 | 88-133327 | ||||
Yuba |
September 13, 1988 | 2818 |
Thirty-fourth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
December 20, 1990 | 90-332019 | ||||
Butte |
December 20, 1990 | 90-054231 | ||||
Fresno |
December 20, 1990 | 90155101 | ||||
Glenn |
December 21, 1990 | 90-6395 | ||||
Kern |
December 20, 1990 | 85807 | 6468-709 | |||
Los Angeles |
December 20, 1990 | 90-2094360 | ||||
Monterey |
December 20, 1990 | 73725 | 2589-678 | |||
City and County of
San Francisco |
December 20, 1990 | E836831 | F276-480 | |||
San Joaquin |
December 20, 1990 | 90122496 | ||||
San Mateo |
December 20, 1990 | 90165083 | ||||
Santa Clara |
December 21, 1990 | 10758142 | ||||
Solano |
December 20, 1990 | 99015 | 1990 | |||
Sonoma |
December 20, 1990 | 90-122784 | ||||
Tulare |
December 20, 1990 | 83069 | ||||
Ventura |
December 20, 1990 | 90-187399 | ||||
Yuba |
December 20, 1990 | 90-14553 |
Thirty-fifth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
November 3, 1992 | 92-358477 | ||||
Butte |
November 3, 1992 | 92-050443 |
D-14
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Fresno |
November 3, 1992 | 92167544 | ||||
Glenn |
November 3, 1992 | 92-5920 | ||||
Kern |
November 3, 1992 | 167635 | 6757-1488 | |||
Los Angeles |
November 3, 1992 | 92-2022769 | ||||
Monterey |
November 3, 1992 | 78604 | 2867-956 | |||
City and County of
San Francisco |
November 3, 1992 | F237077 | ||||
San Joaquin |
November 2, 1992 | 92127961 | ||||
San Mateo |
November 3, 1992 | 92180648 | ||||
Santa Clara |
November 3, 1992 | 11617179 | ||||
Solano |
November 3, 1992 | 101527 | ||||
Sonoma |
November 3, 1992 | 1992-137370 | ||||
Tulare |
November 3, 1992 | 92-081425 | ||||
Ventura |
November 3, 1992 | 92-198950 | ||||
Yuba |
November 3, 1992 | 92-13796 |
Thirty-sixth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
June 9, 1993 | 93-203153 | ||||
Butte |
June 9, 1993 | 93-023408 | ||||
Fresno |
June 9, 1993 | 93086809 | ||||
Glenn |
June 10, 1993 | 93-2925 | ||||
Kern |
June 9, 1993 | 82236 | 6859-1043 | |||
Los Angeles |
June 9, 1993 | 93-1098735 | ||||
Monterey |
June 9, 1993 | 38484 | ||||
City and County of
San Francisco |
June 9, 1993 | F371252 | F896-0727 | |||
San Joaquin |
June 9, 1993 | 93067318 | ||||
San Mateo |
June 9, 1993 | 93094357 | ||||
Santa Clara |
June 9, 1993 | 11944269 | ||||
Solano |
June 9, 1993 | 93-51895 | ||||
Sonoma |
June 9, 1993 | 93-71358 | ||||
Tulare |
June 9, 1993 | 93-040396 | ||||
Ventura |
June 9, 1993 | 93-104242 | ||||
Yuba |
June 9, 1993 | 93-06640 |
Thirty-seventh Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
September 28, 1993 | 93342967 | ||||
Butte |
September 28, 1993 | 93-041800 | ||||
Fresno |
September 28, 1993 | 93148269 | ||||
Glenn |
September 28, 1993 | 93-5140 | ||||
Kern |
September 28, 1993 | 140436 | 6915-188 | |||
Los Angeles |
September 28, 1993 | 93-1891500 | ||||
Monterey |
September 28, 1993 | 66464 | ||||
City and County of
San Francisco |
September 28, 1993 | F456929 | F973-511 | |||
San Joaquin |
September 28, 1993 | 93111959 | ||||
San Mateo |
September 28, 1993 | 93164391 |
D-15
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Santa Clara |
September 28, 1993 | 12128051 | ||||
Solano |
September 28, 1993 | 93-88880 | 1993 | |||
Sonoma |
September 28, 1993 | 93-121864 | ||||
Tulare |
September 28, 1993 | 93-069108A | ||||
Ventura |
September 28, 1993 | 93-181168 | ||||
Yuba |
September 28, 1993 | 93-11284 |
Thirty-eighth Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda |
November 2, 1993 | 93390873 | ||||
Butte |
November 2, 1993 | 93-048806 | ||||
Fresno |
November 2, 1993 | 93170561 | ||||
Glenn |
November 2, 1993 | 93-5825 | ||||
Kern |
November 2, 1993 | 162046 | 6935-2210 | |||
Lake |
March 19, 2009 | 2009004258 | ||||
Los Angeles |
November 2, 1993 | 93-2143052 | ||||
Monterey |
November 2, 1993 | 77734 | ||||
City and County of
San Francisco |
November 2, 1993 | F477371 | F997-0471 | |||
San Joaquin |
November 2, 1993 | 93129084 | ||||
San Mateo |
November 2, 1993 | 93188734 | ||||
Santa Clara |
November 2, 1993 | 12188841 | ||||
Solano |
November 2, 1993 | 1993-104293 | 1993 | |||
Sonoma |
November 2, 1993 | 93-140937 | ||||
Tulare |
November 2, 1993 | 93-078948A | ||||
Ventura |
November 2, 1993 | 92-208807 | ||||
Yuba |
November 2, 1993 | 93-12958 |
Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Marin
|
March 30, 2009 | 2009-0015722 |
The Company will record the Thirty-ninth through the Forty-first Supplemental Indentures in the
offices of the Recorders of the following counties and city and county of the State of California
hereinafter set forth as follows:
Thirty-ninth Supplemental Indenture, Fortieth Supplemental Indenture and Forty-First
Supplemental Indenture
Supplemental Indenture
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Alameda
|
On or about the date hereof | |||||
Butte
|
On or about the date hereof | |||||
Fresno
|
On or about the date hereof |
D-16
County or | Book and Page | |||||
City and County | Date of Recordation | Document No. | (Reel Image) | |||
Glenn
|
On or about the date hereof | |||||
Kern
|
On or about the date hereof | |||||
Lake
|
On or about the date hereof | |||||
Los Angeles
|
On or about the date hereof | |||||
Marin
|
On or about the date hereof | |||||
Monterey
|
On or about the date hereof | |||||
San Joaquin
|
On or about the date hereof | |||||
San Mateo
|
On or about the date hereof | |||||
Santa Clara
|
On or about the date hereof | |||||
Solano
|
On or about the date hereof | |||||
Sonoma
|
On or about the date hereof | |||||
Tulare
|
On or about the date hereof | |||||
Ventura
|
On or about the date hereof | |||||
Yuba
|
On or about the date hereof |
D-17